6 Oct 2009 13:52
TR-1: Notification of Major Interest in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Clean Energy Brazil PLC |
2. Reason for notification (please tick the appropriate box or boxes): | |
An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X |
An event changing the breakdown of voting rights | |
Other (please specify): |
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3. Full name of person(s) subject to notification obligation: | Stark Offshore Management, LLC as investment manager to Stark Master Fund, Ltd |
4. Full name of shareholder(s) (if different from 3): | Stark Master Fund, Ltd. |
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 2 October 2009 |
6. Date on which issuer notified: | 6 October 2009 |
7. Threshold(s) that is/are crossed or reached: | 5% |
8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Direct | Indirect | Direct | Indirect | ||||
IM00B1FPZP63 | 19,880,055 | 19,865,055 | 0 | 0 | n/a | 0% | n/a |
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights | |
Nominal | Delta | |||||
Contracts for Difference | n/a | n/a | n/a | 0 | 0% | N/A |
Warrants | 100p | 15/12/12 | Any time from now to 15/12/12 | 7,225,000 | 4.89% | N/A |
Total (A+B+C)
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Number of voting rights | Percentage of voting rights |
7,225,000 | 4.89% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
N/A |
Proxy Voting:
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10. Name of proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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14 Contact name:
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15. Contact telephone name:
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