Last checked at 13 May 2024 10:18
This announcement replaces the previous RNS announcement 0046O released at 11:32 on the 10th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 09 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 747674 | 27.53502 GBP | 26.46751 GBP |
USD 0.54945 ordinary | Sell
| 455938 | 27.53502 GBP | 26.46751 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 59 | 27.086822 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 27.465 GBP |
USD 0.54945 ordinary | CFD
| Long | 364430 | 26.58 GBP |
USD 0.54945 ordinary | CFD
| Long | 2000 | 27.3160638192 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.48 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.51 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.585 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.61 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.675 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.15 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.2 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.21 GBP |
USD 0.54945 ordinary | CFD
| Long | 33836 | 27.36 GBP |
USD 0.54945 ordinary | CFD
| Long | 2028 | 27.4 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.5 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.53 GBP |
USD 0.54945 ordinary | CFD
| Long | 783 | 27.01642401 GBP |
USD 0.54945 ordinary | CFD
| Long | 18687 | 27.36046679 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.9873863636364 GBP |
USD 0.54945 ordinary | CFD
| Long | 18228 | 27.3508050756474 GBP |
USD 0.54945 ordinary | CFD
| Long | 4485 | 27.161844 GBP |
USD 0.54945 ordinary | CFD
| Long | 300 | 26.6698 GBP |
USD 0.54945 ordinary | CFD
| Long | 226 | 27.34699115 GBP |
USD 0.54945 ordinary | CFD
| Long | 448 | 27.0484263392857 GBP |
USD 0.54945 ordinary | CFD
| Long | 793 | 27.2528562410971 GBP |
USD 0.54945 ordinary | CFD
| Long | 3154 | 27.2323818946417 GBP |
USD 0.54945 ordinary | CFD
| Long | 481 | 27.455 GBP |
USD 0.54945 ordinary | CFD
| Long | 7938 | 27.438309 GBP |
USD 0.54945 ordinary | CFD
| Long | 188 | 27.3163957380851 GBP |
USD 0.54945 ordinary | CFD
| Long | 133 | 27.37946 GBP |
USD 0.54945 ordinary | CFD
| Long | 77 | 27.254531 GBP |
USD 0.54945 ordinary | CFD
| Long | 11 | 27.276363 GBP |
USD 0.54945 ordinary | CFD
| Long | 23 | 26.814162 GBP |
USD 0.54945 ordinary | CFD
| Long | 1206 | 27.335153 GBP |
USD 0.54945 ordinary | CFD
| Long | 980 | 27.35948 GBP |
USD 0.54945 ordinary | CFD
| Long | 214 | 27.308177 GBP |
USD 0.54945 ordinary | CFD
| Long | 184 | 27.351084 GBP |
USD 0.54945 ordinary | CFD
| Long | 2 | 27.37 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.59 GBP |
USD 0.54945 ordinary | CFD
| Short | 7100 | 26.7675 GBP |
USD 0.54945 ordinary | CFD
| Short | 6811 | 27.27248 GBP |
USD 0.54945 ordinary | CFD
| Short | 4648 | 26.9835 GBP |
USD 0.54945 ordinary | CFD
| Short | 43448 | 27.36 GBP |
USD 0.54945 ordinary | CFD
| Short | 24416 | 26.7791 GBP |
USD 0.54945 ordinary | CFD
| Short | 321144 | 27.345779 GBP |
USD 0.54945 ordinary | CFD
| Short | 364386 | 26.58 GBP |
USD 0.54945 ordinary | CFD
| Short | 5800 | 27.5237938618 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.67 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.76 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.055 GBP |
USD 0.54945 ordinary | CFD
| Short | 33 | 26.66 GBP |
USD 0.54945 ordinary | CFD
| Short | 11 | 27.41 GBP |
USD 0.54945 ordinary | CFD
| Short | 251 | 26.675926296255 GBP |
USD 0.54945 ordinary | CFD
| Short | 2478 | 26.97176150159 GBP |
USD 0.54945 ordinary | CFD
| Short | 16586 | 26.82473426 GBP |
USD 0.54945 ordinary | CFD
| Short | 210 | 26.67480952 GBP |
USD 0.54945 ordinary | CFD
| Short | 3101 | 26.7056788123573 GBP |
USD 0.54945 ordinary | CFD
| Short | 16850 | 27.0068774474048 GBP |
USD 0.54945 ordinary | CFD
| Short | 223 | 27.0181838565022 GBP |
USD 0.54945 ordinary | CFD
| Short | 29074 | 27.52485421 GBP |
USD 0.54945 ordinary | CFD
| Short | 907 | 26.6086512 GBP |
USD 0.54945 ordinary | CFD
| Short | 1070 | 26.645 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 27.465 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.65 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.665 GBP |
USD 0.54945 ordinary | CFD
| Short | 2000 | 616.31115 ZAR |
USD 0.54945 ordinary | CFD
| Short | 735 | 616.40000 ZAR |
USD 0.54945 ordinary | CFD
| Long | 2735 | 616.29742 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 13 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.