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Form 8.3 - Anglo American plc

9 May 2024 12:40

RNS Number : 8365N
BNP Paribas London
09 May 2024
Β 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

Β 

1.

KEY INFORMATION

Β 

Β (a) Full name of discloser:

Β 

BNP Paribas SA

Β (b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

Β (c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Anglo American plc

Β (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

Β (e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

08/05/2024

Β (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes: BHP Group Limited

Β 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

Β 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

Β 

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Β 

Class of relevant security:

Β 

GB00B1XZS820 (USD 0.54945 ordinary)

Β 

Β 

Β 

Interests

Β 

Short Positions

Β 

Β 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,895,686

1.79

-21,093,271

-1.58

(2) Cash-settled derivatives:

Β 

2,486,569

.19

-4,845,705

-.36

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

3,207,000

.24

-1,536,900

-.11

TOTAL:

29,589,255

2.21

-27,475,876

-2.05

Β 

All interests and all short positions should be disclosed.

Β 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental FormΒ 8 (Open Positions).

Β 

(b)

Rights to subscribe for new securities (including directors'' and other employee options)

Β 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

Β 

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Β 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

Β 

The currency of all prices and other monetary amounts should be stated.

Β 

(a)

Purchases and sales

Β 

Class of relevant

security

Purchase/sale

Number of

securities

Price per unit

GB00B1XZS820

Sale

-510

26.5400 GBP

GB00B1XZS820

Sale

-10,071

26.5400 GBP

GB00B1XZS820

Purchase

24,413

26.5400 GBP

GB00B1XZS820

Purchase

473

26.5400 GBP

GB00B1XZS820

Sale

-57

26.5400 GBP

GB00B1XZS820

Sale

-91

26.5400 GBP

GB00B1XZS820

Purchase

1,090

26.5400 GBP

GB00B1XZS820

Purchase

6

26.5400 GBP

GB00B1XZS820

Purchase

423

26.5400 GBP

GB00B1XZS820

Purchase

53

26.5400 GBP

GB00B1XZS820

Sale

-1,870

26.5400 GBP

GB00B1XZS820

Purchase

8,549

26.5400 GBP

GB00B1XZS820

Sale

-299,582

26.5400 GBP

GB00B1XZS820

Purchase

329

26.5400 GBP

GB00B1XZS820

Sale

-22

26.5400 GBP

GB00B1XZS820

Purchase

5,071

26.5400 GBP

GB00B1XZS820

Sale

-18,513

26.5400 GBP

GB00B1XZS820

Sale

-105

26.5400 GBP

GB00B1XZS820

Sale

-165

26.5400 GBP

GB00B1XZS820

Sale

-3,487

26.5400 GBP

GB00B1XZS820

Purchase

575

26.5400 GBP

GB00B1XZS820

Purchase

36,000

26.5400 GBP

GB00B1XZS820

Purchase

228

26.5400 GBP

GB00B1XZS820

Sale

-179

26.5400 GBP

GB00B1XZS820

Purchase

46

26.5400 GBP

GB00B1XZS820

Sale

-8,809

26.5400 GBP

GB00B1XZS820

Sale

-58

26.5400 GBP

GB00B1XZS820

Sale

-80,431

26.5400 GBP

GB00B1XZS820

Purchase

19

26.5400 GBP

GB00B1XZS820

Purchase

34,577

26.5400 GBP

GB00B1XZS820

Purchase

3

26.5400 GBP

GB00B1XZS820

Purchase

7

26.5400 GBP

GB00B1XZS820

Purchase

814

26.5400 GBP

Β 

(b)

Cash-settled derivative transactions

Β 

Class of

relevant

security

Product

description

e.g. CFD

Nature of dealing

e.g. opening/closing a

long/short position

increasing/reducing a

long/short position

Number of

references

securities

Price per

unit

GB00B1XZS820

Contract for Difference

Opening Short Position

-444

26.5400 GBP

GB00B1XZS820

Contract for Difference

Closing Long Position

-132

616.1300 ZAR

GB00B1XZS820

Contract for Difference

Increasing Long Position

18,513

26.5400 GBP

GB00B1XZS820

Contract for Difference

Increasing Long Position

20

616.1300 ZAR

GB00B1XZS820

Contract for Difference

Increasing Short Position

-1,090

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Long Position

-370

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Long Position

-42

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Long Position

-34,577

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

988

616.1300 USD

GB00B1XZS820

Contract for Difference

Reducing Short Position

3,412

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

66,117

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

5,593

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

2,621

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

9,286

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

2,505

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

9,851

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

58,549

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

10,629

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

5,553

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

9,315

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

746

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

52,317

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

17,329

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

1,350

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

21,264

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

5,659

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

1,497

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

3,096

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

12,893

26.5400 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

80,473

26.5400 GBP

Β 

(c)

Stock-settled derivative transactions (including options)

Β 

(i)

Writing, selling, purchasing or varying

Β 

Class

of

relevant

security

Product

description

e.g. call

option

Writing,

purchasing,

selling,

varying etc.

Number

of

securities

to which

option

relates

Exercise

price

per unit

Type

e.g.

American

European

etc.

Expiry

date

Option

money

paid/

received

per unit

GB00B1XZS820

Short Put Option

Reducing Long Position

-150,000

26.5400 GBP

american

19/12/2025

Β 

(ii)

Exercise

Β 

Class of

relevant

security

Product

description

e.g. call option

Exercising/

exercised

against

Number of

securities

Exercise price

per unit

Β 

Β 

Β 

Β 

Β 

Β 

Β 

Β 

Β 

Β 

Β 

(d)

Other dealings (including subscribing for new securities)

Β 

Class of relevant

security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if

applicable)

Β 

Β 

Β 

Β 

Β 

Β 

Β 

Β 

Β 

4.

Other Information

Β 

(a)

Indemnity and other dealing arrangements

Β 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

Β 

None

Β 

Β 

(b)

Indemnity and other dealing arrangements

Β 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

Β 

None

Β 

Β 

(c)

Attachments

Β 

Is a supplemental Form 8 (Open Positions) attached?

Β 

Yes

Β 

Β 

Date of Disclosure:

Β 

09/05/2024

Contact Name

Β 

Compliance Control Room

Telephone Number:

Β 

0207 595 9695

Β 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

Β 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

Β 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

Β 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

Β 

Β 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,

AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

Β 

1.

KEY INFORMATION

Β 

Β Full name of person making disclosure:

Β 

BNP Paribas SA

Β Name of offeror/offeree in relation to whose

Β relevant securities the disclosure relates:

Anglo American plc

Β 

2.

STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Β 

Class of

relevant

security

Product

description

e.g. call

option

Written or

purchased

Number of

securities

to which

option or

derivative

relates

Exercise

price

per unit

Type

e.g.

American,

European

etc.

Expiry

date

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

W

-50000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-50000

26.54

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

325000

26.54

american

20/09/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

102000

26.54

european

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

W

-135000

26.54

american

19/12/2025

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

50000

26.54

american

17/05/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

50000

26.54

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

W

-450000

26.54

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

125000

26.54

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

W

-50000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

150000

16

american

18/12/2026

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

50000

26.54

american

19/12/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

400000

26.54

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

38000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-30000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

150000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-8900

19.18875

european

26/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

300000

26.54

american

16/08/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-325000

26.54

american

20/09/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.54

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-64000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-132000

26.54

american

17/05/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-36000

26.54

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-1000

26.54

american

20/09/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

500000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

200000

26.54

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

300000

26.54

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-20000

26.54

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-26000

26.54

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-40000

26.54

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-24000

26.54

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.54

american

19/12/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-50000

26.54

american

17/05/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

150000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

250000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

37000

26.54

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

30000

26.54

american

20/12/2024

Β 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Β 

Full details should be given so that the nature of the interest or position can be fully understood:

Β 

Β 

Β 

Β 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

Β 

The currency of all prices and other monetary amounts should be stated.

Β 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

Β 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

Β 

Β 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
Β 
END
Β 
Β 
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