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28 Jun 2021 11:58
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FORMĀ 38.5(b)
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IRISHĀ TAKEOVERĀ PANEL
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DISCLOSUREĀ UNDERĀ RULEĀ 38.5(b)Ā OFĀ THEĀ IRISHĀ TAKEOVERĀ PANEL ACT,Ā 1997,Ā TAKEOVERĀ RULES,Ā 2013
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DEALINGSĀ BYĀ CONNECTEDĀ EXEMPTĀ PRINCIPALĀ TRADERSĀ WITHOUTĀ RECOGNISEDĀ INTERMEDIARYĀ STATUS,Ā ORĀ WITHĀ RECOGNISEDĀ INTERMEDIARYĀ STATUSĀ BUTĀ NOTĀ DEALINGĀ INĀ AĀ CLIENT-SERVINGĀ CAPACITY
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1. KEYĀ INFORMATION
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Name of exempt principal trader | Ā Credit Suisse Capital LLC |
Company dealt in | Aon plc |
Class of relevant security to which the dealings being disclosed relate (Note 1) | Ordinary |
Date of dealing | 25th June 2021 |
2. INTERESTSĀ ANDĀ SHORTĀ POSITIONS
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(a) InterestsĀ andĀ shortĀ positionsĀ (followingĀ dealing)Ā inĀ theĀ classĀ ofĀ relevantĀ securityĀ dealtĀ inĀ (NoteĀ 2)
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Ā | Long | Short | ||||
Ā | Number | Ā | (%) | Number | Ā | (%) |
(1) Relevant securities | 101,464 0.05 | 39,688 0.02 | ||||
(2) Derivatives (other than options) | Ā | Ā | ||||
(3) Options and agreements to purchase/sell | Ā | Ā | ||||
Total | 101,464 0.05 | 39,688 0.02 | ||||
| Ā | Ā | Ā | Ā | Ā | Ā | Ā |
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(b) InterestsĀ andĀ shortĀ positionsĀ inĀ relevantĀ securitiesĀ ofĀ theĀ company,Ā otherĀ thanĀ theĀ classĀ dealtĀ inĀ (NoteĀ 2)
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Class of relevant security: Swap | Long | Short | ||||
Ā | Number | Ā | (%) | Number | Ā | (%) |
(1) Relevant securities | Ā | Ā | ||||
(2) Derivatives (other than options) | 38,582 0.02 | 0 | ||||
(3) Options and agreements to purchase/sell | Ā | Ā | ||||
Total | 38,582 0.02 | 0 | ||||
| Ā | Ā | Ā | Ā | Ā | Ā | Ā |
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3. DEALINGSĀ (NoteĀ 3)
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(a) PurchasesĀ andĀ sales
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Purchase/sale | Number of relevant securities | Price per unit (USD) |
B | 1106 | 243.71 |
B | 47 | 241.07 |
S | 47 | 241.07 |
S | 47 | 241.07 |
S | 1106 | 243.71 |
S | 1106 | 243.71 |
S | 176 | 243.71 |
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(b) DerivativesĀ transactionsĀ (otherĀ thanĀ optionsĀ transactions)
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Product name, e.g. CFD | Nature of transaction (Note 5) | Number of relevant securities (Note 6) | Price per unit (Note 4) (USD) |
Swap | Increasing a long | 47 | 241.07 |
(c) OptionsĀ transactionsĀ inĀ respectĀ ofĀ existingĀ relevantĀ securities
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(i) Writing,Ā selling,Ā purchasingĀ orĀ varying
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Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
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(ii) Exercising
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Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
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(d) OtherĀ dealingsĀ (includingĀ transactionsĀ inĀ respectĀ ofĀ newĀ securities)Ā (NoteĀ 3)
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Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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4. OTHERĀ INFORMATION
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Agreements,Ā arrangementsĀ orĀ understandingsĀ relatingĀ toĀ optionsĀ orĀ derivatives
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FullĀ detailsĀ ofĀ anyĀ agreement,Ā arrangementĀ orĀ understandingĀ betweenĀ theĀ persondisclosingĀ andĀ
anyĀ otherĀ personĀ relatingĀ toĀ theĀ votingĀ rightsĀ ofĀ anyĀ relevantĀ securitiesĀ underĀ anyĀ optionĀ referredĀ toĀ
onĀ thisĀ formĀ orĀ relatingĀ toĀ theĀ votingĀ rightsĀ orĀ futureĀ acquisitionĀ orĀ disposalĀ ofĀ anyĀ relevantĀ
securitiesĀ toĀ whichĀ anyĀ derivative referredĀ toĀ onĀ thisĀ formĀ isĀ referenced.Ā IfĀ none,Ā thisĀ shouldĀ beĀ stated.
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IsĀ aĀ SupplementalĀ FormĀ 38.5(b)Ā attached?Ā (NoteĀ 8) Ā NO
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Date of disclosure | 28th June 2021 |
Contact name | Anthony Allen / Paul MacDonald |
Telephone number | 0207 888 5416 / 8548 |
Name of offeree/offeror with which connected | Aon plc |
Nature of connection (Note 9) | Advisor to Aon plc |
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