Last checked at 17 Jun 2021 13:44
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 16 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,158,489 3.17 | 2,308,088 1.02 | ||||
(2) Derivatives (other than options) | 1,977,795 0.88 | 115,048 0.05 | ||||
(3) Options and agreements to purchase/sell | 166,600 0.07 | 376,200 0.17 | ||||
Total | 9,302,884 4.12 | 2,799,336 1.24 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 8,600
24 63 25 4 4 2 22 40 89 293 142 9 187 168 676 1 47 3 100 100 10 96 4 4 4 4 5 1 2 8 5 5 1 92 116 100 524 1 36 3 100 637 43 2,933 24 100 52 11,266 720 1 1 108 100 100 300 14,036 13,670 148 600 600 13,139 3,800 200 200 700 156
4 189 3 1 200 50 10 10 196 8 3 4 1 192 1 43 7 116 2 24 11 11 524 2 8 1 1 2 33 86 10 11,266 100 100 2,401 200 193 13,670 9,450 17 | N/A
252.2200 USD 252.2100 USD 252.1000 USD 252.0925 USD 252.0700 USD 252.0150 USD 251.9709 USD 251.8873 USD 251.8300 USD 251.8055 USD 251.7976 USD 251.7717 USD 251.7595 USD 251.7552 USD 251.7487 USD 251.7100 USD 251.6700 USD 251.6412 USD 250.6500 USD 250.4700 USD 250.4270 USD 250.3700 USD 250.3100 USD 250.2100 USD 250.1900 USD 250.1800 USD 250.1560 USD 250.1500 USD 250.0300 USD 249.9700 USD 249.9260 USD 249.8060 USD 249.7600 USD 249.7100 USD 249.3564 USD 249.1300 USD 248.9420 USD 248.1700 USD 247.4800 USD 247.4733 USD 245.6000 USD 244.9930 USD 244.7600 USD 244.6938 USD 244.6700 USD 244.6600 USD 244.6500 USD 244.5416 USD 244.4792 USD 244.4400 USD 244.4300 USD 244.3893 USD 244.3300 USD 244.3200 USD 244.3000 USD 244.2901 USD 244.2858 USD 244.2446 USD 244.2200 USD 244.1050 USD 244.1000 USD 244.0579 USD 244.0350 USD 244.0200 USD 244.0014 USD 243.9900 USD
252.0925 USD 251.8300 USD 251.8200 USD 250.7300 USD 250.6500 USD 250.4700 USD 250.4300 USD 250.4270 USD 250.3700 USD 250.3100 USD 250.2967 USD 250.1900 USD 249.9500 USD 249.7100 USD 249.7000 USD 249.6074 USD 249.5414 USD 249.3564 USD 249.3250 USD 249.2650 USD 249.2155 USD 248.9809 USD 248.9420 USD 248.8900 USD 248.7663 USD 248.1800 USD 248.1700 USD 247.9500 USD 245.5600 USD 244.7600 USD 244.6500 USD 244.5416 USD 244.4700 USD 244.3600 USD 244.3527 USD 244.3300 USD 244.3282 USD 244.2858 USD 244.1000 USD 243.9700 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 8,770 11,266 4,900
10
116
50 4 | 244.0649 USD 244.5416 USD 244.6812 USD
250.4270 USD
249.3623 USD
250.4700 USD 252.0927 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
|
|
|
|
|
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 17 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option Put Option | Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 72,000 3,100 44,000 8,200 300 20,600 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 250.0000 | American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.