Last checked at 19 Jul 2021 14:30
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 16 July 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,679,049 2.96 | 2,158,747 0.96 | ||||
(2) Derivatives (other than options) | 1,850,267 0.82 | 86,740 0.04 | ||||
(3) Options and agreements to purchase/sell | 126,500 0.06 | 368,300 0.16 | ||||
Total | 8,655,816 3.84 | 2,613,787 1.16 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 23,600
1 12 1 9 1 3 4 1 176 2 1 1 17 6 4 52 2 2 14 23 3 187 19 3 7 53 1,454 66 11,485 9 2,295 20 1,442 35 400 1 2 200 10,000 1 2 1 17 2 1 130 5 2 4 4 3 56 196 221 7 3 36 130 70 4
10 200 3 32 1 184 12 1 1,454 4,742 121 31,336 9 2,295 20 100 1,618 36 12 234 8 10 368 1 10,000 132 100 17 17 55 800 136 86 60 1 87 100 1 4 639 1,115 100 2,300 24 400 35 1,100 23 196 600 221 1,143 45 55 3 2 37 105 19 200 8 2 13 1 100 100 | N/A
232.4600 USD 232.3908 USD 232.3300 USD 232.3056 USD 232.3000 USD 232.2967 USD 232.2950 USD 232.2900 USD 232.2458 USD 232.2200 USD 232.2000 USD 232.1100 USD 232.0318 USD 232.0100 USD 232.0025 USD 231.9727 USD 231.9600 USD 231.9550 USD 231.9525 USD 231.9361 USD 231.9200 USD 231.8625 USD 231.8026 USD 231.7967 USD 231.7843 USD 231.7800 USD 231.7375 USD 231.7345 USD 231.7300 USD 231.7089 USD 231.6961 USD 231.6935 USD 231.6921 USD 231.6760 USD 231.6274 USD 231.5800 USD 231.5700 USD 231.5657 USD 231.5574 USD 231.5400 USD 231.5100 USD 231.4900 USD 231.4776 USD 231.4600 USD 231.4500 USD 231.3590 USD 231.3300 USD 231.3200 USD 231.2650 USD 231.2600 USD 231.1983 USD 231.1859 USD 231.1557 USD 231.1406 USD 231.0929 USD 231.0533 USD 230.8847 USD 230.8610 USD 230.6323 USD 230.5300 USD
232.1900 USD 232.1050 USD 232.0300 USD 232.0200 USD 231.9800 USD 231.8721 USD 231.7583 USD 231.7400 USD 231.7375 USD 231.7344 USD 231.7329 USD 231.7300 USD 231.7089 USD 231.6961 USD 231.6935 USD 231.6900 USD 231.6812 USD 231.6750 USD 231.6700 USD 231.6400 USD 231.6025 USD 231.5950 USD 231.5805 USD 231.5800 USD 231.5574 USD 231.5300 USD 231.5200 USD 231.4800 USD 231.4776 USD 231.4204 USD 231.3950 USD 231.3900 USD 231.3840 USD 231.3652 USD 231.3650 USD 231.3042 USD 231.3000 USD 231.2900 USD 231.2600 USD 231.2339 USD 231.2230 USD 231.2100 USD 231.2083 USD 231.2040 USD 231.1875 USD 231.1767 USD 231.1700 USD 231.1690 USD 231.1557 USD 231.1450 USD 231.1406 USD 231.1155 USD 231.1041 USD 231.0582 USD 231.0533 USD 231.0250 USD 231.0210 USD 230.9563 USD 230.9500 USD 230.9000 USD 230.8313 USD 230.7250 USD 230.6335 USD 230.5500 USD 230.5400 USD 230.4250 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Decrease Short
Increase Long
| 196 751 546 1,454 692 306
17 10,000 20
221 9 | 231.1557 USD 231.6355 USD 231.6355 USD 231.7375 USD 231.7383 USD 231.8323 USD
231.4777 USD 231.5574 USD 231.6935 USD
231.1406 USD 231.7300 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 19 July 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option | Written Written Written Written Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 300 54,200 72,000 3,100 44,000 600 20,600 | 270.00 270.00 270.00 270.00 240.00 260.00 260.00 270.00 230.00 240.00 250.00 | American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.