Last checked at 23 Jun 2021 14:29
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 22 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,975,360 3.09
| 2,281,196 1.01
| ||||
(2) Derivatives (other than options) | 1,971,551 0.87 | 82,094 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 9,113,811 4.03 | 2,739,790 1.22 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 99,500
1 7 2 10 1 6 32 30 4 4 13 6 1 5 1 5 1 10 1 1 5 23 12 77 1 206 2 8 5 2 1 1 1 5 14 1 58 5 24 1 1 11 8 16 1 1 400 1,195 8,406 2 1 2 1 2 15 23 23 8
60 5 10 10 276 1 1 58 400 400 12,718 218 92 31 23 8 8 | N/A
235.1400 USD 235.1271 USD 235.0750 USD 234.9990 USD 234.8600 USD 234.8350 USD 234.7838 USD 234.7750 USD 234.7700 USD 234.7575 USD 234.7515 USD 234.5383 USD 234.5300 USD 234.5200 USD 234.4400 USD 234.3560 USD 234.3300 USD 234.3270 USD 234.3200 USD 234.3000 USD 234.2820 USD 234.2650 USD 234.2167 USD 234.2100 USD 234.1600 USD 234.1550 USD 234.1250 USD 234.1138 USD 234.0400 USD 234.0350 USD 234.0000 USD 233.9600 USD 233.9300 USD 233.9140 USD 233.9029 USD 233.9000 USD 233.8743 USD 233.8520 USD 233.8463 USD 233.8300 USD 233.8200 USD 233.7882 USD 233.7813 USD 233.7638 USD 233.7300 USD 233.6400 USD 233.5700 USD 233.5624 USD 233.5600 USD 233.5200 USD 233.4900 USD 233.4700 USD 233.4000 USD 233.3600 USD 233.3300 USD 232.9604 USD 232.9600 USD 232.7988 USD
234.7750 USD 234.5200 USD 234.3300 USD 234.3270 USD 234.1701 USD 234.0000 USD 233.9100 USD 233.8743 USD 233.5750 USD 233.5700 USD 233.5600 USD 233.5388 USD 233.4900 USD 233.4850 USD 232.9604 USD 232.8200 USD 232.7988 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Decrease Short
Increase Long | 23 58
8 10 30
400 | 232.9605 USD 233.8743 USD
232.7991 USD 234.3270 USD 234.7750 USD
233.5700 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 23 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.