Last checked at 21 Jul 2021 15:05
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 20 July 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,731,871 2.98 | 2,151,706 0.95 | ||||
(2) Derivatives (other than options) | 1,850,458 0.82 | 94,980 0.04 | ||||
(3) Options and agreements to purchase/sell | 126,500 0.06 | 368,300 0.16 | ||||
Total | 8,708,829 3.86 | 2,614,986 1.15 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 48,500
2 7 4 21 36 4 5 5 100 96 528 100 5 100 82 1,236 22,841 1 100 473 4 16 13 31 259 677 100 39 5 221 10 300 9,369 2,236 300 100 4,657 3 302 24 1 43 700 45 22 29
2 2 3 1 21 21 1 10 32 18 5 1 11 17 8 1 100 101 6 24 8 100 1 17 4 5 10,719 1 60 21 236 473 26 1 4 2 679 40 1,248 11 32 50 214 100 20 11 20 1 2 9,369 24 6 | N/A
230.0650 USD 229.7500 USD 229.6800 USD 229.6676 USD 229.5850 USD 229.4000 USD 229.3300 USD 229.3200 USD 229.0500 USD 228.9800 USD 228.9007 USD 228.8750 USD 228.8720 USD 228.8700 USD 228.8200 USD 228.7923 USD 228.7900 USD 228.7700 USD 228.7400 USD 228.7139 USD 228.6800 USD 228.6000 USD 228.5431 USD 228.5100 USD 228.4920 USD 228.4795 USD 228.4100 USD 228.3147 USD 228.3100 USD 228.2946 USD 228.2900 USD 228.2750 USD 228.2027 USD 228.1744 USD 228.1236 USD 227.9700 USD 227.9581 USD 227.9500 USD 227.9117 USD 227.9100 USD 227.8799 USD 227.8794 USD 227.8757 USD 227.8448 USD 227.7075 USD 227.4300 USD
230.0750 USD 230.0650 USD 230.0567 USD 229.7200 USD 229.6700 USD 229.6676 USD 229.6300 USD 229.5980 USD 229.5925 USD 229.5850 USD 229.4960 USD 229.4400 USD 229.4291 USD 229.4082 USD 229.3000 USD 229.2350 USD 229.2300 USD 229.2233 USD 229.2200 USD 229.1442 USD 229.0300 USD 228.9700 USD 228.9450 USD 228.8976 USD 228.8925 USD 228.8720 USD 228.7900 USD 228.7700 USD 228.7640 USD 228.7419 USD 228.7377 USD 228.7139 USD 228.7127 USD 228.7000 USD 228.6800 USD 228.6600 USD 228.6549 USD 228.6400 USD 228.6315 USD 228.6309 USD 228.6300 USD 228.6158 USD 228.6125 USD 228.6100 USD 228.5890 USD 228.5827 USD 228.5710 USD 228.3200 USD 228.3050 USD 228.2027 USD 227.9100 USD 226.8700 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Short
Increase Long
Increase Short | 1 4 21
473 1
9,369 18 | 228.7900 USD 228.8925 USD 229.6676 USD
228.7199 USD 228.7900 USD
228.2027 USD 229.5850 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 21 July 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option | Written Written Written Written Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 300 54,200 72,000 3,100 44,000 600 20,600 | 270.00 270.00 270.00 270.00 240.00 260.00 260.00 270.00 230.00 240.00 250.00 | American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.