Last checked at 1 Jul 2021 14:34
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 30 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,823,905 3.02 | 2,151,417 0.95 | ||||
(2) Derivatives (other than options) | 1,845,337 0.82 | 82,231 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 8,836,142 3.91 | 2,610,148 1.16 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 15,100
1 84 100 13 500 8 5 2 88 23 77 38 9 11 1 6 41 300 182 78 2 100 55 200 433 165 27 400 1 5,767 46 3 9 45 95 54 94 5 2 94 29 2 28 31 22
1 2 1 100 84 84 5 500 300 100 100 188 100 200 100 11 182 8 165 19 100 433 4 31 29 212 17 100 4,824 58 100 5 8 300 100 1 90 94 13 100 300 100 100 2 | N/A
242.9000 USD 241.5100 USD 239.6800 USD 239.5992 USD 239.5090 USD 239.4613 USD 239.4500 USD 239.4400 USD 239.4100 USD 239.3904 USD 239.3640 USD 239.2847 USD 239.2550 USD 239.2132 USD 239.2000 USD 239.1700 USD 239.1446 USD 239.0067 USD 239.0013 USD 239.0000 USD 238.9700 USD 238.9300 USD 238.9216 USD 238.9150 USD 238.8648 USD 238.8426 USD 238.8410 USD 238.8225 USD 238.7900 USD 238.7600 USD 238.7509 USD 238.7400 USD 238.7311 USD 238.7250 USD 238.6794 USD 238.6574 USD 238.6469 USD 238.6220 USD 238.6200 USD 238.6186 USD 238.5359 USD 238.4925 USD 238.4480 USD 238.3990 USD 238.1945 USD
242.9000 USD 241.9100 USD 241.8300 USD 241.5700 USD 241.5200 USD 241.5100 USD 240.1400 USD 239.5090 USD 239.4733 USD 239.4600 USD 239.4400 USD 239.4100 USD 239.3829 USD 239.2750 USD 239.2148 USD 239.2132 USD 239.0013 USD 238.9813 USD 238.9384 USD 238.9332 USD 238.9200 USD 238.8648 USD 238.8525 USD 238.8478 USD 238.8414 USD 238.8261 USD 238.8141 USD 238.7700 USD 238.7600 USD 238.7350 USD 238.7275 USD 238.7140 USD 238.7000 USD 238.6800 USD 238.6420 USD 238.6300 USD 238.6200 USD 238.6186 USD 238.6100 USD 238.5668 USD 238.5667 USD 238.3000 USD 238.2600 USD 238.2500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Short
Increase Long | 84
385 48 500 | 241.5100 USD
238.8708 USD 238.8708 USD 239.5090 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 01 July 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.