Last checked at 16 Jun 2021 13:39
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 15 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,166,024 3.17
| 2,334,627 1.03
| ||||
(2) Derivatives (other than options) | 2,002,731 0.89
| 115,120 0.05
| ||||
(3) Options and agreements to purchase/sell | 166,600 0.07
| 376,200 0.17
| ||||
Total | 9,335,355 4.13
| 2,825,947 1.25
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 18,700
1 1 30 29 1 77 23 5 1 1 2 1 5,400 248 1 4 5 3 200 87 2,150 6 1 1 30 66 16 4 16,825 1 2 91 4 9,600 4,799 4 1 594 7 1 7 42 5 66 9 1 4 6 4 16 16 15 10 10 39
1 3 2 17 2 6 722 1,200 478 3,000 80 1,727 202 1,402 2,150 501 4 979 6 52 63 6 20,958 31 6 113 46 20 1 9,600 3 4,828 488 39 200 594 260 22 36 198 12 15 29 10 16 9 8 8 16 16 10 3 | N/A
252.7600 USD 252.4700 USD 252.3697 USD 252.2776 USD 252.2500 USD 252.2040 USD 252.1948 USD 252.1020 USD 252.0900 USD 252.0750 USD 252.0650 USD 252.0500 USD 252.0293 USD 252.0200 USD 252.0000 USD 251.9575 USD 251.9300 USD 251.9267 USD 251.9250 USD 251.9210 USD 251.9021 USD 251.9017 USD 251.8900 USD 251.8800 USD 251.8700 USD 251.8670 USD 251.8488 USD 251.8250 USD 251.8200 USD 251.6900 USD 251.6600 USD 251.6349 USD 251.5600 USD 251.5100 USD 251.5000 USD 251.4900 USD 251.4400 USD 251.4388 USD 251.3829 USD 251.3700 USD 251.2214 USD 251.1810 USD 250.9900 USD 250.8361 USD 250.8256 USD 250.7200 USD 250.6200 USD 250.5200 USD 250.4800 USD 250.4000 USD 250.3775 USD 250.2710 USD 250.0730 USD 250.0500 USD 249.5800 USD
252.6300 USD 252.3500 USD 252.3100 USD 252.2294 USD 252.1300 USD 252.1133 USD 252.0309 USD 252.0300 USD 252.0292 USD 252.0287 USD 251.9705 USD 251.9435 USD 251.9250 USD 251.9200 USD 251.9021 USD 251.9000 USD 251.8900 USD 251.8784 USD 251.8750 USD 251.8700 USD 251.8500 USD 251.8367 USD 251.8200 USD 251.7500 USD 251.7067 USD 251.5859 USD 251.5809 USD 251.5765 USD 251.5450 USD 251.5100 USD 251.5033 USD 251.5000 USD 251.4762 USD 251.4685 USD 251.4450 USD 251.4388 USD 251.4200 USD 251.3855 USD 251.3306 USD 251.2296 USD 251.0700 USD 251.0120 USD 251.0000 USD 250.9900 USD 250.9631 USD 250.8256 USD 250.7325 USD 250.6200 USD 250.3800 USD 250.3775 USD 250.0730 USD 250.0700 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Decrease Short
Increase Long
| 10
16
594 2,150 | 250.0725 USD
250.3775 USD
251.4448 USD 251.9022 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 16 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option Put Option | Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 72,000 3,100 44,000 8,200 300 20,600 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 250.0000 | American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.