Last checked at 13 Jul 2021 14:17
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 12 July 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,755,868 2.99 | 2,158,457 0.96 | ||||
(2) Derivatives (other than options) | 1,850,968 0.82 | 81,407 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 8,773,736 3.88 | 2,616,364 1.17 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 96,400
21 7 7 44 44 100 200 3 200 300 100 200 300 200 100 2,162 100 101 2 2 2 3 300 2 1 3 1 1 2 2 2 1 2 4 3 1 2 4 4 2 5 1 3 2 3 1 3 1 2 38 1,161 4,839 3 1 1 2 1 12 2 2 3 2 1 1 2 12 1 2 3 2 1 2 17 2 2 2 1 4 12 4 16 7 3 1 14 1 7 1 6 7 10 7 10 15 1 5 3 4 45 1 11 33 7 31
21 7 44 30 70 100 23 50 50 100 21 54 100 3 700 200 677 200 117 100 100 100 100 200 200 100 200 2,162 100 1 1 103 1 1 1 300 300 1 1 1 1 1 1 3 5 1 2 1 1 6 4 1 2 1 3 1 144 2 2 3 2 2 2 1 3 1 1 2 1 1 1 2 2 1 1 7,686 1 1 970 1 1 1 9 1 2 10 3 9 12 3 2 1 1 1 2 2 3 1 151 12 1 7 2 1 3 19 17 1 2 7 1 1 1 1 3 10 3 1 1 1 4 1 3 2 5 3 3 12 16 7 9 4 4 4 26 7 3 4 3 31 31 | N/A
236.3100 USD 236.2614 USD 236.2400 USD 235.7405 USD 235.7400 USD 235.2400 USD 235.2140 USD 234.8700 USD 234.8400 USD 234.8333 USD 234.8000 USD 234.7800 USD 234.7392 USD 234.6500 USD 234.5900 USD 234.4715 USD 234.2600 USD 233.6700 USD 233.6550 USD 233.6500 USD 233.6050 USD 233.5867 USD 233.5483 USD 233.4650 USD 233.4600 USD 233.4200 USD 233.4100 USD 233.4000 USD 233.3950 USD 233.3700 USD 233.3650 USD 233.3500 USD 233.3400 USD 233.3350 USD 233.3300 USD 233.3100 USD 233.3050 USD 233.3000 USD 233.2900 USD 233.2550 USD 233.2500 USD 233.2400 USD 233.1800 USD 233.1700 USD 233.1467 USD 233.1100 USD 233.0833 USD 233.0500 USD 232.9200 USD 232.8000 USD 232.7900 USD 232.7893 USD 232.7500 USD 232.7000 USD 232.6900 USD 232.6850 USD 232.6700 USD 232.6375 USD 232.6200 USD 232.6100 USD 232.5633 USD 232.5600 USD 232.5400 USD 232.5300 USD 232.5200 USD 232.5033 USD 232.4800 USD 232.4750 USD 232.4600 USD 232.4200 USD 232.4100 USD 232.4050 USD 232.3976 USD 232.3800 USD 232.3600 USD 232.3350 USD 232.2900 USD 232.2150 USD 232.2125 USD 232.2113 USD 232.1838 USD 232.1743 USD 232.1633 USD 232.1300 USD 232.1243 USD 232.1200 USD 232.1043 USD 232.1000 USD 232.0800 USD 232.0514 USD 232.0460 USD 232.0443 USD 232.0420 USD 232.0400 USD 232.0300 USD 232.0280 USD 232.0200 USD 232.0100 USD 232.0004 USD 232.0000 USD 231.9764 USD 231.9658 USD 231.8729 USD 231.7565 USD
236.3100 USD 236.2614 USD 235.7405 USD 235.3300 USD 235.3200 USD 235.2400 USD 235.1239 USD 235.1100 USD 235.1000 USD 235.0700 USD 235.0650 USD 234.9450 USD 234.9100 USD 234.8700 USD 234.8414 USD 234.8400 USD 234.8013 USD 234.8000 USD 234.7726 USD 234.7500 USD 234.7400 USD 234.7200 USD 234.6900 USD 234.6675 USD 234.6500 USD 234.5900 USD 234.5800 USD 234.4715 USD 234.2600 USD 233.7100 USD 233.6900 USD 233.6700 USD 233.6500 USD 233.6400 USD 233.6300 USD 233.5533 USD 233.5483 USD 233.5200 USD 233.4800 USD 233.4600 USD 233.4500 USD 233.4300 USD 233.4200 USD 233.4100 USD 233.4000 USD 233.3900 USD 233.3700 USD 233.3600 USD 233.3500 USD 233.3400 USD 233.3300 USD 233.3200 USD 233.3100 USD 233.3000 USD 233.2900 USD 233.2800 USD 233.2757 USD 233.2600 USD 233.2500 USD 233.2400 USD 233.2300 USD 233.2100 USD 233.2000 USD 233.1800 USD 233.1700 USD 233.1500 USD 233.1300 USD 233.1100 USD 233.0500 USD 232.9700 USD 232.9400 USD 232.9200 USD 232.8600 USD 232.8200 USD 232.8100 USD 232.7900 USD 232.7800 USD 232.7700 USD 232.7435 USD 232.7200 USD 232.7100 USD 232.7000 USD 232.6956 USD 232.6900 USD 232.6700 USD 232.6600 USD 232.6500 USD 232.6456 USD 232.6375 USD 232.6100 USD 232.6000 USD 232.5800 USD 232.5700 USD 232.5400 USD 232.5300 USD 232.5200 USD 232.5100 USD 232.5000 USD 232.4948 USD 232.4900 USD 232.4800 USD 232.4686 USD 232.4600 USD 232.4300 USD 232.4200 USD 232.4000 USD 232.3976 USD 232.3800 USD 232.3600 USD 232.3429 USD 232.3300 USD 232.3200 USD 232.3100 USD 232.2900 USD 232.2400 USD 232.2090 USD 232.1900 USD 232.1700 USD 232.1600 USD 232.1400 USD 232.1300 USD 232.1200 USD 232.1100 USD 232.1050 USD 232.1000 USD 232.0700 USD 232.0600 USD 232.0500 USD 232.0400 USD 232.0300 USD 232.0200 USD 232.0100 USD 232.0000 USD 231.9800 USD 231.9700 USD 231.9500 USD 231.9400 USD 231.8900 USD 231.8500 USD 231.7600 USD 231.7565 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Increase Long
Decrease Short
Opening a long position | 44 7
300 2,162
17
31 | 235.7405 USD 236.2613 USD
233.5483 USD 234.4715 USD
232.3977 USD
231.7565 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other
person relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred
to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 13 July 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.