Last checked at 12 Jul 2021 13:32
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 09 July 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,850,039 3.03 | 2,151,169 0.95 | ||||
(2) Derivatives (other than options) | 1,848,526 0.82 | 81,424 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 8,865,465 3.92 | 2,609,093 1.16 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 12,400
200 9 100 77 77 45 45 2,084 533 2,367 100 100 4 5 400 2 2 100 39 25 100 101 33 2 100 100 100 36,411 50 4 4,249 3 100 100 203 100 293 300 33 300 100 100 9 400 100 25 2 303 112 100 100 1 25 38 75 300 400 300 47 2 100 85 28 6 491 22 3 100 312 32 100 100 100 2 2 14 500 29 100 499 41 7 100 100 200 1 100 200 1 100 427 44 200 100 6 144 2 100 42 200 9 100 200 200
23 100 100 45 200 100 4 533 1 33 100 4 37,661 300 289 36 8 7 22 85 6 3 5 2 5 200 10,800 9 | N/A
237.7400 USD 237.5650 USD 237.5600 USD 237.2600 USD 237.2500 USD 237.2204 USD 237.2200 USD 237.0401 USD 237.0084 USD 236.9461 USD 236.8600 USD 236.7800 USD 236.6100 USD 236.5700 USD 236.5350 USD 236.5100 USD 236.5050 USD 236.4700 USD 236.4400 USD 236.4387 USD 236.4300 USD 236.4200 USD 236.4060 USD 236.3900 USD 236.3800 USD 236.3400 USD 236.3300 USD 236.3100 USD 236.3074 USD 236.3050 USD 236.2996 USD 236.2833 USD 236.2800 USD 236.2700 USD 236.2600 USD 236.2500 USD 236.2427 USD 236.2400 USD 236.2332 USD 236.2217 USD 236.2100 USD 236.2000 USD 236.1876 USD 236.1800 USD 236.1700 USD 236.1658 USD 236.1600 USD 236.1501 USD 236.1493 USD 236.1300 USD 236.1200 USD 236.1148 USD 236.1126 USD 236.0797 USD 236.0700 USD 236.0600 USD 236.0500 USD 236.0333 USD 236.0236 USD 235.9750 USD 235.9600 USD 235.9567 USD 235.9561 USD 235.9400 USD 235.9365 USD 235.9186 USD 235.8900 USD 235.8400 USD 235.8107 USD 235.7906 USD 235.7900 USD 235.7800 USD 235.7700 USD 235.7600 USD 235.7500 USD 235.7464 USD 235.7460 USD 235.7214 USD 235.7100 USD 235.7043 USD 235.7000 USD 235.6807 USD 235.6600 USD 235.6500 USD 235.5800 USD 235.5500 USD 235.5400 USD 235.5350 USD 235.5031 USD 235.4900 USD 235.4787 USD 235.4200 USD 235.4100 USD 235.4000 USD 235.3500 USD 235.3242 USD 235.3100 USD 235.3000 USD 235.2300 USD 235.2200 USD 235.2100 USD 235.2000 USD 235.1800 USD 235.1600 USD
237.4400 USD 237.3000 USD 237.2500 USD 237.2204 USD 237.1275 USD 237.1100 USD 237.0900 USD 237.0084 USD 236.9950 USD 236.8282 USD 236.5400 USD 236.3200 USD 236.3100 USD 236.2217 USD 236.2200 USD 236.1844 USD 236.1650 USD 236.0300 USD 235.9773 USD 235.9567 USD 235.9400 USD 235.9300 USD 235.7840 USD 235.7600 USD 235.7410 USD 235.6900 USD 235.2685 USD 235.2100 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Increase Long
Decrease Short | 85 45
300
533 | 235.9567 USD 237.2205 USD
236.2217 USD
237.0084 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 12 July 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.