Last checked at 22 Jun 2021 14:55
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 21 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,886,461 3.05 | 2,288,187 1.01 | ||||
(2) Derivatives (other than options) | 1,971,174 0.87 | 100,184 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 9,024,535 3.99 | 2,764,871 1.22 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale( Borrow Return)
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 240,800
444 122 62 3 11 67 1 4 76 15 13,354 64 1 1 9 6 3 98 7 22 33 3 1 140 5 200 31 21 28 5 100 2 8 6 2 61 30 50 2 16 200 100 80 2 7 400 55 7 3 200 30 2 80 17 100 24 226 44 100 50 24 8 100 3 2 300 100 200 135 100 100 200 54
1 14 28,554 6 100 100 8 7 400 7 7 200 30 8 200 300 35 13 54 | N/A
234.2525 USD 234.2166 USD 234.1781 USD 234.1600 USD 234.1491 USD 234.1018 USD 234.1000 USD 234.0500 USD 234.0450 USD 234.0207 USD 234.0000 USD 233.9400 USD 233.9200 USD 233.9000 USD 233.8389 USD 233.7933 USD 233.7883 USD 233.7861 USD 233.7829 USD 233.7700 USD 233.7467 USD 233.7367 USD 233.7300 USD 233.7281 USD 233.7200 USD 233.6783 USD 233.6781 USD 233.6752 USD 233.6700 USD 233.6450 USD 233.6300 USD 233.6200 USD 233.6094 USD 233.6083 USD 233.5800 USD 233.5654 USD 233.5520 USD 233.5338 USD 233.5300 USD 233.4531 USD 233.4400 USD 233.3900 USD 233.3500 USD 233.3475 USD 233.3057 USD 233.1575 USD 232.8798 USD 232.7671 USD 232.6767 USD 232.5050 USD 232.3500 USD 232.2600 USD 232.2500 USD 232.1847 USD 231.9200 USD 231.9100 USD 231.8361 USD 231.7950 USD 231.7452 USD 231.6539 USD 231.6413 USD 231.4800 USD 231.3348 USD 231.3333 USD 231.2500 USD 231.1900 USD 231.0454 USD 231.0100 USD 230.9513 USD 230.8900 USD 230.8356 USD 230.8000 USD 230.1000 USD
234.1750 USD 234.1071 USD 234.0000 USD 233.7933 USD 233.7000 USD 233.6300 USD 233.6094 USD 233.5400 USD 233.1575 USD 232.7700 USD 232.7671 USD 232.6600 USD 232.3500 USD 231.4800 USD 231.3850 USD 231.0100 USD 230.7900 USD 230.6400 USD 230.1000 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Short
Increase Long | 7 13,200
400 | 232.7671 USD 234.0000 USD
233.1575 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 22 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.