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EPT Disclosure

14 Jan 2009 11:25

RNS Number : 6216L
Merrill Lynch International
14 January 2009
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Cape plc

Class of relevant security to which the dealings being 

Common

disclosed relate

Date of dealing

13/01/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities purchased

Highest price paid

Lowest price paid

5,075

GBP 0.49

GBP 0.46

Total number of securities sold

Highest price received

Lowest price received

2,948

GBP 0.48

GBP 0.48

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

(c)  Options transactions in respect of existing securities

Product name

Writing, selling, 

Number of securities 

Exercise price 

Type, e.g. 

Expiry 

Option money

eg call option

purchasing, varying

under option

American, 

date

paid/received per 

etc.

European etc 

unit 

(ii) Exercising

Product name

Number of securities under option

Exercise price 

eg call option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the 

voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition 

or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

14/01/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Cape plc

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Lloyds TSB Group Plc

Class of relevant security to which the dealings being 

Common

disclosed relate

Date of dealing

13/01/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities purchased

Highest price paid

Lowest price paid

5,812,949

GBP 1.36

GBP 1.31

Total number of securities sold

Highest price received

Lowest price received

6,421,348

GBP 1.39

GBP 1.32

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

2,996,423

GBP 1.33

Long Swap

LONG

918,039

GBP 1.33

Long Swap

LONG

160,514

GBP 1.33

Long Swap

LONG

91,496

GBP 1.35

Long Swap

LONG

87,191

GBP 1.35

Long Swap

LONG

64,221

GBP 1.35

Long Swap

LONG

5,000

GBP 1.33

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

5,000

GBP 1.33

Short Swap

SHORT

64,221

GBP 1.35

Short Swap

SHORT

73,050

GBP 1.33

Short Swap

SHORT

87,191

GBP 1.35

Short Swap

SHORT

91,496

GBP 1.34

Short Swap

SHORT

918,039

GBP 1.33

Short Swap

SHORT

1,168,989

GBP 1.33

(c)  Options transactions in respect of existing securities

Product name

Writing, selling, 

Number of securities 

Exercise price 

Type, e.g. 

Expiry 

Option money

eg call option

purchasing, varying

under option

American, 

date

paid/received per

etc.

European etc 

unit 

option

call

7000

1.6GBP

American

20.03.09

0.07GBP

(ii) Exercising

 

Product name

Number of securities under option

Exercise price 

eg call option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the 

voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition 

or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

14/01/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Lloyds TSB Group Plc

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

HBOS Plc

Class of relevant security to which the dealings being 

Common

disclosed relate

Date of dealing

13/01/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities purchased

Highest price paid

Lowest price paid

5,255,507

GBP 0.84

GBP 0.78

Total number of securities sold

Highest price received

Lowest price received

10,665,758

GBP 0.83

GBP 0.78

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

5,000

GBP 0.80

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

5,000

GBP 0.80

Short Swap

SHORT

22,134

GBP 0.81

Short Swap

SHORT

468,759

GBP 0.81

Short Swap

SHORT

4,952,765

GBP 0.80

(c)  Options transactions in respect of existing securities

Product name

Writing, selling, 

Number of securities 

Exercise price 

Type, e.g. 

Expiry 

Option money

eg call option

purchasing, varying

under option

American, 

date

paid/received per

etc.

European etc 

unit 

(ii) Exercising

Product name

Number of securities under option

Exercise price 

eg call option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the 

voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition 

or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

14/01/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Lloyds TSB Group Plc

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

OJSC Polyus Gold (OR) ADR.

Class of relevant security to which the dealings being 

ADR

disclosed relate

Date of dealing

13/01/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities sold

Highest price received

Lowest price received

25,576

USD 13.70

USD 13.44

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

(c)  Options transactions in respect of existing securities

Product name

Writing, selling, 

Number of securities 

Exercise price 

Type, e.g. 

Expiry 

Option money

eg call option

purchasing, varying

under option

American, 

date

paid/received per 

etc.

European etc 

unit 

(ii) Exercising

Product name

Number of securities under option

Exercise price 

eg call option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the 

voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition 

or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

14/01/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

KazakhGold Group Limited

Nature of connection #

Advisor

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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