5 Mar 2019 17:02
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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Rolls-Royce Holdings plc (the Company) announces the following transactions by its Directors and PDMRs as a consequence of:
· The vesting of awards made under the Long Term Incentive Plan (LTIP)
· The vesting of awards made under the Rolls-Royce Performance Share Plan (PSP)
· The vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan (APRA)
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PDMRs | Name of plan | Grant date | Exercise date | Number of Shares vested | Number of Shares sold to discharge Tax Liability* | Total Shares released | Total number of shares sold on release |
Thomas Bell | LTIP | 08/03/18 | 28/02/19 | 218,958 | 85,963 | 132,995 | - |
Christopher Cholerton | APRA | 01/03/17 | 01/03/19 | 13,380 | 6,289 | 7,091 | - |
PSP | 01/03/16 | 01/03/19 | 53,847 | 25,309 | 28,538 | - | |
Stephen Daintith | PSP | 05/05/17 | 01/03/19 | 91,036 | 42,787 | 48,249 | - |
Warren East | APRA | 01/03/17 | 01/03/19 | 48,624 | 22,854 | 25,770 | - |
PSP | 01/03/16 | 01/03/19 | 205,253 | 96,469 | 108,784 | - | |
Mark Gregory | APRA | 01/03/17 | 01/03/19 | 14,719 | 6,918 | 7,801 | - |
PSP | 01/03/16 | 01/03/19 | 68,344 | 32,122 | 36,222 | - | |
Harry Holt | APRA | 01/03/17 | 01/03/19 | 13,009 | 6,115 | 6,894 | - |
PSP | 01/03/16 | 01/03/19 | 72,487 | 34,069 | 38,418 | - | |
Mikael Makinen | APRA | 01/03/17 | 01/03/19 | 18,108 | 9,739 | 8,369 | - |
PSP | 01/03/16 | 01/03/19 | 84,084 | 43,194 | 40,890 | - | |
Andreas Schell | PSP | 16/12/16 | 01/03/19 | 182,692 | 95,001 | 87,691 | - |
Paul Stein | LTIP | 01/03/16 | 01/03/19 | 26,095 | 12,266 | 13,829 | - |
Benjamin Story | APRA | 01/03/17 | 01/03/19 | 3,381 | 1,590 | 1,791 | - |
*All shares sold to discharge Tax Liability were sold at a price of £9.093956 per share except the shares sold on behalf of Thomas Bell which were sold at £9.45
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In addition to the awards set out above, a market sale was also conducted today as follows:
PDMR | No. of Ordinary shares sold | Trade date | Sale Price |
Mark Gregory | 22,000 | 05/03/2019 | £9.008 |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Thomas Bell | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | President - Defence and President & CEO of Rolls-Royce North America | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code  |  Ordinary Shares of 20p each   GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 218,958 shares under the Rolls-Royce Long Term Incentive Plan (LTIP)  85,963 shares sold to cover tax leaving balance of 132,995 shares retained | ||||||
c) Â | Price(s) and volume(s) Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 28 February 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Christopher Cholerton  | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | President - Civil Aerospace | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code  |  Ordinary Shares of 20p each  GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 13,380 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 53,847 shares under the Rolls-Royce Performance Share Plan (PSP)  31,598 shares sold to cover tax leaving balance of 35,629 shares retained | ||||||
c) Â | Price(s) and volume(s) Â Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 01 March 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Stephen Dainith  | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | Chief Financial Officer | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code  |  Ordinary Shares of 20p each  GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 91,036 shares under the Rolls-Royce Performance Share Plan (PSP)  42,787 shares sold to cover tax leaving balance of 48,249 shares retained | ||||||
c) Â | Price(s) and volume(s) Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 01 March 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Warren East  | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | Chief Executive Officer | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code  | Ordinary Shares of 20p each   GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 48,624 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 205,253 shares under the Rolls-Royce Performance Share Plan (PSP)  119,323 shares sold to cover tax leaving balance of 134,554 shares retained | ||||||
c) Â | Price(s) and volume(s) Â Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 01 March 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||||
a)  | Name  | Mark Gregory  | ||||||||
2  | Reason for the notification  | |||||||||
a)  | Position/status  | General Counsel | ||||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||||
a)  | Description of the financial instrument, type of instrument  Identification code  |  Ordinary Shares of 20p each  GB00B63H8491  | ||||||||
b)  | Nature of the transaction  | Vesting of 14,719 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 68,344 shares under the Rolls-Royce Performance Share Plan (PSP) 39,040 shares sold to cover tax leaving balance of 44,023 shares retained  3 - A market sale | ||||||||
c) Â | Price(s) and volume(s) Â | Â
 | ||||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||||
e)  | Date of the transaction  | 1-2 01 March 2019 3 05 March 2019 | ||||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Harry Holt  | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | Chief People Officer | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code  |  Ordinary Shares of 20p each  GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 13,009 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 72,487shares under the Rolls-Royce Performance Share Plan (PSP)  40,184 shares sold to cover tax leaving balance of 45,312 shares retained | ||||||
c) Â | Price(s) and volume(s) Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 01 March 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Mikael Makinen | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | President - Marine | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code  |  Ordinary Shares of 20p each  GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 18,108 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 84,084 shares under the Rolls-Royce Performance Share Plan (PSP)  52,933 shares sold to cover tax leaving balance of 49,259 shares retained | ||||||
c) Â | Price(s) and volume(s) Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 01 March 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Andreas Schell | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | CEO - Rolls-Royce Power Systems AG | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code |  Ordinary Shares of 20p each  GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 182,692 shares under the Rolls-Royce Performance Share Plan (PSP)  95,001 shares sold to cover tax leaving balance of 87,691 shares retained | ||||||
c) Â | Price(s) and volume(s) Â Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 01 March 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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ANNEX
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Paul Stein  | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | Chief Technology Officer | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code  |  Ordinary Shares of 20p each  GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 26,095 shares under the Rolls-Royce Long Term Incentive Plan (LTIP)  12,266 shares sold to cover tax leaving balance of 13,829 shares retained | ||||||
c) Â | Price(s) and volume(s) Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 01 March 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1  | Details of the person discharging managerial responsibilities / person closely associated  | |||||||
a)  | Name  | Benjamin Story | ||||||
2  | Reason for the notification  | |||||||
a)  | Position/status  | Strategic Marketing Director | ||||||
b)  | Initial notification /Amendment  | Initial notification | ||||||
3  | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  | |||||||
a)  | Name  | Rolls-Royce Holdings plc | ||||||
b) Â | LEI Â | 213800EC7997ZBLZJH69 | ||||||
4  | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  | |||||||
a)  | Description of the financial instrument, type of instrument  Identification code  |  Ordinary Shares of 20p each  GB00B63H8491  | ||||||
b)  | Nature of the transaction  | Vesting of 3,381 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA)  1,590 shares sold to cover tax leaving balance of 1,791 shares retained | ||||||
c) Â | Price(s) and volume(s) Â Â | Â
 | ||||||
d)  | Aggregated information  - Aggregated volume  - Price | Â
 | ||||||
e)  | Date of the transaction  | 01 March 2019 | ||||||
f)  | Place of the transaction  | London Stock Exchange, Main Market (XLON) |
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Name of authorised official of issuer responsible for making notification Georgios Chatzopoulos ACIS - Corporate Governance Assistant Telephone: 01332 245464 Email: Georgios.Chatzopoulos@Rolls-Royce.com Date of notification - 05 March 2019 |
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