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Pin to quick picksXtract Regulatory News (XTR)

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Holding(s) in Company

19 Oct 2016 10:37

RNS Number : 9476M
Xtract Resources plc
19 October 2016
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Xtract Resources PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

1Yorkville Advisors Global, LLC

2 Yorkville Advisors Global, LP

3 YA II PN, Ltd.

4. Full name of shareholder(s)  (if different from 3.):iv

Jarvis Investment Management Ltd

(Registered Holder)

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

September 15 - October 11, 2016

6. Date on which issuer notified:

October 13, 2016

7. Threshold(s) that is/are crossed orreached: vi, vii

5.00, 4.00 %

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

 

Ordinary Shares

820,000,000

820,000,000

508,000,000

508,000,000

3.44%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

508,000,000

3.44%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of YA II PN, Ltd. (which entity was formerly known as YA Global Master SPV, Ltd.)

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

14. Contact name:

Troy Rillo

15. Contact telephone number:

001.908.906.5127

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLUKOKRNVARARA
Date   Source Headline
29th May 20073:14 pmRNSIssue of Equity
14th May 20075:52 pmRNSre: Xtract Energy Plc
9th May 20074:48 pmRNSIssue of Equity
4th May 20075:40 pmRNSFurther Investment
4th May 20077:01 amRNSre Xtract Energy Plc
1st May 20072:32 pmRNSExercise of Warrants
30th Apr 20074:03 pmRNSIncreased holding in Xtract
30th Apr 20077:01 amRNSTotal Voting Rights
23rd Apr 20073:01 pmRNSScheme of arrangement
23rd Apr 20073:00 pmRNSScheme Effective
20th Apr 20073:30 pmRNSScheme sanctioned
12th Apr 20073:51 pmRNSApproval of Scheme
20th Mar 20073:33 pmRNSHolding(s) in Company
16th Mar 20074:00 pmRNSDocument Posted
16th Mar 20074:00 pmRNSScheme of arrangement
8th Mar 20077:01 amRNSHolding(s) in Company
28th Feb 20077:02 amRNSInterim Results
12th Feb 20077:02 amRNSScheme of arrangement
12th Feb 20077:02 amRNSScheme of arrangement
24th Jan 20077:01 amRNSNew Accounting Ref Date
4th Jan 200712:01 pmRNSDirectorate Change
13th Dec 20062:45 pmRNSTotal voting rights
5th Dec 20063:08 pmRNSCompletion of Investment
16th Nov 20065:33 pmRNSUpdate Re Xtract Energy
16th Nov 20062:37 pmRNSPlacing & Further Investments
12th Oct 20067:01 amRNSCOIL placing
4th Oct 20067:00 amRNSXtract Loan Facility
4th Oct 20067:00 amRNSLoan facility/Acquisitions
4th Oct 20067:00 amRNSHolding(s) in Company
28th Sep 20061:04 pmRNSInterim Results
12th Sep 20069:14 amRNSIssue of Equity
6th Sep 200612:34 pmRNSExtraction Technology Update
6th Sep 200612:34 pmRNSUpdate re. Xtract Energy
1st Sep 20064:32 pmRNSHolding(s) in Company
1st Sep 20061:00 pmRNSNew Investments
1st Sep 20061:00 pmRNSXtract Transaction
10th Aug 20064:06 pmRNSXtract Purchase Completed
10th Aug 20062:33 pmRNSHolding(s) in Company
7th Aug 20063:28 pmRNSIssue of Equity
7th Aug 20067:01 amRNSIncrease of Stake in Xtract
1st Aug 20065:03 pmRNSExercise of Warrants
27th Jul 200612:00 pmRNSIssue of Equity
13th Jul 20067:00 amRNSChange of Adviser
18th May 20064:44 pmRNSHolding(s) in Company
2nd May 20063:30 pmRNSAGM Statement
2nd May 20063:30 pmRNSGrant of Warrants
18th Apr 20067:01 amRNSTakeover Code
4th Apr 20067:01 amRNSFinal Results
21st Mar 200610:36 amRNSDirectors' Interest
13th Mar 200612:47 pmRNSDirectorate Change

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