Last checked at 16 Aug 2017 09:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. and Vantiv UK Limited |
(d) Date dealing undertaken: | 15 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 1,054,333 | 4.2320 GBP | 4.1220 GBP |
3p ordinary | SALES | 1,885,168 | 4.2340 GBP | 4.1077 GBP |
3p ordinary | PURCHASES | 36,631 | 5.4254 USD | 5.4254 USD |
3p ordinary | SALES | 82,757 | 5.3724 USD | 5.3724 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 800 | 4.1077 GBP |
3p ordinary | CFD | LONG | 33 | 4.1345 GBP |
3p ordinary | CFD | LONG | 395 | 4.1345 GBP |
3p ordinary | CFD | LONG | 383 | 4.1345 GBP |
3p ordinary | CFD | LONG | 1,103 | 4.1362 GBP |
3p ordinary | CFD | LONG | 1,141 | 4.1362 GBP |
3p ordinary | CFD | LONG | 97 | 4.1362 GBP |
3p ordinary | CFD | LONG | 93 | 4.1394 GBP |
3p ordinary | CFD | LONG | 1,124 | 4.1452 GBP |
3p ordinary | CFD | LONG | 1,985 | 4.1470 GBP |
3p ordinary | CFD | LONG | 1,216 | 4.1487 GBP |
3p ordinary | CFD | LONG | 18,609 | 4.1534 GBP |
3p ordinary | CFD | LONG | 7,040 | 4.1561 GBP |
3p ordinary | CFD | LONG | 2,253 | 4.1583 GBP |
3p ordinary | CFD | LONG | 181 | 4.1583 GBP |
3p ordinary | CFD | LONG | 5,978 | 4.1583 GBP |
3p ordinary | CFD | LONG | 9,434 | 4.1583 GBP |
3p ordinary | CFD | LONG | 400 | 4.1740 GBP |
3p ordinary | CFD | LONG | 494 | 4.1866 GBP |
3p ordinary | CFD | LONG | 142,240 | 4.1875 GBP |
3p ordinary | CFD | LONG | 4,223 | 4.1936 GBP |
3p ordinary | CFD | LONG | 5,937 | 4.1962 GBP |
3p ordinary | CFD | LONG | 4,905 | 4.1973 GBP |
3p ordinary | CFD | LONG | 134,348 | 4.1984 GBP |
3p ordinary | CFD | LONG | 12,795 | 4.2013 GBP |
3p ordinary | CFD | LONG | 19,236 | 4.2047 GBP |
3p ordinary | CFD | LONG | 6,244 | 4.2082 GBP |
3p ordinary | CFD | LONG | 26,530 | 4.2138 GBP |
3p ordinary | CFD | LONG | 11 | 4.2154 GBP |
3p ordinary | CFD | LONG | 640 | 4.2155 GBP |
3p ordinary | CFD | LONG | 405 | 4.2155 GBP |
3p ordinary | CFD | LONG | 105 | 4.2159 GBP |
3p ordinary | CFD | LONG | 5,556 | 4.2159 GBP |
3p ordinary | CFD | LONG | 3,518 | 4.2159 GBP |
3p ordinary | CFD | LONG | 7 | 4.2185 GBP |
3p ordinary | CFD | LONG | 265 | 4.2189 GBP |
3p ordinary | CFD | LONG | 418 | 4.2189 GBP |
3p ordinary | CFD | LONG | 500,000 | 4.2196 GBP |
3p ordinary | CFD | SHORT | 1,119 | 4.1365 GBP |
3p ordinary | CFD | SHORT | 4 | 4.1370 GBP |
3p ordinary | CFD | SHORT | 3,393 | 4.1426 GBP |
3p ordinary | CFD | SHORT | 183,088 | 4.1602 GBP |
3p ordinary | CFD | SHORT | 3,870 | 4.1631 GBP |
3p ordinary | CFD | SHORT | 60,969 | 4.1707 GBP |
3p ordinary | CFD | SHORT | 10,788 | 4.1742 GBP |
3p ordinary | CFD | SHORT | 15,767 | 4.1746 GBP |
3p ordinary | CFD | SHORT | 6,181 | 4.1751 GBP |
3p ordinary | CFD | SHORT | 160,656 | 4.1751 GBP |
3p ordinary | CFD | SHORT | 1,413 | 4.1764 GBP |
3p ordinary | CFD | SHORT | 10,214 | 4.1796 GBP |
3p ordinary | CFD | SHORT | 2,104 | 4.1874 GBP |
3p ordinary | CFD | SHORT | 74,828 | 4.1898 GBP |
3p ordinary | CFD | SHORT | 39,299 | 4.2140 GBP |
3p ordinary | CFD | SHORT | 5,818 | 4.2141 GBP |
3p ordinary | CFD | LONG | 11,457 | 4.2286 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.