28 Sep 2015 14:13
28 September 2015
Vietnam Infrastructure Limited: Private Equity Shares ("VNI")
Vietnam Infrastructure Limited: Listed Portfolio Shares ("VNIL")
Changes to significant shareholders
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Vietnam Infrastructure Ltd | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | Completion of tender offer and reduction of shares outstanding | X | |||
3. Full name of person(s) subject to thenotification obligation: iii | Weiss Asset Management LP | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Brookdale International Partners, L.P., Brookdale Global Opportunity Fund | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | Aug-17-2015 | ||||
6. Date on which issuer notified: | Sept-7-2015 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | > 15% | ||||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
KYG936121022 KYG936121105 | 51,424,989 53,399,989 | 51,424,989 53,399,989 | 51,424,989 27,985,905 | 51,424,989 27,985,905 | n/a | 9.79 % 5.33 % | n/a | ||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | |||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
79,410,894 | 15.12 % | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Brookdale International Partners, L.P.: 55,693,247 voting rights/financial instruments (10.60 %) Brookdale Global Opportunity Fund: 23,717,647 voting rights/financial instruments (4.51 %) | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | Please note this notification is being provided to the issuer on a Form TR-1 for convenience purposes and is not being filed with the FCA. The notification is being furnished to the issuer pursuant to Article 24.1 of the issuer's Articles of Association dated 8 May 2007. | |
14. Contact name: | Georgiy Nikitin | |
15. Contact telephone number: | +1-617-778-7725 | |