26 Feb 2016 11:30
26 February 2016
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VinaCapital Vietnam Infrastructure Limited: Listed Portfolio Shares
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Changes to significant shareholders
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Vietnam Infrastructure Ltd | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | Â | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||
An event changing the breakdown of voting rights | Â | ||||
Other (please specify): | Completion of tender offer and reduction of shares outstanding | X | |||
3. Full name of person(s) subject to thenotification obligation: iii | Weiss Asset Management LP Â | ||||
4. Full name of shareholder(s)Â (if different from 3.):iv | Brookdale International Partners, L.P., Brookdale Global Opportunity Fund[1] | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | Feb-18-2016 | ||||
6. Date on which issuer notified: | Feb-23-2016 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | < 15% | ||||
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8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
 Listed Portfolio Shares KYG936121105  Private Equity Shares  KYG936121022  |   34,983,452   51,424,989  |   34,983,452   51,424,989  |   730,167   51,424,989  |   730,167   51,424,989  | n/a |   0.68 %   14.68%  | n/a | ||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to  | % of voting rights xix, xx  | ||||||||||||
 |  |  |  |  | Nominal | Delta | |||||||||||
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Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
Listed Portfolio Shares 730,167 Â Private Equity Shares 51,424,989 Â | Â 0.16% Â Â 14.68 % | ||||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
 Brookdale International Partners, L.P: 36,572,845 shares (7.99 %) Brookdale Global Opportunity Fund: 15,582,311 shares (3.41 %) | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | Â | |
11. Number of voting rights proxy holder will ceaseto hold: | Â | |
12. Date on which proxy holder will cease to holdvoting rights: | Â | |
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13. Additional information: | Please note this notification is being provided to the issuer on a Form TR-1 for convenience purposes and is not being filed with the FCA. The notification is being furnished to the issuer pursuant to Article 24.1 of the issuer's Articles of Association dated 8 May 2007. | |
14. Contact name: | Georgiy Nikitin | |
15. Contact telephone number: | +1-617-778-7725 | |
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[1] Weiss Asset Management LP is the Investment Manager to Brookdale Global Opportunity Fund and Brookdale International Partners, L.P.