3 Jul 2018 12:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | VEDANTA RESOURCES | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 02 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.1 ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,402,900 | 1.21% | 595,847 | 0.21% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 50,723 | 0.02% | 2,935,118 | 1.05% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 3,453,623 | 1.23% | 3,530,965 | 1.26% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.1 ordinary | Purchase | 284 | 8.1530 GBP | ||||
| USD 0.1 ordinary | Purchase | 415 | 8.1480 GBP | ||||
| USD 0.1 ordinary | Purchase | 472 | 8.1470 GBP | ||||
| USD 0.1 ordinary | Purchase | 504 | 8.1560 GBP | ||||
| USD 0.1 ordinary | Purchase | 643 | 8.1400 GBP | ||||
| USD 0.1 ordinary | Purchase | 848 | 8.1800 GBP | ||||
| USD 0.1 ordinary | Purchase | 927 | 8.1823 GBP | ||||
| USD 0.1 ordinary | Purchase | 963 | 8.1773 GBP | ||||
| USD 0.1 ordinary | Purchase | 1,057 | 8.1520 GBP | ||||
| USD 0.1 ordinary | Purchase | 1,323 | 8.1860 GBP | ||||
| USD 0.1 ordinary | Purchase | 1,621 | 8.1390 GBP | ||||
| USD 0.1 ordinary | Purchase | 2,188 | 8.2142 GBP | ||||
| USD 0.1 ordinary | Purchase | 2,212 | 8.2078 GBP | ||||
| USD 0.1 ordinary | Purchase | 2,230 | 8.1550 GBP | ||||
| USD 0.1 ordinary | Purchase | 2,573 | 8.1783 GBP | ||||
| USD 0.1 ordinary | Purchase | 2,950 | 8.1744 GBP | ||||
| USD 0.1 ordinary | Purchase | 3,622 | 8.1540 GBP | ||||
| USD 0.1 ordinary | Purchase | 4,075 | 8.1810 GBP | ||||
| USD 0.1 ordinary | Purchase | 4,801 | 8.1693 GBP | ||||
| USD 0.1 ordinary | Purchase | 5,042 | 8.1775 GBP | ||||
| USD 0.1 ordinary | Purchase | 6,632 | 8.1941 GBP | ||||
| USD 0.1 ordinary | Purchase | 7,944 | 8.2130 GBP | ||||
| USD 0.1 ordinary | Purchase | 9,000 | 8.2016 GBP | ||||
| USD 0.1 ordinary | Purchase | 9,484 | 8.1796 GBP | ||||
| USD 0.1 ordinary | Purchase | 12,521 | 8.2011 GBP | ||||
| USD 0.1 ordinary | Purchase | 14,678 | 8.1947 GBP | ||||
| USD 0.1 ordinary | Purchase | 18,771 | 8.1808 GBP | ||||
| USD 0.1 ordinary | Purchase | 26,660 | 8.1958 GBP | ||||
| USD 0.1 ordinary | Purchase | 39,744 | 8.1946 GBP | ||||
| USD 0.1 ordinary | Purchase | 51,113 | 8.1853 GBP | ||||
| USD 0.1 ordinary | Purchase | 52,924 | 8.1968 GBP | ||||
| USD 0.1 ordinary | Purchase | 66,096 | 8.1738 GBP | ||||
| USD 0.1 ordinary | Purchase | 145,192 | 8.2010 GBP | ||||
| USD 0.1 ordinary | Sale | 250 | 8.2000 GBP | ||||
| USD 0.1 ordinary | Sale | 415 | 8.1480 GBP | ||||
| USD 0.1 ordinary | Sale | 472 | 8.1470 GBP | ||||
| USD 0.1 ordinary | Sale | 473 | 8.1770 GBP | ||||
| USD 0.1 ordinary | Sale | 504 | 8.1560 GBP | ||||
| USD 0.1 ordinary | Sale | 643 | 8.1400 GBP | ||||
| USD 0.1 ordinary | Sale | 1,057 | 8.1520 GBP | ||||
| USD 0.1 ordinary | Sale | 1,237 | 8.1763 GBP | ||||
| USD 0.1 ordinary | Sale | 1,621 | 8.1390 GBP | ||||
| USD 0.1 ordinary | Sale | 2,230 | 8.1550 GBP | ||||
| USD 0.1 ordinary | Sale | 2,342 | 8.1860 GBP | ||||
| USD 0.1 ordinary | Sale | 3,622 | 8.1540 GBP | ||||
| USD 0.1 ordinary | Sale | 4,044 | 8.1841 GBP | ||||
| USD 0.1 ordinary | Sale | 5,680 | 8.1794 GBP | ||||
| USD 0.1 ordinary | Sale | 10,564 | 8.1512 GBP | ||||
| USD 0.1 ordinary | Sale | 11,337 | 8.1888 GBP | ||||
| USD 0.1 ordinary | Sale | 12,000 | 8.1796 GBP | ||||
| USD 0.1 ordinary | Sale | 13,470 | 8.2165 GBP | ||||
| USD 0.1 ordinary | Sale | 21,923 | 8.1800 GBP | ||||
| USD 0.1 ordinary | Sale | 27,880 | 8.1792 GBP | ||||
| USD 0.1 ordinary | Sale | 69,326 | 8.1889 GBP | ||||
| USD 0.1 ordinary | Sale | 125,217 | 8.1752 GBP | ||||
| USD 0.1 ordinary | Sale | 168,776 | 8.1855 GBP | ||||
| USD 0.1 ordinary | Sale | 259,435 | 8.1824 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| USD 0.1 ordinary | SWAP | Long | 100 | 8.2159 GBP | |||||
| USD 0.1 ordinary | SWAP | Long | 400 | 8.1980 GBP | |||||
| USD 0.1 ordinary | SWAP | Long | 500 | 8.1912 GBP | |||||
| USD 0.1 ordinary | SWAP | Long | 1,049 | 8.1510 GBP | |||||
| USD 0.1 ordinary | CFD | Long | 4,814 | 8.1677 GBP | |||||
| USD 0.1 ordinary | CFD | Long | 5,680 | 8.1794 GBP | |||||
| USD 0.1 ordinary | CFD | Long | 11,800 | 8.2056 GBP | |||||
| USD 0.1 ordinary | SWAP | Long | 16,795 | 8.1807 GBP | |||||
| USD 0.1 ordinary | CFD | Long | 18,000 | 8.1892 GBP | |||||
| USD 0.1 ordinary | CFD | Long | 35,747 | 8.1796 GBP | |||||
| USD 0.1 ordinary | CFD | Long | 38,812 | 8.1768 GBP | |||||
| USD 0.1 ordinary | SWAP | Long | 82,189 | 8.1928 GBP | |||||
| USD 0.1 ordinary | CFD | Long | 113,417 | 8.1720 GBP | |||||
| USD 0.1 ordinary | SWAP | Long | 127,009 | 8.1776 GBP | |||||
| USD 0.1 ordinary | CFD | Long | 153,848 | 8.1840 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 59 | 8.1830 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 493 | 8.1712 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 963 | 8.1773 GBP | |||||
| USD 0.1 ordinary | SWAP | Short | 1,000 | 8.2080 GBP | |||||
| USD 0.1 ordinary | SWAP | Short | 1,074 | 8.2518 GBP | |||||
| USD 0.1 ordinary | SWAP | Short | 2,188 | 8.2143 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 4,075 | 8.1810 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 5,042 | 8.1775 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 6,573 | 8.1942 GBP | |||||
| USD 0.1 ordinary | SWAP | Short | 7,719 | 8.1897 GBP | |||||
| USD 0.1 ordinary | SWAP | Short | 9,108 | 8.1925 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 14,678 | 8.1947 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 18,771 | 8.1808 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 24,917 | 8.1905 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 39,744 | 8.1946 GBP | |||||
| USD 0.1 ordinary | CFD | Short | 66,096 | 8.1738 GBP | |||||
| USD 0.1 ordinary | SWAP | Short | 87,092 | 8.2009 GBP | |||||
| USD 0.1 ordinary | SWAP | Short | 95,585 | 8.2019 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 3 Jul 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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