Unilever Regulatory News (ULVR)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Marc Engel

2

Reason for the notification

a)

Position/status

Chief Supply Chain Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 35.9946 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 210.1038 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

246.0984

£10,426.40

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Sunny Jain

2

Reason for the notification

a)

Position/status

President, Beauty & Personal Care (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• A restricted stock award of 15,051 conditional shares.

• A transition award of 36,361 of conditional shares. This transition award will vest in four equal tranches (25%) starting in February 2020 and is subject to Unilever's performance.

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

51,412

$0.00

f)

Date of the transaction

21/06/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Sunny Jain

2

Reason for the notification

a)

Position/status

President, Beauty & Personal Care (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 272.917 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2017 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award)

• 112.136 shares (Dividend equivalents earned on Restricted Stock awards under the Unilever Share Plan 2017 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award)

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

385.053

$23,696.16

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Alan Jope

2

Reason for the notification

a)

Position/status

Chief Executive Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 42.9126 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 42.2564 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

85.169

$2,600.46

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Judith Amanda Sourry Knox

2

Reason for the notification

a)

Position/status

President North America (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 41.1225 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

41.1225

$0.00

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Leena Nair

2

Reason for the notification

a)

Position/status

Chief HR Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 41.4001 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 115.6115 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 111.2871 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 85.9136 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

345.2123

£9,786.08

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Nitin Paranjpe

2

Reason for the notification

a)

Position/status

Chief Operating Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 46.7978 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 63.5750 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 61.0785 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 189.4394 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

360.8907

£12,431.95

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Graeme Pitkethly

2

Reason for the notification

a)

Position/status

Chief Financial Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 212.7129 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 282.2612 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 196.5610 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 4.8991 shares (reinvestment of dividend on (freely transferable) shares)

• 0.05357 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

696.48777

£10,000.12

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Ritva Sotamaa

2

Reason for the notification

a)

Position/status

Chief Legal Officer and Group Secretary (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 41.4001 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 76.0423 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 72.4675 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 268.5666 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

458.4765

£16,923.82

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Peter Ter Kulve

2

Reason for the notification

a)

Position/status

President Home Care (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 23.1234 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 2.6632 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

25.7866

£132.16

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Sanjiv Mehta

2

Reason for the notification

a)

Position/status

President South Asia (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 22.3647 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 83.7902 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 80.8814 shares (Dividends equivalent earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 347.7401 shares (reinvestment of dividend on (freely transferable) shares)

• 2.27651 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

537.05291

£21,383.31

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Richard Slater

2

Reason for the notification

a)

Position/status

Chief R&D Officer (Member of the Unilever Leadership Executive (ULE))

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 113.5643 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2017 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

113.5643

£0.00

f)

Date of the transaction

11/09/2019

g)

Place of the transaction

London Stock Exchange - XLON