Unilever Regulatory News (ULVR)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 David Blanchard

2

Reason for the notification

a)

Position/status

Chief Category R&D Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 79.0973 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 201.5538 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 193.7139 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares)

• 559.1614 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

1,033.5264

£31,925.68

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Marc Engel

2

Reason for the notification

a)

Position/status

Chief Supply Chain Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 79.0973 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 16.7483 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 15.3786 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares)

• 206.0380 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

317.2622

£9,389.17

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Alan Jope

2

Reason for the notification

a)

Position/status

President, Beauty & Personal Care (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share

CUSIP904767704

b)

Nature of the transaction

• 100.2259 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 28.3079 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 46.4695 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

175.0033

$ 2,485.65

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Kees Kruythoff

2

Reason for the notification

a)

Position/status

President, Home Care (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 90.9636  shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

90.9636

£ 0.00

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Leena Nair

2

Reason for the notification

a)

Position/status

Chief HR Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 84.7940 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 105.1150 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 101.6015 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares)

• 3.5630 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

295.0735

£4,459.50

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Nitin Paranjpe

2

Reason for the notification

a)

Position/status

President, Foods and Refreshment (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 111.0647 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 66.9982 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 65.8675 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares)

• 198.0599 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

441.9903

£11,191.84

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Graeme Pitkethly

2

Reason for the notification

a)

Position/status

Chief Financial Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 366.1780 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 189.0704 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 148.8820 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares)

• 94.1716 shares (reinvestment of dividend on (freely transferable) shares)

• 3 shares (reinvestment of dividend) under the Unilever PLC Share Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

801.302

£10,434.82

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Paul Polman

2

Reason for the notification

a)

Position/status

Chief Executive Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 778.2153 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 0.0756 shares (reinvestment of dividend on (freely transferable) shares)

• 2,547 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

3325.29

£108,089.48

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Ritva Sotamaa

2

Reason for the notification

a)

Position/status

Chief Legal Officer and Group Secretary (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 84.7940 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 110.3478 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 105.8906 (operated under the Unilever Share Plan 2017) shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares)

• 330.9133 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

631.9457

£ 18,522.67

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Judith Amanda Sourry Knox

2

Reason for the notification

a)

Position/status

President, North America and Global Head of Customer Development (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share

CUSIP904767704

b)

Nature of the transaction

• 87.6522 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

c)

Currency

USD - United States Dollars

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

87.6522

$ 0.00

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Keith Weed

2

Reason for the notification

a)

Position/status

Chief Marketing & Communications Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

• 79.0973 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)

• 243.8830 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares)

• 86.7768 shares (Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA))

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

409.7571

£3,679.77

f)

Date of the transaction

2018-12-05

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Keith Weed

2

Reason for the notification

a)

Position/status

Chief Marketing & Communications Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

24 shares (reinvestment of dividend on (freely transferable) shares)

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

24

£1,029.13

f)

Date of the transaction

2018-12-10

g)

Place of the transaction

London Stock Exchange - XLON