Unilever Regulatory News (ULVR)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Trian Fund Management, L.P. ("Trian")

2

Reason for the notification 

a)

Position/status

Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, Director of Unilever PLC)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary shares

GB00B10RZP78

b)

Nature of the transaction

Sale of shares by certain funds managed by Trian for portfolio management purposes

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

2,931,127

£138,876,797.26

f)

Date of the transaction

09 August 2024

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Trian Fund Management, L.P. ("Trian")

2

Reason for the notification 

a)

Position/status

Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary shares

GB00B10RZP78

b)

Nature of the transaction

Sale of shares by certain funds managed by Trian for portfolio management purposes

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

738,471

£34,848,446.49

f)

Date of the transaction

12 August 2024

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Trian Fund Management, L.P. ("Trian")

2

Reason for the notification 

a)

Position/status

Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary shares

GB00B10RZP78

b)

Nature of the transaction

Sale of shares by certain funds managed by Trian for portfolio management purposes

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

155,000

£7,302,050

f)

Date of the transaction

13 August 2024

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Trian Fund Management, L.P. ("Trian")

2

Reason for the notification 

a)

Position/status

Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary shares

GB00B10RZP78

b)

Nature of the transaction

Distribution in kind of Unilever shares by a fund managed by Trian

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

65,000

£00.00

f)

Date of the transaction

13 August 2024

g)

Place of the transaction

Outside of a trading venue

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Nelson Peltz

2

Reason for the notification 

a)

Position/status

Person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary shares

GB00B10RZP78

b)

Nature of the transaction

Acquisition of shares distributed by a fund managed by Trian

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

28,923

£00.00

f)

Date of the transaction

13 August 2024

g)

Place of the transaction

Outside of a trading venue