27 Jun 2022 08:05
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0009123323
Issuer Name
ULTRA ELECTRONICS HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
14-Jun-2022
6. Date on which Issuer notified
16-Jun-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 4.064120 | 3.307340 | 7.371460 | 5290225 |
Position of previous notification (if applicable) | 4.994843 | 2.541638 | 7.536481 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0009123323 | 2916669 | 4.064120 | ||
Sub Total 8.A | 2916669 | 4.064120% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| ||||
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 22/06/2022 | 22/06/2022 | Cash | 304397 | 0.424150 |
Cash-settled Equity Swap | 23/06/2022 | 23/06/2022 | Cash | 454000 | 0.632609 |
Cash-settled Equity Swap | 29/07/2022 | 29/07/2022 | Cash | 10 | 0.000014 |
Cash-settled Equity Swap | 01/08/2022 | 01/08/2022 | Cash | 450000 | 0.627035 |
Cash-settled Equity Swap | 05/08/2022 | 05/08/2022 | Cash | 215000 | 0.299583 |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 449304 | 0.626065 |
Cash-settled Equity Swap | 05/09/2022 | 05/09/2022 | Cash | 111127 | 0.154846 |
Cash-settled Equity Swap | 16/09/2022 | 16/09/2022 | Cash | 243000 | 0.338599 |
Cash-settled Equity Swap | 21/09/2022 | 21/09/2022 | Cash | 13240 | 0.018449 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 885 | 0.001233 |
Cash-settled Equity Swap | 30/03/2023 | 30/03/2023 | Cash | 122873 | 0.171213 |
Cash-settled Equity Swap | 03/05/2023 | 03/05/2023 | Cash | 5698 | 0.007940 |
Cash-settled Equity Swap | 10/07/2023 | 10/07/2023 | Cash | 1470 | 0.002048 |
Cash-settled Equity Swap | 12/07/2023 | 12/07/2023 | Cash | 352 | 0.000490 |
Cash-settled Equity Swap | 14/07/2023 | 14/07/2023 | Cash | 1054 | 0.001469 |
Cash-settled Equity Swap | 31/07/2023 | 31/07/2023 | Cash | 1146 | 0.001597 |
Sub Total 8.B2 | 2373556 | 3.307340% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities Plc | 4.064120 | 3.307340 | 7.371460% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)
12. Date of Completion
16-Jun-2022
13. Place Of Completion
London