15 Jul 2022 13:00
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||
(b) | Owner or controller of interest and short | ||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||
(c) | Name of offeror/offeree in relation to whose | ULTRA ELECTRONICS HOLDINGS PLC | |||||||||||
relevant securities this form relates: | |||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||
offeror/offeree: | |||||||||||||
(e) | Date position held/dealing undertaken: | 14 July 2022 | |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | |||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary | ||||||||||||
Interests | Short Positions | ||||||||||||
Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||
and/or controlled: | 3,308,400 | 4.61% | 72,696 | 0.10% | |||||||||
(2) | Cash-settled derivatives: | ||||||||||||
3,000 | 0.00% | 3,165,034 | 4.41% | ||||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||
TOTAL: | 3,311,400 | 4.61% | 3,237,730 | 4.51% | |||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||||
which subscription right exists | |||||||||||||
Details, including nature of the rights | |||||||||||||
concerned and relevant percentages: | |||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
5p ordinary | Purchase | 163 | 34.8800 GBP | |||
5p ordinary | Purchase | 400 | 34.9002 GBP | |||
5p ordinary | Purchase | 678 | 34.9074 GBP | |||
5p ordinary | Purchase | 1,064 | 34.9038 GBP | |||
5p ordinary | Purchase | 1,186 | 34.8869 GBP | |||
5p ordinary | Purchase | 1,395 | 34.9205 GBP | |||
5p ordinary | Purchase | 3,420 | 34.8922 GBP | |||
5p ordinary | Purchase | 4,468 | 34.9094 GBP | |||
5p ordinary | Sale | 100 | 34.8997 GBP | |||
5p ordinary | Sale | 323 | 34.9036 GBP | |||
5p ordinary | Sale | 341 | 34.8900 GBP | |||
5p ordinary | Sale | 587 | 34.9000 GBP | |||
5p ordinary | Sale | 1,167 | 34.8800 GBP | |||
5p ordinary | Sale | 3,491 | 34.8884 GBP | |||
5p ordinary | Sale | 50,000 | 34.9200 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
5p ordinary | SWAP | Long | 8 | 34.8800 GBP | |||
5p ordinary | SWAP | Long | 100 | 34.8997 GBP | |||
5p ordinary | SWAP | Long | 110 | 34.8730 GBP | |||
5p ordinary | SWAP | Long | 5,164 | 34.8880 GBP | |||
5p ordinary | SWAP | Short | 400 | 34.9002 GBP | |||
5p ordinary | SWAP | Short | 1,082 | 34.9193 GBP | |||
5p ordinary | SWAP | Short | 1,164 | 34.9275 GBP | |||
5p ordinary | SWAP | Short | 1,395 | 34.9205 GBP | |||
5p ordinary | CFD | Short | 8,570 | 34.8977 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||