20 Jun 2022 14:29
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ULTRA ELECTRONICS HOLDINGS PLC
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relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 17 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 2,152,360 | 3.00% | 27,567 | 0.04% | |||
(2) | Cash-settled derivatives: | ||||||
3,961 | 0.01% | 2,087,524 | 2.91% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,156,321 | 3.00% | 2,115,091 | 2.95% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
5p ordinary | Purchase | 93 | 31.9000 GBP | ||||
5p ordinary | Purchase | 295 | 32.0200 GBP | ||||
5p ordinary | Purchase | 2,860 | 31.7000 GBP | ||||
5p ordinary | Purchase | 3,500 | 31.9221 GBP | ||||
5p ordinary | Purchase | 4,874 | 31.9767 GBP | ||||
5p ordinary | Purchase | 4,882 | 31.6968 GBP | ||||
5p ordinary | Purchase | 27,412 | 31.8331 GBP | ||||
5p ordinary | Sale | 2 | 31.9500 GBP | ||||
5p ordinary | Sale | 4 | 31.9875 GBP | ||||
5p ordinary | Sale | 8 | 32.0162 GBP | ||||
5p ordinary | Sale | 60 | 32.0200 GBP | ||||
5p ordinary | Sale | 61 | 31.8600 GBP | ||||
5p ordinary | Sale | 172 | 32.0197 GBP | ||||
5p ordinary | Sale | 267 | 32.0851 GBP | ||||
5p ordinary | Sale | 309 | 31.9669 GBP | ||||
5p ordinary | Sale | 357 | 31.9800 GBP | ||||
5p ordinary | Sale | 391 | 31.9373 GBP | ||||
5p ordinary | Sale | 449 | 31.9553 GBP | ||||
5p ordinary | Sale | 759 | 31.9189 GBP | ||||
5p ordinary | Sale | 935 | 31.9061 GBP | ||||
5p ordinary | Sale | 1,700 | 32.0075 GBP | ||||
5p ordinary | Sale | 2,184 | 31.9771 GBP | ||||
5p ordinary | Sale | 5,612 | 31.7000 GBP | ||||
5p ordinary | Sale | 10,581 | 31.7808 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
5p ordinary | SWAP | Long | 74 | 32.1600 GBP | |||
5p ordinary | SWAP | Long | 229 | 31.7362 GBP | |||
5p ordinary | SWAP | Long | 267 | 32.0851 GBP | |||
5p ordinary | SWAP | Long | 759 | 31.9189 GBP | |||
5p ordinary | SWAP | Long | 935 | 31.9061 GBP | |||
5p ordinary | SWAP | Long | 1,700 | 32.0075 GBP | |||
5p ordinary | SWAP | Long | 6,607 | 31.7962 GBP | |||
5p ordinary | SWAP | Long | 6,842 | 31.8444 GBP | |||
5p ordinary | SWAP | Short | 43 | 31.7000 GBP | |||
5p ordinary | SWAP | Short | 184 | 31.7015 GBP | |||
5p ordinary | CFD | Short | 1,324 | 31.7028 GBP | |||
5p ordinary | SWAP | Short | 1,750 | 32.1359 GBP | |||
5p ordinary | SWAP | Short | 2,095 | 32.0247 GBP | |||
5p ordinary | SWAP | Short | 3,500 | 31.9221 GBP | |||
5p ordinary | SWAP | Short | 5,000 | 31.9026 GBP | |||
5p ordinary | SWAP | Short | 8,892 | 32.0026 GBP | |||
5p ordinary | SWAP | Short | 13,386 | 31.7025 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 20 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||