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Last checked at 
8 Apr 2014 15:14
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer
Unicorn AIM VCT plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2 R |
3. | Name of person discharging managerial responsibilities/director Peter Dicks | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest 4 - Beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 1p each
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8 | State the nature of the transaction
Shares allotted under Offer for Subscription |
9. | Number of shares, debentures or financial instruments relating to shares acquired
Offer for Subscription -6,995 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.011% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
N/A | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
13. | Price per share or value of transaction Offer for Subscription-147.6 pence | 14. | Date and place of transaction London-04/04/14 |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 103,690 (0.16%) | 16. | Date issuer informed of transaction
05/04/14
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant
N/A |
18. |
Period during which or date on which exercisable |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries
Robert Brittain, for Mobeus Equity Partners LLP, Company Secretary Tel No: 020 7024 7612 |
Name of authorised officer of issuer responsible for making notification
Robert Brittain, for Mobeus Equity Partners LLP, Company Secretary
Date of notification: 08/04/14
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
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