Notification of Major Holdings 1. Details of issuer
Name: | TUI AG |
Street: | Karl-Wiechert-Allee 4 |
Postal code: | 30625 |
City: | HannoverGermany |
Legal Entity Identifier (LEI): | 529900SL2WSPV293B552 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
X | Other reason:Subscription by final investors of shares from rights issue offering |
3. Details of person subject to the notification obligationLegal entity: Barclays PlcCity of registered office, country: London, United Kingdom |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 0.01 % | 0.17 % | 0.18 % | 1099393634 |
Previous notification | 8.73 % | 0.19 % | 8.92 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % |
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
DE000TUAG000 | 0 | 78020 | 0.00 % | 0.01 % |
Total | 78020 | 0.01 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall (Loan) | n/a | n/a | 33000 | 0 % |
Options | 17/12/2021 | n/a | 200617 | 0.02 % |
| | Total | 233617 | 0.02 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
CFD | n/a | n/a | Cash | 675433 | 0.06 % |
Portfolio Swap | 19/04/2021 - 01/06/2023 | n/a | Cash | 721707 | 0.07 % |
Equity Swap | 25/10/2021 - 04/04/2022 | n/a | Cash | 236000 | 0.02 % |
| | | Total | 1633140 | 0.15 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
Barclays Plc | % | % | % |
Barclays Bank Plc | % | % | % |
Barclays Capital Securities Ltd | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
Notification is as a result of the subscription by ultimate investors of shares from rights issue offering that were initially subscribed by the underwriters. |
Date