17 Oct 2014 08:37
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For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1:Β NOTIFICATION OFΒ MAJORΒ INTERESTΒ IN SHARESi
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Β Β Tomco Energy PLC | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
Β An acquisition or disposal of voting rights | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
Β An event changing the breakdown of voting rights | Β X | ||
Other (please specify): | |||
Β Β 3. Full name of person(s) subject to the notification obligation: iii | Β Β The Estate of Mark Donegan, Dominic Redfern, Sarah Cook, Altima Global Special Situations Master Fund Ltd. | ||
Β Β 4. Full name of shareholder(s) (if different from 3.):iv | |||
5. Date of the transaction and date on which the threshold is crossed or reached: v | Β 02/10/14 | ||
Β 6. Date on which issuer notified: | Β 16/10/14 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii | Β The estate of Mark Donegan and Dominic Redfern each individually fell below 7%. | ||
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Β Β 8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares Β if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Β Direct | xi Direct | Indirect xii | Β Direct | Β Indirect | |||
Β Β GB0031782278 | Β Β Β 415,918,748 | Β Β Β 415,918,748 | Β Β Β 415,918,748 | Β Β Β 415,948,748 | Β Β Β 20.07% | ||
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Β B: Qualifying Financial Instruments | ||||
Β Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Β Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Β Nominal | Β Delta | |||||
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Β Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
Β 415,918,748 | Β 20.07% |
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9.Β Chain of controlledΒ undertakingsΒ throughΒ which the voting rights and/or the financialΒ instrumentsΒ areΒ effectivelyΒ held,Β if applicable:Β xxi
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The estate ofΒ Mark DoneganΒ is aΒ significantΒ shareholder inΒ AGSS.Β Dominic RedfernΒ is aΒ partner of
AltimaΒ Partners LLP whichΒ itselfΒ isΒ InvestmentΒ Manager ofAltima Global SpecialΒ Situations
Master Fund Ltd.Β SarahΒ Cook isΒ theΒ wifeΒ ofΒ Dominic Redfern.
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Shares owned | Previous % owned | Current % owned | |
Dominic Redfern | 132,430,617 | 7.07% | 6.39% |
Sarah Cook | 43,986,048 | 2.35% | 2.12% |
The Estate of Mark Donegan | 132,250,000 | 7.06% | 6.38% |
Altima Global Special Situations Master Fund Ltd. | Β Β 107,252,083 | Β Β 5.73% | Β Β 5.18% |
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Proxy Voting: | |
Β 10. Name of the proxy holder: | |
Β 11. Number of voting rights proxy holder will cease to hold: | |
Β 12. Date on which proxy holder will cease to hold voting rights: | |
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Β 13. Additional information: | |
Β 14. Contact name: | Β James Badcock |
Β 15. Contact telephone number: | Β +44 20 7968 6400 |
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