20 Oct 2015 15:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SYNERGY HEALTH PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | STERIS CORPORATION |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,487,187 | 2.51% | 9,214 | 0.02% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 906 | 0.00% | 1,487,187 | 2.51% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 1,488,093 | 2.51% | 1,496,401 | 2.53% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 123 | 22.9100 GBP | ||||
| ORD | Purchase | 136 | 22.8500 GBP | ||||
| ORD | Purchase | 1,286 | 22.8111 GBP | ||||
| ORD | Purchase | 1,926 | 22.7032 GBP | ||||
| ORD | Purchase | 1,989 | 22.8404 GBP | ||||
| ORD | Purchase | 4,748 | 22.6850 GBP | ||||
| ORD | Purchase | 9,071 | 22.8730 GBP | ||||
| ORD | Purchase | 26,486 | 22.8305 GBP | ||||
| ORD | Sale | 123 | 22.9100 GBP | ||||
| ORD | Sale | 211 | 22.8571 GBP | ||||
| ORD | Sale | 882 | 22.7500 GBP | ||||
| ORD | Sale | 4,166 | 22.6947 GBP | ||||
| ORD | Sale | 4,748 | 22.6850 GBP | ||||
| ORD | Sale | 10,783 | 22.8543 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 2,117 | 22.7747 GBP | |||||
| ORD | CFD | Long | 4,166 | 22.6947 GBP | |||||
| ORD | CFD | Short | 3 | 22.7633 GBP | |||||
| ORD | CFD | Short | 3 | 22.7833 GBP | |||||
| ORD | CFD | Short | 3 | 22.8033 GBP | |||||
| ORD | CFD | Short | 3 | 22.8233 GBP | |||||
| ORD | CFD | Short | 3 | 22.8833 GBP | |||||
| ORD | CFD | Short | 3 | 22.9133 GBP | |||||
| ORD | CFD | Short | 4 | 22.7825 GBP | |||||
| ORD | CFD | Short | 4 | 22.7850 GBP | |||||
| ORD | CFD | Short | 4 | 22.7950 GBP | |||||
| ORD | CFD | Short | 4 | 22.8025 GBP | |||||
| ORD | CFD | Short | 4 | 22.8225 GBP | |||||
| ORD | CFD | Short | 5 | 22.7920 GBP | |||||
| ORD | CFD | Short | 5 | 22.8020 GBP | |||||
| ORD | CFD | Short | 5 | 22.8220 GBP | |||||
| ORD | CFD | Short | 5 | 22.8720 GBP | |||||
| ORD | CFD | Short | 6 | 22.7550 GBP | |||||
| ORD | CFD | Short | 6 | 22.8250 GBP | |||||
| ORD | CFD | Short | 6 | 22.9033 GBP | |||||
| ORD | CFD | Short | 7 | 22.7928 GBP | |||||
| ORD | CFD | Short | 7 | 22.9028 GBP | |||||
| ORD | CFD | Short | 8 | 22.8450 GBP | |||||
| ORD | CFD | Short | 9 | 22.8422 GBP | |||||
| ORD | CFD | Short | 9 | 22.8522 GBP | |||||
| ORD | CFD | Short | 9 | 22.8722 GBP | |||||
| ORD | CFD | Short | 10 | 22.7930 GBP | |||||
| ORD | CFD | Short | 10 | 22.8420 GBP | |||||
| ORD | CFD | Short | 10 | 22.8430 GBP | |||||
| ORD | CFD | Short | 10 | 22.8530 GBP | |||||
| ORD | CFD | Short | 10 | 22.8620 GBP | |||||
| ORD | CFD | Short | 10 | 22.9020 GBP | |||||
| ORD | CFD | Short | 11 | 22.7927 GBP | |||||
| ORD | CFD | Short | 12 | 22.8050 GBP | |||||
| ORD | CFD | Short | 12 | 22.8425 GBP | |||||
| ORD | CFD | Short | 12 | 22.8433 GBP | |||||
| ORD | CFD | Short | 14 | 22.9128 GBP | |||||
| ORD | CFD | Short | 15 | 22.7926 GBP | |||||
| ORD | CFD | Short | 15 | 22.8626 GBP | |||||
| ORD | CFD | Short | 15 | 22.9026 GBP | |||||
| ORD | CFD | Short | 18 | 22.8622 GBP | |||||
| ORD | CFD | Short | 18 | 22.8750 GBP | |||||
| ORD | CFD | Short | 22 | 22.8350 GBP | |||||
| ORD | CFD | Short | 23 | 22.8630 GBP | |||||
| ORD | CFD | Short | 25 | 22.8320 GBP | |||||
| ORD | CFD | Short | 28 | 22.8625 GBP | |||||
| ORD | CFD | Short | 30 | 22.8650 GBP | |||||
| ORD | CFD | Short | 30 | 22.8690 GBP | |||||
| ORD | CFD | Short | 31 | 22.8729 GBP | |||||
| ORD | CFD | Short | 36 | 22.8333 GBP | |||||
| ORD | CFD | Short | 36 | 22.9125 GBP | |||||
| ORD | CFD | Short | 40 | 22.8325 GBP | |||||
| ORD | CFD | Short | 40 | 22.8520 GBP | |||||
| ORD | CFD | Short | 40 | 22.8730 GBP | |||||
| ORD | CFD | Short | 41 | 22.8629 GBP | |||||
| ORD | CFD | Short | 41 | 22.9129 GBP | |||||
| ORD | CFD | Short | 42 | 22.7826 GBP | |||||
| ORD | CFD | Short | 44 | 22.8550 GBP | |||||
| ORD | CFD | Short | 48 | 22.8327 GBP | |||||
| ORD | CFD | Short | 48 | 22.8733 GBP | |||||
| ORD | CFD | Short | 54 | 22.8633 GBP | |||||
| ORD | CFD | Short | 64 | 22.8725 GBP | |||||
| ORD | CFD | Short | 74 | 22.8528 GBP | |||||
| ORD | CFD | Short | 78 | 22.8533 GBP | |||||
| ORD | CFD | Short | 78 | 22.8828 GBP | |||||
| ORD | CFD | Short | 80 | 22.8427 GBP | |||||
| ORD | CFD | Short | 85 | 22.8428 GBP | |||||
| ORD | CFD | Short | 88 | 22.8628 GBP | |||||
| ORD | CFD | Short | 102 | 22.8728 GBP | |||||
| ORD | CFD | Short | 107 | 22.8525 GBP | |||||
| ORD | CFD | Short | 116 | 22.9126 GBP | |||||
| ORD | CFD | Short | 128 | 22.8726 GBP | |||||
| ORD | CFD | Short | 150 | 22.8526 GBP | |||||
| ORD | CFD | Short | 248 | 22.8827 GBP | |||||
| ORD | CFD | Short | 252 | 22.8627 GBP | |||||
| ORD | CFD | Short | 350 | 22.9027 GBP | |||||
| ORD | CFD | Short | 511 | 22.8527 GBP | |||||
| ORD | CFD | Short | 532 | 22.8727 GBP | |||||
| ORD | CFD | Short | 541 | 22.9127 GBP | |||||
| ORD | SWAP | Short | 1,580 | 22.8335 GBP | |||||
| ORD | CFD | Short | 25,827 | 22.8191 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 20 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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