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11 Jun 2013 10:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SEVERN TRENT PLC |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SEVERN TRENT PLC |
(d) Date dealing undertaken: | 10 JUNE 2013 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
97(17/19)P ORDINARY | PURCHASES | 2,303,417 | 19.9800 GBP | 19.4200 GBP |
97(17/19)P ORDINARY | SALES | 2,118,649 | 19.9500 GBP | 19.4200 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
97(17/19)P ORDINARY | CFD | LONG | 9 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | LONG | 579 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | LONG | 1,660 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | LONG | 846 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | LONG | 30,437 | 19.4811 GBP |
97(17/19)P ORDINARY | CFD | LONG | 4,511 | 19.4811 GBP |
97(17/19)P ORDINARY | CFD | LONG | 10,000 | 19.5070 GBP |
97(17/19)P ORDINARY | CFD | LONG | 5,500 | 19.5289 GBP |
97(17/19)P ORDINARY | CFD | LONG | 2 | 19.5325 GBP |
97(17/19)P ORDINARY | CFD | LONG | 85,972 | 19.5909 GBP |
97(17/19)P ORDINARY | CFD | LONG | 12,500 | 19.5952 GBP |
97(17/19)P ORDINARY | CFD | LONG | 527 | 19.6000 GBP |
97(17/19)P ORDINARY | CFD | LONG | 17,737 | 19.6110 GBP |
97(17/19)P ORDINARY | CFD | LONG | 7,217 | 19.6189 GBP |
97(17/19)P ORDINARY | CFD | LONG | 2,000 | 19.6500 GBP |
97(17/19)P ORDINARY | CFD | LONG | 1,000 | 19.6500 GBP |
97(17/19)P ORDINARY | CFD | LONG | 87 | 19.6648 GBP |
97(17/19)P ORDINARY | CFD | LONG | 31,394 | 19.6677 GBP |
97(17/19)P ORDINARY | CFD | LONG | 200,000 | 19.7100 GBP |
97(17/19)P ORDINARY | CFD | LONG | 7,000 | 19.7619 GBP |
97(17/19)P ORDINARY | CFD | LONG | 1,250 | 19.7940 GBP |
97(17/19)P ORDINARY | CFD | LONG | 15,000 | 19.8501 GBP |
97(17/19)P ORDINARY | CFD | LONG | 15,709 | 19.8623 GBP |
97(17/19)P ORDINARY | CFD | LONG | 19,229 | 19.8686 GBP |
97(17/19)P ORDINARY | CFD | LONG | 15,000 | 19.8725 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 846 | 19.4400 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 17,342 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 2,495 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 56 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 1,996 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 9 | 19.4600 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 333 | 19.4646 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 30,437 | 19.4646 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 34,657 | 19.4726 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 12,419 | 19.4726 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 1,159 | 19.4900 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 2,541 | 19.5440 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 5,500 | 19.5582 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 5,880 | 19.5682 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 346 | 19.5722 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 409 | 19.5722 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 1,082 | 19.5722 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 663 | 19.5722 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 3,000 | 19.5747 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 11,077 | 19.5754 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 12,500 | 19.5800 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 1,500 | 19.5867 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 32 | 19.5900 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 1,000 | 19.5900 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 51,180 | 19.5909 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 8,232 | 19.5916 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 424,810 | 19.5991 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 13,019 | 19.6279 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 15,050 | 19.6312 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 40,852 | 19.6411 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 817 | 19.6411 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 11,709 | 19.6411 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 22,708 | 19.6576 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 2,292 | 19.6576 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 21,765 | 19.6624 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 26,394 | 19.6691 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 1,082 | 19.6751 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 409 | 19.6751 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 663 | 19.6751 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 346 | 19.6751 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 1,577 | 19.6757 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 5,464 | 19.6798 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 500 | 19.6800 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 19,767 | 19.6962 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 13,539 | 19.7128 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 4,852 | 19.7128 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 8,088 | 19.7128 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 7,000 | 19.7884 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 2,518 | 19.7887 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 954 | 19.8209 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 2,292 | 19.8998 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 22,708 | 19.8998 GBP |
97(17/19)P ORDINARY | CFD | SHORT | 15,000 | 19.9238 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 JUNE 2013 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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