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1 Apr 2011 10:12
| For filings with the FSA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | St. James's Place plc | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | |||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | Disclosure of holdings following increase in share capital/total voting rights | X | |||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | Lloyds Banking Group plc | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | See section 9 | ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 30 March 2011 | ||||||||||
| 6. Date on which issuer notified: | 31 March 2011 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | Direct/indirect decreases below 59% (direct remains below 59%) | ||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||
| Ord 15p Shares | 288,427,555 | 288,427,555 | 287,350,728 | 287,350,728 | 1,015,651 | 58.780% | 0.208% | ||||||||||||||||||||||||||
| GB0007669376 | |||||||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||
|
| Nominal | Delta | |||||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||
| 288,366,379 | 58.988% | ||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
| 286,418,796 shares (58.590%) are under the control of HBOS Insurance and Investment Group Limited, a wholly owned subsidiary of HBOS plc, a wholly owned subsidiary of Lloyds TSB Bank plc, a wholly owned subsidiary of Lloyds Banking Group plc (direct interests). | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | N/A | |
| 11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
| 12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
| 13. Additional information: | Notification using the Total Voting Rights figure of 488,853,137. | |
| 14. Contact name: | Jayne Meacham | |
| 15. Contact telephone number: | 01285 878762 | |
| Note: Annex should only be submitted to the FSA not the issuer | ||
| Annex: Notification of major interests in sharesxxii | ||
| A: Identity of the persons or legal entity subject to the notification obligation | ||
| Full name (including legal form of legal entities) | ||
| Contact address (registered office for legal entities) | ||
| Phone number & email | ||
| Other useful information (at least legal representative for legal persons) | ||
| B: Identity of the notifier, if applicable | ||
| Full name | ||
| Contact address | ||
| Phone number & email | ||
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | ||
| C: Additional information | ||
| For notes on how to complete form TR-1 please see the FSA website. | ||
Copyright Business Wire 2011
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