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5 Dec 2014 14:29
| For filings with the FCA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | St. James's Place PLC | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | Yes | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||||||||||
| An event changing the breakdown of voting rights | No | ||||||||||
| Other (please specify): | No | ||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | Kames Capital | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | |||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 02/12/2014 | ||||||||||
| 6. Date on which issuer notified: | 04/12/2014 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | 3% | ||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||||||
| GB0007669376 | 15,589,195 | 15,589,195 | 12,354,382 | 12,354,382 | 2,628,051 | 2.38% | 0.51% | ||||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||||||
| Nominal | Delta | ||||||||||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||||||
| 14,982,433 | 2.89% | ||||||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
| Kames Capital:- Kames Capital Plc Kames Capital Management Ltd Kames Capital ICVC Kames Capital VCIC | |||||
| Proxy Voting: | |||||
| 10. Name of the proxy holder: | Kames Capital | ||||
| 11. Number of voting rights proxy holder will ceaseto hold: | |||||
| 12. Date on which proxy holder will cease to holdvoting rights: | |||||
| 13. Additional information: | Notification using the Total Voting Rights figure of 519,241,785 | ||||
| 14. Contact name: | IMS Supervisor / Manager Kay Fraser (St. James’s Place plc) | ||||
| 15. Contact telephone number: | 0131 549 3706 01285 878762 | ||||
| Note: Annex should only be submitted to the FCA not the issuer | |||
| Annex: Notification of major interests in sharesxxii | |||
| A: Identity of the persons or legal entity subject to the notification obligation | |||
| Full name (including legal form of legal entities) | Kames Capital | ||
| Contact address (registered office for legal entities) | Kames House 3 Lochside Crescent Edinburgh EH12 9SA | ||
| Phone number & email | 0870 60 90 101 | ||
| Other useful information (at least legal representative for legal persons) | Alison Talbot Company Secretary 0131 549 3205 | ||
| B: Identity of the notifier, if applicable | |||
| Full name | IMS Supervisor / Manager | ||
| Contact address | Kames House 3 Lochside Crescent Edinburgh EH12 9SA | ||
| Phone number & email | 0131 549 3706 imsmb@kamescapital.com | ||
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |||
| C: Additional information | |||
| For notes on how to complete form TR-1 please see the FCA website. | |||
Copyright Business Wire 2014
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