Last checked at 18 Oct 2011 09:28
For filings with the FSA include the annex |
For filings with the issuer exclude the annex |
TR-1: Notification of Major Interests in Shares | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Spirax-Sarco Engineering plc | |||
2. Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation:
| Capital Group International, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):
| ||||
5. Date of the transaction and date on which the threshold is crossed reached:
| 13 October 2011 | |||
6. Date on which the issuer notified:
| 14 October 2011 | |||
7. Threshold(s) that is/are crossed or reached:
| 3% | |||
8. Notified details: | ||||||||
A: Voting rights attached to shares | ||||||||
Class/type of shares If possible using the ISIN CODE | Situation previous to the Triggering transaction | Resulting situation after the triggering transaction | ||||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | % of voting rights | ||||
Direct | Indirect | Direct | Indirect | Direct | Indirect | |||
Ordinary Shares (ISIN: GB0008347048) | 2,233,801 | 2,233,801 | 2,410,534 |
2,410,534
|
3.1072%
| |||
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights
| |
| Nominal | Delta | ||||
Total (A+B+C) | |
Number of voting rights | % of voting rights |
2,410,534 | 3.1072% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
Proxy Voting: | |
10. Name of the proxy holder:
| |
11. Number of voting rights proxy holder will cease to hold:
| |
12. Date on which proxy holder will cease to hold voting rights:
| |
13. Additional information:
| |
14. Contact Name:
| |
15. Contact telephone number:
|
As of 13 October 2011
| ||
Spirax-Sarco Engineering plc | ||
Number of | Percent of | |
Shares | Outstanding | |
Capital Group International, Inc. ("CGII") holdings | 2,410,534 | 3.107% |
Holdings by CGII Management Companies and Funds:
| ||
·; Capital Guardian Trust Company
| 2,030,727 | 2.618% |
·; Capital International Limited
| 330,307 | 0.426% |
·; Capital International Sàrl | 49,500 | 0.064% |
Schedule A