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5 Jun 2017 09:08
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
NICHOLAS JOHN ANDERSON
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
NICHOLAS JOHN ANDERSON | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 15,068 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR ANDERSON ARE 43,939
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
KEVIN JAMES BOYD
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
KEVIN JAMES BOYD | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 8,181 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR BOYD ARE 17,599
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
NEIL HARVEY DAWS
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
NEIL HARVEY DAWS | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 7,420 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR DAWS ARE 24,465
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
JAMES LAWRENCE WHALEN
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
JAMES LAWRENCE WHALEN | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 7,420 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR WHALEN ARE 23,137
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
SUAY WAH LEE
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
SUAY WAH LEE | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 6,302 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR LEE ARE 14,189
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
SHELDON BANKS
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
SHELDON BANKS | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 5,065 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR BANKS ARE 16,643
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
MAURIZIO PREZIOSA
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
MAURIZIO PREZIOSA | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 5,065 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR PREZIOSA ARE 8,265
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
IAN FARNWORTH
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
IAN FARNWORTH | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR FARNWORTH ARE 7,850
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
ANDREW JOHN ROBSON
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
ANDREW JOHN ROBSON | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR ROBSON ARE 7,850
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
BYRON JEFFREY THOMAS
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
BYRON JEFFREY THOMAS | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR THOMAS ARE 7,850
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
ASHOK D'SA
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
ASHOK D'SA | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR D'SA ARE 7,850
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
JAMES DEVINE
| N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
HOLDING
| 2612/13p ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
JAMES DEVINE | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN
| ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied
| ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 2612/13p ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR DEVINE ARE 5,050
| ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 5/6/2017
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
NICHOLAS JOHN ANDERSON | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 2612/13p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
NICHOLAS JOHN ANDERSON |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
5 | 0.000007 | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
5275.0p | 26/05/2017 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
20,192, 0.0274%
| 01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 05/06/2017_________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
NEIL HARVEY DAWS | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 2612/13p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
NEIL HARVEY DAWS |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
21 | 0.000029 | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
5275.0p | 26/05/2017 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
25,919, 0.0352%
| 01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 05/06/2017_________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
ANDREW JOHN ROBSON | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 2612/13p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
ANDREW JOHN ROBSON |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
4 | 0.000005 | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
5275.0p | 26/05/2017 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
1,055, 0.0014%
| 01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 05/06/2017_________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
BYRON THOMAS | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 2612/13p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
BYRON THOMAS |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
12 | 0.000016 | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
5275.0p | 26/05/2017 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
2,513, 0.0034%
| 01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 05/06/2017_________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
IAN FARNWORTH | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 2612/13p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
IAN FARNWORTH |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
2 | 0.000003 | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
5275.0p | 26/05/2017 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
941, 0.0013%
| 01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 05/06/2017_________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
SHELDON BANKS | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 2612/13p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
SHELDON BANKS |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
2 | 0.000003 | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
5275.0p | 26/05/2017 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
645, 0.0009%
| 01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 05/06/2017_________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
ASHOK D'SA | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 2612/13p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
ASHOK D'SA |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
1 | 0.000001 | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
5275.0p | 26/05/2017 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
107, 0.0001%
| 01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 05/06/2017_________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
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