Last checked at 17 Nov 2017 14:11
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SPIRE HEALTHCARE GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 November 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | MEDICLINIC INTERNATIONAL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 1p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,785,197 | 0.69% | 1,584,863 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 587,771 | 0.15% | 948,312 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 3,372,968 | 0.84% | 2,533,175 | 0.63% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 1p ordinary | Purchase | 45 | 2.7240 GBP | ||||
| 1p ordinary | Purchase | 75 | 2.7140 GBP | ||||
| 1p ordinary | Purchase | 151 | 2.7001 GBP | ||||
| 1p ordinary | Purchase | 151 | 2.7185 GBP | ||||
| 1p ordinary | Purchase | 184 | 2.7678 GBP | ||||
| 1p ordinary | Purchase | 207 | 2.7586 GBP | ||||
| 1p ordinary | Purchase | 212 | 2.7460 GBP | ||||
| 1p ordinary | Purchase | 249 | 2.7200 GBP | ||||
| 1p ordinary | Purchase | 289 | 2.7006 GBP | ||||
| 1p ordinary | Purchase | 346 | 2.7450 GBP | ||||
| 1p ordinary | Purchase | 385 | 2.7642 GBP | ||||
| 1p ordinary | Purchase | 393 | 2.7544 GBP | ||||
| 1p ordinary | Purchase | 424 | 2.7100 GBP | ||||
| 1p ordinary | Purchase | 425 | 2.7110 GBP | ||||
| 1p ordinary | Purchase | 491 | 2.7666 GBP | ||||
| 1p ordinary | Purchase | 506 | 2.7944 GBP | ||||
| 1p ordinary | Purchase | 506 | 2.7190 GBP | ||||
| 1p ordinary | Purchase | 574 | 2.7989 GBP | ||||
| 1p ordinary | Purchase | 723 | 2.6966 GBP | ||||
| 1p ordinary | Purchase | 861 | 2.6994 GBP | ||||
| 1p ordinary | Purchase | 1,012 | 2.7090 GBP | ||||
| 1p ordinary | Purchase | 1,012 | 2.7085 GBP | ||||
| 1p ordinary | Purchase | 1,012 | 2.7025 GBP | ||||
| 1p ordinary | Purchase | 1,049 | 2.7010 GBP | ||||
| 1p ordinary | Purchase | 1,556 | 2.7527 GBP | ||||
| 1p ordinary | Purchase | 2,006 | 2.7828 GBP | ||||
| 1p ordinary | Purchase | 2,798 | 2.7160 GBP | ||||
| 1p ordinary | Purchase | 3,000 | 2.8875 GBP | ||||
| 1p ordinary | Purchase | 12,207 | 2.8724 GBP | ||||
| 1p ordinary | Purchase | 13,587 | 2.7895 GBP | ||||
| 1p ordinary | Purchase | 15,805 | 2.7108 GBP | ||||
| 1p ordinary | Purchase | 46,900 | 2.8485 GBP | ||||
| 1p ordinary | Purchase | 47,802 | 2.7126 GBP | ||||
| 1p ordinary | Purchase | 49,861 | 2.8917 GBP | ||||
| 1p ordinary | Purchase | 92,851 | 2.7307 GBP | ||||
| 1p ordinary | Purchase | 122,441 | 2.7469 GBP | ||||
| 1p ordinary | Purchase | 130,957 | 2.8352 GBP | ||||
| 1p ordinary | Sale | 3 | 2.7050 GBP | ||||
| 1p ordinary | Sale | 151 | 2.7001 GBP | ||||
| 1p ordinary | Sale | 151 | 2.7185 GBP | ||||
| 1p ordinary | Sale | 184 | 2.7678 GBP | ||||
| 1p ordinary | Sale | 207 | 2.7586 GBP | ||||
| 1p ordinary | Sale | 249 | 2.7200 GBP | ||||
| 1p ordinary | Sale | 289 | 2.7006 GBP | ||||
| 1p ordinary | Sale | 385 | 2.7642 GBP | ||||
| 1p ordinary | Sale | 393 | 2.7544 GBP | ||||
| 1p ordinary | Sale | 491 | 2.7666 GBP | ||||
| 1p ordinary | Sale | 506 | 2.7190 GBP | ||||
| 1p ordinary | Sale | 506 | 2.7944 GBP | ||||
| 1p ordinary | Sale | 574 | 2.7989 GBP | ||||
| 1p ordinary | Sale | 717 | 2.7840 GBP | ||||
| 1p ordinary | Sale | 723 | 2.6966 GBP | ||||
| 1p ordinary | Sale | 861 | 2.6994 GBP | ||||
| 1p ordinary | Sale | 1,012 | 2.7085 GBP | ||||
| 1p ordinary | Sale | 1,012 | 2.7025 GBP | ||||
| 1p ordinary | Sale | 1,012 | 2.7090 GBP | ||||
| 1p ordinary | Sale | 1,049 | 2.7010 GBP | ||||
| 1p ordinary | Sale | 2,402 | 2.8075 GBP | ||||
| 1p ordinary | Sale | 2,798 | 2.7160 GBP | ||||
| 1p ordinary | Sale | 4,306 | 2.7139 GBP | ||||
| 1p ordinary | Sale | 4,759 | 2.7360 GBP | ||||
| 1p ordinary | Sale | 5,975 | 2.7215 GBP | ||||
| 1p ordinary | Sale | 6,524 | 2.7374 GBP | ||||
| 1p ordinary | Sale | 11,423 | 2.7440 GBP | ||||
| 1p ordinary | Sale | 19,807 | 2.7230 GBP | ||||
| 1p ordinary | Sale | 25,179 | 2.7467 GBP | ||||
| 1p ordinary | Sale | 66,635 | 2.7213 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 1p ordinary | CFD | Long | 810 | 2.7577 GBP | |||||
| 1p ordinary | CFD | Long | 1,022 | 2.7587 GBP | |||||
| 1p ordinary | CFD | Long | 1,299 | 2.7547 GBP | |||||
| 1p ordinary | CFD | Long | 1,326 | 2.7417 GBP | |||||
| 1p ordinary | CFD | Long | 2,044 | 2.7544 GBP | |||||
| 1p ordinary | CFD | Long | 2,050 | 2.7537 GBP | |||||
| 1p ordinary | CFD | Long | 2,882 | 2.7496 GBP | |||||
| 1p ordinary | CFD | Long | 4,340 | 2.7557 GBP | |||||
| 1p ordinary | SWAP | Long | 4,751 | 2.7569 GBP | |||||
| 1p ordinary | CFD | Long | 6,524 | 2.7374 GBP | |||||
| 1p ordinary | SWAP | Long | 14,663 | 2.7772 GBP | |||||
| 1p ordinary | SWAP | Long | 28,969 | 2.7436 GBP | |||||
| 1p ordinary | CFD | Short | 45 | 2.7240 GBP | |||||
| 1p ordinary | CFD | Short | 629 | 2.7971 GBP | |||||
| 1p ordinary | SWAP | Short | 800 | 2.7689 GBP | |||||
| 1p ordinary | CFD | Short | 844 | 2.7769 GBP | |||||
| 1p ordinary | CFD | Short | 2,006 | 2.7828 GBP | |||||
| 1p ordinary | CFD | Short | 2,192 | 2.7510 GBP | |||||
| 1p ordinary | CFD | Short | 3,000 | 2.8875 GBP | |||||
| 1p ordinary | CFD | Short | 4,000 | 2.8692 GBP | |||||
| 1p ordinary | CFD | Short | 12,500 | 2.7576 GBP | |||||
| 1p ordinary | CFD | Short | 16,242 | 2.7564 GBP | |||||
| 1p ordinary | CFD | Short | 21,561 | 2.7614 GBP | |||||
| 1p ordinary | SWAP | Short | 23,941 | 2.7112 GBP | |||||
| 1p ordinary | CFD | Short | 24,768 | 2.7098 GBP | |||||
| 1p ordinary | CFD | Short | 25,781 | 2.7548 GBP | |||||
| 1p ordinary | CFD | Short | 28,646 | 2.7433 GBP | |||||
| 1p ordinary | CFD | Short | 30,211 | 2.7280 GBP | |||||
| 1p ordinary | SWAP | Short | 33,875 | 2.7295 GBP | |||||
| 1p ordinary | SWAP | Short | 35,668 | 2.7110 GBP | |||||
| 1p ordinary | SWAP | Short | 36,095 | 2.7727 GBP | |||||
| 1p ordinary | CFD | Short | 170,000 | 2.9002 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 17 Nov 2017 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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