5 Apr 2019 15:42
BLOCK LISTING SIX MONTHLY RETURN
Date: 5 April 2019
Name of applicant: | SOPHOS GROUP PLC |
Name of scheme: | 2015 Long Term Incentive Plan | |||
Period of return: | From: | 1 October 2018 | To: | 31 March 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 699,782 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 8,500,000 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 3,068,814 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 6,130,968 | |||
Name of scheme: | Save As You Earn Scheme | |||
Period of return: | From: | 1 October 2018 | To: | 31 March 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 1,000,000 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0
| |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 1,000,000 | |||
Name of scheme: | International Save As You Earn Scheme | |||
Period of return: | From: | 1 October 2018 | To: | 31 March 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 986,614 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 6,674 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 979,940 | |||
Name of scheme: | US Employee Share Purchase Plan | |||
Period of return: | From: | 1 October 2018 | To: | 31 March 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 550,951 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 100,000 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 208,193 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 442,758 | |||
Name of scheme: | Pentagon Holdings Management Equity Plan | |||
Period of return: | From: | 1 October 2018 | To: | 31 March 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 5,330,847 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 128,133 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 605,194 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 4,853,786 | |||
Name of scheme: | Pentagon Holdings Staff Option Plan | |||
Period of return: | From: | 1 October 2018 | To: | 31 March 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 3,206,511 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 376,041 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 294,211 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 3,288,341 | |||
Name of scheme: | Pentagon Holdings 2010 Retention Award Plan | |||
Period of return: | From: | 1 October 2018 | To: | 31 March 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 795 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 795 | |||
Name of contact: | Eleanor Lacey Chief Legal Officer |
Telephone number of contact: | 01235 465993 |