24 Dec 2018 10:29
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Citigroup Derivatives Markets Inc. |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shire Plc |
(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 21 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| 5p Ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 54,233 | (0.00%) | 3,400 | (0.00%) |
(2) Cash-settled derivatives:
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 616,400
| (0.06%) | 893,300 | (0.09%) |
TOTAL: | 670,633 | (0.06%) | 896,700 | (0.09%) |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (USD) | Lowest price per unit paid/received (USD) |
5p Ordinary | Purchase | 66,200 | 171.5989 | 169.7300 |
5p Ordinary | Sale | 21,300 | 170.0300 | 170.0300 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
5p Ordinary | Call | Purchasing | 58600 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 52500 | 180 | American | 21/12/2018 | 9.97 |
5p Ordinary | Put | Writing | 31900 | 155 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 31500 | 175 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 27300 | 210 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 22200 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 19200 | 165 | American | 21/12/2018 | 5.03 |
5p Ordinary | Call | Purchasing | 16000 | 177.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 14500 | 180 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 12900 | 150 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 12500 | 160 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 10000 | 170 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 9900 | 172.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 9700 | 120 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 9300 | 190 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 8600 | 145 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 6900 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 6300 | 172.5 | American | 21/12/2018 | 2.47 |
5p Ordinary | Call | Purchasing | 4900 | 180 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 4400 | 175 | American | 21/12/2018 | 4.97 |
5p Ordinary | Call | Purchasing | 3500 | 210 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 3000 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 2700 | 130 | American | 21/12/2018 | 40.03 |
5p Ordinary | Call | Purchasing | 2000 | 210 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 2000 | 150 | American | 21/12/2018 | 20.03 |
5p Ordinary | Put | Writing | 1600 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 1400 | 175 | American | 21/12/2018 | 4.97 |
5p Ordinary | Put | Writing | 1200 | 170 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 1200 | 120 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 1000 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 1000 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 1000 | 155 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 1000 | 192.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 1000 | 125 | American | 17/01/2020 | 0.5 |
5p Ordinary | Put | Writing | 1000 | 125 | American | 17/01/2020 | 0.5 |
5p Ordinary | Put | Writing | 800 | 135 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 800 | 192.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 700 | 170 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 700 | 175 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 700 | 155 | American | 21/12/2018 | 15.03 |
5p Ordinary | Call | Purchasing | 700 | 150 | American | 21/12/2018 | 20.03 |
5p Ordinary | Put | Writing | 700 | 167.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 700 | 125 | American | 17/01/2020 | 0.5 |
5p Ordinary | Put | Writing | 600 | 135 | American | 17/01/2020 | 1.15 |
5p Ordinary | Put | Writing | 600 | 125 | American | 17/01/2020 | 0.45 |
5p Ordinary | Call | Purchasing | 600 | 175 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 600 | 120 | American | 17/01/2020 | 0.35 |
5p Ordinary | Put | Writing | 500 | 135 | American | 17/01/2020 | 1.15 |
5p Ordinary | Call | Purchasing | 500 | 190 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 500 | 195 | American | 15/01/2021 | 3.5 |
5p Ordinary | Put | Writing | 500 | 125 | American | 17/01/2020 | 0.5 |
5p Ordinary | Put | Writing | 500 | 125 | American | 17/01/2020 | 0.5 |
5p Ordinary | Put | Writing | 500 | 135 | American | 17/01/2020 | 1.15 |
5p Ordinary | Put | Writing | 400 | 150 | American | 15/01/2021 | 4.1 |
5p Ordinary | Call | Purchasing | 400 | 190 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 400 | 165 | American | 21/12/2018 | 0.17 |
5p Ordinary | Put | Writing | 300 | 170 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 300 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 300 | 135 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 300 | 135 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 300 | 180 | American | 21/12/2018 | 9.97 |
5p Ordinary | Put | Writing | 300 | 180 | American | 21/12/2018 | 9.97 |
5p Ordinary | Put | Writing | 300 | 160 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 300 | 187.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 200 | 175 | American | 18/01/2019 | 3.74 |
5p Ordinary | Call | Purchasing | 200 | 175 | American | 18/01/2019 | 3.74 |
5p Ordinary | Call | Purchasing | 200 | 175 | American | 18/01/2019 | 3.75 |
5p Ordinary | Call | Purchasing | 200 | 175 | American | 18/01/2019 | 3.74 |
5p Ordinary | Call | Purchasing | 200 | 175 | American | 18/01/2019 | 3.75 |
5p Ordinary | Put | Writing | 200 | 150 | American | 15/01/2021 | 3.8 |
5p Ordinary | Call | Purchasing | 200 | 190 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 200 | 187.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 200 | 172.5 | American | 21/12/2018 | 0.73 |
5p Ordinary | Call | Purchasing | 100 | 195 | American | 15/01/2021 | 3.4 |
5p Ordinary | Call | Purchasing | 100 | 195 | American | 15/01/2021 | 3.4 |
5p Ordinary | Call | Purchasing | 100 | 195 | American | 15/01/2021 | 3.56 |
5p Ordinary | Call | Purchasing | 100 | 175 | American | 18/01/2019 | 3.09 |
5p Ordinary | Call | Purchasing | 100 | 175 | American | 18/01/2019 | 3.09 |
5p Ordinary | Call | Purchasing | 100 | 175 | American | 18/01/2019 | 3.74 |
5p Ordinary | Call | Purchasing | 100 | 175 | American | 18/01/2019 | 3.74 |
5p Ordinary | Call | Purchasing | 100 | 175 | American | 18/01/2019 | 3.74 |
5p Ordinary | Call | Purchasing | 100 | 190 | American | 15/01/2021 | 3.5 |
5p Ordinary | Put | Writing | 100 | 155 | American | 15/01/2021 | 5.2 |
5p Ordinary | Call | Purchasing | 100 | 185 | American | 15/01/2021 | 6.4 |
5p Ordinary | Call | Purchasing | 100 | 185 | American | 15/01/2021 | 6.4 |
5p Ordinary | Put | Writing | 100 | 150 | American | 15/01/2021 | 3.9 |
5p Ordinary | Put | Writing | 100 | 135 | American | 17/01/2020 | 1.15 |
5p Ordinary | Put | Writing | 100 | 120 | American | 17/01/2020 | 0.35 |
5p Ordinary | Put | Writing | 100 | 120 | American | 17/01/2020 | 0.35 |
5p Ordinary | Put | Writing | 100 | 135 | American | 17/01/2020 | 1.15 |
5p Ordinary | Call | Purchasing | 100 | 177.5 | American | 28/12/2018 | 0.45 |
5p Ordinary | Call | Purchasing | 100 | 180 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 100 | 180 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 100 | 120 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 100 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 100 | 155 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 100 | 155 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 100 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Writing | 100 | 160 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 100 | 165 | American | 21/12/2018 | 5.03 |
5p Ordinary | Put | Writing | 100 | 150 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 100 | 192.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Purchasing | 100 | 172.5 | American | 21/12/2018 | 0.78 |
5p Ordinary | Call | Purchasing | 100 | 195 | American | 15/01/2021 | 3.5 |
5p Ordinary | Put | Writing | 100 | 155 | American | 15/01/2021 | 5.3 |
5p Ordinary | Call | Writing | 100 | 220 | American | 15/01/2021 | 1.25 |
5p Ordinary | Call | Writing | 100 | 220 | American | 15/01/2021 | 1.25 |
5p Ordinary | Call | Writing | 100 | 220 | American | 15/01/2021 | 1.41 |
5p Ordinary | Put | Purchasing | 100 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 100 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Call | Writing | 100 | 180 | American | 28/12/2018 | 0.2 |
5p Ordinary | Call | Writing | 100 | 177.5 | American | 28/12/2018 | 0.35 |
5p Ordinary | Call | Writing | 100 | 177.5 | American | 28/12/2018 | 0.4 |
5p Ordinary | Call | Writing | 100 | 177.5 | American | 28/12/2018 | 0.55 |
5p Ordinary | Call | Writing | 100 | 170 | American | 18/01/2019 | 5.59 |
5p Ordinary | Call | Writing | 100 | 170 | American | 18/01/2019 | 5.59 |
5p Ordinary | Call | Writing | 100 | 170 | American | 18/01/2019 | 6.24 |
5p Ordinary | Call | Writing | 100 | 170 | American | 18/01/2019 | 6.24 |
5p Ordinary | Call | Writing | 100 | 170 | American | 18/01/2019 | 6.24 |
5p Ordinary | Call | Writing | 100 | 230 | American | 15/01/2021 | 1.6 |
5p Ordinary | Call | Writing | 100 | 230 | American | 15/01/2021 | 1.6 |
5p Ordinary | Call | Writing | 100 | 165 | American | 28/12/2018 | 7 |
5p Ordinary | Put | Purchasing | 100 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 100 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 100 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Call | Writing | 100 | 180 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 100 | 180 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 100 | 120 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 100 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 100 | 155 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 100 | 155 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 100 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 100 | 160 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 100 | 165 | American | 21/12/2018 | 5.03 |
5p Ordinary | Put | Purchasing | 100 | 150 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 100 | 192.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 100 | 170 | American | 21/12/2018 | 0.75 |
5p Ordinary | Call | Writing | 100 | 190 | American | 15/01/2021 | 4.9 |
5p Ordinary | Put | Purchasing | 100 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 100 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Call | Writing | 200 | 170 | American | 18/01/2019 | 6.24 |
5p Ordinary | Put | Purchasing | 200 | 165 | American | 15/01/2021 | 9 |
5p Ordinary | Call | Writing | 200 | 170 | American | 18/01/2019 | 6.24 |
5p Ordinary | Call | Writing | 200 | 170 | American | 18/01/2019 | 6.25 |
5p Ordinary | Call | Writing | 200 | 170 | American | 18/01/2019 | 6.24 |
5p Ordinary | Call | Writing | 200 | 170 | American | 18/01/2019 | 6.25 |
5p Ordinary | Call | Writing | 200 | 177.5 | American | 28/12/2018 | 0.8 |
5p Ordinary | Call | Writing | 200 | 190 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 200 | 187.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 300 | 240 | American | 17/01/2020 | 0.4 |
5p Ordinary | Call | Writing | 300 | 177.5 | American | 28/12/2018 | 0.5 |
5p Ordinary | Call | Writing | 300 | 177.5 | American | 28/12/2018 | 0.55 |
5p Ordinary | Put | Purchasing | 300 | 170 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 300 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 300 | 135 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 300 | 135 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 300 | 180 | American | 21/12/2018 | 9.97 |
5p Ordinary | Put | Purchasing | 300 | 180 | American | 21/12/2018 | 9.97 |
5p Ordinary | Put | Purchasing | 300 | 160 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 300 | 187.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 400 | 190 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 500 | 195 | American | 18/01/2019 | 0.45 |
5p Ordinary | Put | Purchasing | 500 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Call | Writing | 500 | 190 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 600 | 175 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 700 | 170 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 700 | 175 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 700 | 155 | American | 21/12/2018 | 15.03 |
5p Ordinary | Call | Writing | 700 | 150 | American | 21/12/2018 | 20.03 |
5p Ordinary | Put | Purchasing | 700 | 167.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 700 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Call | Writing | 800 | 177.5 | American | 28/12/2018 | 0.5 |
5p Ordinary | Put | Purchasing | 800 | 135 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 800 | 192.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 800 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 900 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 900 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 1000 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 1000 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 1000 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 1000 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 1000 | 155 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 1000 | 192.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 1000 | 190 | American | 15/01/2021 | 5 |
5p Ordinary | Put | Purchasing | 1100 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 1200 | 170 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 1200 | 120 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 1300 | 177.5 | American | 28/12/2018 | 0.4 |
5p Ordinary | Put | Purchasing | 1400 | 175 | American | 21/12/2018 | 4.97 |
5p Ordinary | Put | Purchasing | 1600 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 1800 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 1800 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 1900 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Put | Purchasing | 1900 | 105 | American | 18/01/2019 | 0.15 |
5p Ordinary | Call | Writing | 2000 | 210 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 2700 | 130 | American | 21/12/2018 | 40.03 |
5p Ordinary | Call | Writing | 3000 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 3500 | 210 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 4900 | 180 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 6900 | 185 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 8600 | 145 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 9300 | 190 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 9700 | 120 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 9900 | 172.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 10000 | 170 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 10000 | 167.5 | American | 21/12/2018 | 0.4 |
5p Ordinary | Put | Purchasing | 12500 | 160 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 12900 | 150 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 14500 | 180 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 16000 | 177.5 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 22200 | 165 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 27300 | 210 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 31500 | 175 | American | 21/12/2018 | 0.01 |
5p Ordinary | Put | Purchasing | 31900 | 155 | American | 21/12/2018 | 0.01 |
5p Ordinary | Call | Writing | 58600 | 185 | American | 21/12/2018 | 0.01 |
(ii) Exercise
Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit |
5p Ordinary | Put | Exercised | 36400 | 160 |
5p Ordinary | Call | Exercised | 33400 | 210 |
5p Ordinary | Put | Exercised | 17400 | 155 |
5p Ordinary | Put | Exercised | 15900 | 170 |
5p Ordinary | Put | Exercised | 10700 | 167.5 |
5p Ordinary | Put | Exercised | 8700 | 145 |
5p Ordinary | Put | Exercised | 1600 | 170 |
5p Ordinary | Put | Exercised | 1100 | 162.5 |
5p Ordinary | Call | Exercised | 700 | 200 |
5p Ordinary | Call | Exercised | 100 | 172.5 |
5p Ordinary | Call | Exercised | 100 | 177.5 |
5p Ordinary | Put | Exercised | 100 | 180 |
5p Ordinary | Call | Exercised | 100 | 170 |
5p Ordinary | Put | Exercised | 200 | 165 |
5p Ordinary | Call | Exercised | 1000 | 197.5 |
5p Ordinary | Put | Exercised | 1500 | 167.5 |
5p Ordinary | Call | Exercised | 1500 | 187.5 |
5p Ordinary | Call | Exercised | 2000 | 155 |
5p Ordinary | Call | Exercised | 4400 | 180 |
5p Ordinary | Put | Exercised | 5700 | 125 |
5p Ordinary | Put | Exercised | 7500 | 120 |
5p Ordinary | Put | Exercised | 7600 | 150 |
5p Ordinary | Call | Exercised | 10000 | 185 |
5p Ordinary | Call | Exercised | 10300 | 172.5 |
5p Ordinary | Put | Exercised | 10700 | 140 |
5p Ordinary | Call | Exercised | 15600 | 177.5 |
5p Ordinary | Call | Exercised | 17200 | 190 |
5p Ordinary | Call | Exercised | 17400 | 192.5 |
5p Ordinary | Put | Exercised | 33400 | 165 |
5p Ordinary | Call | Exercised | 51400 | 175 |
5p Ordinary | Call | Exercised | 60000 | 180 |
5p Ordinary | Call | Exercised | 81900 | 185 |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
N/A
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
N/A
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 24 December 2018 |
Contact name: | Cathal McKenna |
Telephone number: | 02890 409 544 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: | Citigroup Derivatives Markets Inc. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | Shire Plc. |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type | Expiry date |
5p Ordinary | Call | Purchased | 72200 | 190 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 52400 | 190 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 37500 | 195 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 26700 | 200 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 17500 | 195 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 14700 | 195 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 8900 | 200 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 8600 | 190 | American | 2019-01-18 |
5p Ordinary | Put | Written | 45700 | 160 | American | 2019-01-18 |
5p Ordinary | Put | Written | 45400 | 130 | American | 2021-01-15 |
5p Ordinary | Put | Written | 43500 | 160 | American | 2021-01-15 |
5p Ordinary | Put | Written | 26600 | 125 | American | 2019-01-18 |
5p Ordinary | Put | Written | 24300 | 165 | American | 2019-01-18 |
5p Ordinary | Put | Written | 20800 | 150 | American | 2019-01-18 |
5p Ordinary | Put | Written | 18500 | 165 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 8200 | 125 | American | 2019-01-18 |
5p Ordinary | Put | Written | 16900 | 150 | American | 2019-01-18 |
5p Ordinary | Put | Written | 13600 | 150 | American | 2021-01-15 |
5p Ordinary | Put | Written | 12100 | 125 | American | 2019-01-18 |
5p Ordinary | Put | Written | 9500 | 170 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 7500 | 150 | American | 2021-01-15 |
5p Ordinary | Put | Written | 9300 | 165 | American | 2019-07-19 |
5p Ordinary | Put | Written | 9100 | 140 | American | 2019-01-18 |
5p Ordinary | Put | Written | 9000 | 155 | American | 2019-07-19 |
5p Ordinary | Put | Written | 7900 | 145 | American | 2020-01-17 |
5p Ordinary | Put | Written | 7800 | 170 | American | 2019-04-18 |
5p Ordinary | Put | Written | 6200 | 155 | American | 2021-01-15 |
5p Ordinary | Put | Written | 5700 | 160 | American | 2020-01-17 |
5p Ordinary | Put | Written | 5100 | 85 | American | 2020-01-17 |
5p Ordinary | Put | Written | 5100 | 115 | American | 2019-01-18 |
5p Ordinary | Put | Written | 5000 | 160 | American | 2021-01-15 |
5p Ordinary | Put | Written | 4700 | 155 | American | 2021-01-15 |
5p Ordinary | Put | Written | 4600 | 140 | American | 2019-01-18 |
5p Ordinary | Put | Written | 4300 | 80 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 6300 | 180 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 5100 | 190 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 5000 | 185 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 4900 | 170 | American | 2020-01-17 |
5p Ordinary | Put | Written | 4300 | 160 | American | 2019-07-19 |
5p Ordinary | Put | Written | 4200 | 160 | American | 2019-04-18 |
5p Ordinary | Put | Written | 4000 | 150 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 4400 | 200 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 4200 | 200 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 4000 | 145 | American | 2019-01-18 |
5p Ordinary | Put | Written | 3700 | 125 | American | 2020-01-17 |
5p Ordinary | Put | Written | 3500 | 155 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 3900 | 200 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 3600 | 195 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 3100 | 130 | American | 2019-01-18 |
5p Ordinary | Put | Written | 3200 | 165 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 3000 | 200 | American | 2019-07-19 |
5p Ordinary | Call | Purchased | 2800 | 220 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 2600 | 210 | American | 2019-01-18 |
5p Ordinary | Put | Written | 3000 | 150 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 2500 | 155 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 2500 | 175 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 2500 | 165 | American | 2019-07-19 |
5p Ordinary | Call | Purchased | 2300 | 185 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 2100 | 190 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 2000 | 195 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 2000 | 130 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 2000 | 195 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 1800 | 130 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 1500 | 195 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 1200 | 240 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 1200 | 185 | American | 2019-01-18 |
5p Ordinary | Put | Written | 3000 | 135 | American | 2019-01-18 |
5p Ordinary | Put | Written | 2700 | 110 | American | 2020-01-17 |
5p Ordinary | Put | Written | 2500 | 160 | American | 2021-01-15 |
5p Ordinary | Put | Written | 2500 | 120 | American | 2019-01-18 |
5p Ordinary | Put | Written | 2400 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 1200 | 175 | American | 2018-12-28 |
5p Ordinary | Put | Written | 2300 | 175 | American | 2020-01-17 |
5p Ordinary | Put | Written | 2200 | 135 | American | 2021-01-15 |
5p Ordinary | Put | Written | 2200 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 1100 | 185 | American | 2019-01-18 |
5p Ordinary | Put | Written | 2000 | 85 | American | 2020-01-17 |
5p Ordinary | Put | Written | 1700 | 140 | American | 2020-01-17 |
5p Ordinary | Put | Written | 1500 | 155 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 1000 | 190 | American | 2019-01-11 |
5p Ordinary | Put | Written | 1500 | 170 | American | 2021-01-15 |
5p Ordinary | Put | Written | 1500 | 105 | American | 2020-01-17 |
5p Ordinary | Put | Written | 1300 | 130 | American | 2020-01-17 |
5p Ordinary | Put | Written | 1200 | 115 | American | 2020-01-17 |
5p Ordinary | Put | Written | 1200 | 120 | American | 2019-01-18 |
5p Ordinary | Put | Written | 1200 | 135 | American | 2019-01-18 |
5p Ordinary | Put | Written | 1000 | 130 | American | 2021-01-15 |
5p Ordinary | Put | Written | 1000 | 165 | American | 2021-01-15 |
5p Ordinary | Put | Written | 1000 | 155 | American | 2019-04-18 |
5p Ordinary | Put | Written | 1000 | 155 | American | 2019-04-18 |
5p Ordinary | Put | Written | 1000 | 120 | American | 2019-07-19 |
5p Ordinary | Call | Purchased | 1000 | 140 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 1000 | 190 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 1000 | 160 | American | 2019-04-18 |
5p Ordinary | Put | Written | 1000 | 140 | American | 2019-07-19 |
5p Ordinary | Put | Written | 1000 | 150 | American | 2019-07-19 |
5p Ordinary | Put | Written | 900 | 150 | American | 2021-01-15 |
5p Ordinary | Put | Written | 800 | 135 | American | 2021-01-15 |
5p Ordinary | Put | Written | 800 | 175 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 1000 | 190 | American | 2019-04-18 |
5p Ordinary | Put | Written | 700 | 155 | American | 2019-07-19 |
5p Ordinary | Put | Written | 600 | 120 | American | 2020-01-17 |
5p Ordinary | Put | Written | 600 | 125 | American | 2020-01-17 |
5p Ordinary | Put | Written | 500 | 140 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 1000 | 170 | American | 2019-07-19 |
5p Ordinary | Call | Purchased | 900 | 200 | American | 2019-01-18 |
5p Ordinary | Put | Written | 500 | 155 | American | 2021-01-15 |
5p Ordinary | Put | Written | 500 | 160 | American | 2021-01-15 |
5p Ordinary | Put | Written | 500 | 100 | American | 2020-01-17 |
5p Ordinary | Put | Written | 500 | 110 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 700 | 200 | American | 2019-01-18 |
5p Ordinary | Put | Written | 500 | 135 | American | 2020-01-17 |
5p Ordinary | Put | Written | 500 | 165 | American | 2020-01-17 |
5p Ordinary | Put | Written | 500 | 130 | American | 2019-01-18 |
5p Ordinary | Put | Written | 500 | 185 | American | 2019-01-18 |
5p Ordinary | Put | Written | 500 | 160 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 700 | 210 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 600 | 120 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 600 | 185 | American | 2019-01-18 |
5p Ordinary | Put | Written | 500 | 167.5 | American | 2018-12-28 |
5p Ordinary | Put | Written | 400 | 130 | American | 2021-01-15 |
5p Ordinary | Put | Written | 400 | 155 | American | 2021-01-15 |
5p Ordinary | Put | Written | 400 | 110 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 500 | 175 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 500 | 200 | American | 2020-01-17 |
5p Ordinary | Put | Written | 400 | 150 | American | 2020-01-17 |
5p Ordinary | Put | Written | 400 | 175 | American | 2020-01-17 |
5p Ordinary | Put | Written | 400 | 135 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 400 | 190 | American | 2019-01-11 |
5p Ordinary | Call | Purchased | 400 | 185 | American | 2021-01-15 |
5p Ordinary | Put | Written | 400 | 185 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 400 | 185 | American | 2021-01-15 |
5p Ordinary | Put | Written | 300 | 140 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 400 | 220 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 400 | 220 | American | 2020-01-17 |
5p Ordinary | Put | Written | 300 | 75 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 400 | 185 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 400 | 175 | American | 2018-12-28 |
5p Ordinary | Call | Purchased | 300 | 185 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 300 | 190 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 300 | 160 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 300 | 175 | American | 2020-01-17 |
5p Ordinary | Put | Written | 300 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 300 | 195 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 300 | 195 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 300 | 200 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 300 | 210 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 300 | 220 | American | 2019-07-19 |
5p Ordinary | Call | Purchased | 200 | 175 | American | 2019-01-04 |
5p Ordinary | Call | Purchased | 200 | 190 | American | 2020-01-17 |
5p Ordinary | Put | Written | 300 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 200 | 200 | American | 2020-01-17 |
5p Ordinary | Put | Written | 300 | 150 | American | 2019-04-18 |
5p Ordinary | Put | Written | 300 | 160 | American | 2019-07-19 |
5p Ordinary | Put | Written | 200 | 165 | American | 2021-01-15 |
5p Ordinary | Put | Written | 200 | 160 | American | 2020-01-17 |
5p Ordinary | Put | Written | 200 | 90 | American | 2020-01-17 |
5p Ordinary | Put | Written | 200 | 110 | American | 2019-01-18 |
5p Ordinary | Put | Written | 200 | 140 | American | 2019-01-18 |
5p Ordinary | Put | Written | 200 | 150 | American | 2019-01-18 |
5p Ordinary | Put | Written | 200 | 175 | American | 2019-01-18 |
5p Ordinary | Put | Written | 200 | 185 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 200 | 240 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 145 | American | 2021-01-15 |
5p Ordinary | Put | Written | 100 | 170 | American | 2021-01-15 |
5p Ordinary | Put | Written | 100 | 100 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 120 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 125 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 130 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 135 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 140 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 145 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 200 | 180 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 100 | 172.5 | American | 2019-01-04 |
5p Ordinary | Put | Written | 100 | 175 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 75 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 180 | American | 2019-01-18 |
5p Ordinary | Put | Written | 100 | 185 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 100 | 185 | American | 2019-01-04 |
5p Ordinary | Call | Purchased | 100 | 180 | American | 2019-01-11 |
5p Ordinary | Call | Purchased | 100 | 190 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 100 | 100 | American | 2020-01-17 |
5p Ordinary | Put | Written | 100 | 90 | American | 2019-01-18 |
5p Ordinary | Put | Written | 100 | 90 | American | 2019-01-18 |
5p Ordinary | Put | Written | 100 | 90 | American | 2019-01-18 |
5p Ordinary | Put | Written | 100 | 145 | American | 2019-07-19 |
5p Ordinary | Put | Written | 100 | 170 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 100 | 185 | American | 2021-01-15 |
5p Ordinary | Put | Purchased | 100 | 160 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 100 | 115 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 100 | 180 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 100 | 220 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 100 | 105 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 165 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 100 | 165 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 100 | 170 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 100 | 170 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 100 | 200 | American | 2020-01-17 |
5p Ordinary | Call | Purchased | 100 | 195 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 100 | 200 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 65 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 100 | 110 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 110 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 120 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 125 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 125 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 130 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 100 | 220 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 150 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 155 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 155 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 160 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 190 | American | 2019-01-18 |
5p Ordinary | Call | Purchased | 100 | 170 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 100 | 170 | American | 2019-07-19 |
5p Ordinary | Put | Purchased | 100 | 195 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 80 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 80 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 100 | 160 | American | 2019-04-18 |
5p Ordinary | Call | Purchased | 100 | 170 | American | 2019-07-19 |
5p Ordinary | Call | Purchased | 100 | 170 | American | 2019-07-19 |
5p Ordinary | Put | Purchased | 100 | 170 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 100 | 165 | American | 2019-07-19 |
5p Ordinary | Put | Purchased | 100 | 147 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 100 | 160 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 100 | 160 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 200 | 165 | American | 2021-01-15 |
5p Ordinary | Call | Purchased | 100 | 190 | American | 2019-07-19 |
5p Ordinary | Call | Purchased | 100 | 177.5 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 200 | 160 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 200 | 180 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 200 | 130 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 200 | 135 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 200 | 140 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 167.5 | American | 2019-01-11 |
5p Ordinary | Call | Written | 100 | 200 | American | 2020-01-17 |
5p Ordinary | Call | Written | 100 | 200 | American | 2020-01-17 |
5p Ordinary | Call | Written | 100 | 115 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 135 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 150 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 200 | 165 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 200 | 165 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 200 | 150 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 200 | 160 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 300 | 170 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 300 | 190 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 300 | 150 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 155 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 160 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 165 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 170 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 300 | 170 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 300 | 75 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 300 | 80 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 300 | 150 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 400 | 165 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 400 | 70 | American | 2020-01-17 |
5p Ordinary | Call | Written | 100 | 175 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 175 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 195 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 205 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 215 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 500 | 100 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 500 | 115 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 500 | 155 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 500 | 90 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 500 | 145 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 230 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 85 | American | 2019-01-18 |
5p Ordinary | Call | Written | 100 | 175 | American | 2019-04-18 |
5p Ordinary | Call | Written | 100 | 190 | American | 2019-04-18 |
5p Ordinary | Call | Written | 100 | 200 | American | 2019-04-18 |
5p Ordinary | Call | Written | 100 | 165 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 500 | 180 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 500 | 120 | American | 2019-04-18 |
5p Ordinary | Call | Written | 100 | 180 | American | 2018-12-28 |
5p Ordinary | Call | Written | 200 | 170 | American | 2021-01-15 |
5p Ordinary | Call | Written | 200 | 230 | American | 2021-01-15 |
5p Ordinary | Call | Written | 200 | 140 | American | 2020-01-17 |
5p Ordinary | Call | Written | 200 | 170 | American | 2020-01-17 |
5p Ordinary | Call | Written | 200 | 140 | American | 2019-01-18 |
5p Ordinary | Call | Written | 200 | 180 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 500 | 125 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 500 | 155 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 600 | 145 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 700 | 185 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 700 | 150 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 700 | 160 | American | 2019-01-18 |
5p Ordinary | Call | Written | 200 | 190 | American | 2019-01-18 |
5p Ordinary | Call | Written | 200 | 190 | American | 2019-01-18 |
5p Ordinary | Call | Written | 200 | 190 | American | 2019-04-18 |
5p Ordinary | Call | Written | 300 | 160 | American | 2019-01-18 |
5p Ordinary | Call | Written | 300 | 215 | American | 2019-01-18 |
5p Ordinary | Call | Written | 300 | 210 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 700 | 170 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 700 | 155 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 800 | 130 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 800 | 165 | American | 2020-01-17 |
5p Ordinary | Call | Written | 400 | 180 | American | 2019-01-04 |
5p Ordinary | Call | Written | 400 | 135 | American | 2019-01-18 |
5p Ordinary | Call | Written | 400 | 150 | American | 2019-01-18 |
5p Ordinary | Call | Written | 400 | 175 | American | 2019-01-18 |
5p Ordinary | Call | Written | 400 | 215 | American | 2019-01-18 |
5p Ordinary | Call | Written | 400 | 215 | American | 2019-01-18 |
5p Ordinary | Call | Written | 400 | 162.5 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 900 | 70 | American | 2019-01-18 |
5p Ordinary | Call | Written | 500 | 150 | American | 2020-01-17 |
5p Ordinary | Call | Written | 500 | 160 | American | 2020-01-17 |
5p Ordinary | Call | Written | 500 | 165 | American | 2020-01-17 |
5p Ordinary | Call | Written | 500 | 170 | American | 2020-01-17 |
5p Ordinary | Call | Written | 500 | 155 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1000 | 180 | American | 2021-01-15 |
5p Ordinary | Call | Written | 500 | 160 | American | 2019-01-18 |
5p Ordinary | Call | Written | 500 | 170 | American | 2019-01-18 |
5p Ordinary | Call | Written | 500 | 205 | American | 2019-01-18 |
5p Ordinary | Call | Written | 500 | 167.5 | American | 2018-12-28 |
5p Ordinary | Call | Written | 600 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Written | 600 | 190 | American | 2019-01-18 |
5p Ordinary | Call | Written | 700 | 160 | American | 2019-01-18 |
5p Ordinary | Call | Written | 800 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Written | 800 | 215 | American | 2019-01-18 |
5p Ordinary | Call | Written | 900 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1000 | 110 | American | 2020-01-17 |
5p Ordinary | Call | Written | 1000 | 140 | American | 2020-01-17 |
5p Ordinary | Call | Written | 1000 | 70 | American | 2020-01-17 |
5p Ordinary | Call | Written | 1000 | 115 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1000 | 160 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1000 | 205 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1000 | 180 | American | 2019-04-18 |
5p Ordinary | Call | Written | 1000 | 185 | American | 2019-04-18 |
5p Ordinary | Call | Written | 1100 | 190 | American | 2021-01-15 |
5p Ordinary | Call | Written | 1100 | 165 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1000 | 190 | American | 2021-01-15 |
5p Ordinary | Put | Purchased | 1000 | 105 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 1000 | 110 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1000 | 140 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1100 | 155 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 1100 | 170 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 1100 | 170 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1200 | 160 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1200 | 115 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 1200 | 125 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 1400 | 100 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1400 | 105 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1400 | 80 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1500 | 145 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1600 | 70 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1800 | 160 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 1900 | 150 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 2000 | 160 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 2000 | 160 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 2000 | 145 | American | 2019-07-19 |
5p Ordinary | Put | Purchased | 2100 | 150 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 2100 | 165 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 2100 | 165 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1200 | 162.5 | American | 2018-12-28 |
5p Ordinary | Put | Purchased | 2200 | 75 | American | 2020-01-17 |
5p Ordinary | Put | Purchased | 2200 | 130 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 2400 | 155 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 2800 | 160 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 2900 | 105 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1300 | 145 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 3000 | 155 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 3100 | 105 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 3100 | 105 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1500 | 230 | American | 2021-01-15 |
5p Ordinary | Call | Written | 1800 | 220 | American | 2021-01-15 |
5p Ordinary | Call | Written | 1800 | 125 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1900 | 170 | American | 2021-01-15 |
5p Ordinary | Put | Purchased | 3700 | 135 | American | 2019-01-18 |
5p Ordinary | Call | Written | 1900 | 170 | American | 2019-01-18 |
5p Ordinary | Call | Written | 2000 | 220 | American | 2021-01-15 |
5p Ordinary | Call | Written | 2000 | 125 | American | 2019-01-18 |
5p Ordinary | Call | Written | 2000 | 175 | American | 2019-07-19 |
5p Ordinary | Call | Written | 2000 | 220 | American | 2019-07-19 |
5p Ordinary | Call | Written | 2200 | 170 | American | 2021-01-15 |
5p Ordinary | Call | Written | 2200 | 210 | American | 2020-01-17 |
5p Ordinary | Call | Written | 2300 | 210 | American | 2020-01-17 |
5p Ordinary | Call | Written | 2600 | 165 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 3900 | 195 | American | 2021-01-15 |
5p Ordinary | Call | Written | 2700 | 130 | American | 2019-07-19 |
5p Ordinary | Put | Purchased | 3900 | 125 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 4000 | 125 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 4000 | 135 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 4000 | 95 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 4500 | 150 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 5000 | 180 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 5000 | 150 | American | 2019-07-19 |
5p Ordinary | Put | Purchased | 7000 | 135 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 7100 | 105 | American | 2019-01-18 |
5p Ordinary | Call | Written | 3000 | 230 | American | 2021-01-15 |
5p Ordinary | Put | Purchased | 7600 | 170 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 8000 | 125 | American | 2019-01-18 |
5p Ordinary | Call | Written | 3100 | 125 | American | 2019-01-18 |
5p Ordinary | Call | Written | 3200 | 170 | American | 2019-01-18 |
5p Ordinary | Call | Written | 3200 | 177.5 | American | 2018-12-28 |
5p Ordinary | Call | Written | 4600 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Written | 5000 | 240 | American | 2021-01-15 |
5p Ordinary | Call | Written | 5000 | 165 | American | 2019-01-18 |
5p Ordinary | Call | Written | 5200 | 175 | American | 2019-01-18 |
5p Ordinary | Call | Written | 7200 | 175 | American | 2019-01-18 |
5p Ordinary | Call | Written | 8200 | 130 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 8500 | 130 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 12000 | 185 | American | 2021-01-15 |
5p Ordinary | Put | Purchased | 20700 | 155 | American | 2019-04-18 |
5p Ordinary | Put | Purchased | 25700 | 165 | American | 2019-01-18 |
5p Ordinary | Call | Written | 9100 | 175 | American | 2019-01-18 |
5p Ordinary | Call | Written | 10000 | 170 | American | 2019-01-18 |
5p Ordinary | Call | Written | 11200 | 185 | American | 2019-01-18 |
5p Ordinary | Call | Written | 11800 | 220 | American | 2021-01-15 |
5p Ordinary | Put | Purchased | 26300 | 170 | American | 2019-01-18 |
5p Ordinary | Put | Purchased | 29200 | 145 | American | 2019-01-18 |
5p Ordinary | Call | Written | 12700 | 170 | American | 2021-01-15 |
5p Ordinary | Call | Written | 41400 | 230 | American | 2021-01-15 |
5p Ordinary | Call | Written | 49600 | 185 | American | 2019-01-18 |
5p Ordinary | Call | Written | 53200 | 180 | American | 2019-01-18 |
5p Ordinary | Call | Written | 68800 | 200 | American | 2019-01-18 |
5p Ordinary | Call | Written | 74000 | 180 | American | 2019-01-18 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.