3 Oct 2016 17:01
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 28 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 12,988,625 | 44.9398 GBP | 44.4018 GBP |
USD 0.10 ordinary | SALES | 7,257,681 | 44.9573 GBP | 44.6125 GBP |
USD 0.10 ordinary | SALES | 120,000 | 58.4014 USD | 58.4014 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 10,839 | 44.6591 GBP |
USD 0.10 ordinary | CFD | LONG | 15,000 | 44.6595 GBP |
USD 0.10 ordinary | CFD | LONG | 36,000 | 44.7217 GBP |
USD 0.10 ordinary | CFD | LONG | 1,100 | 44.7222 GBP |
USD 0.10 ordinary | CFD | LONG | 15,000 | 44.7238 GBP |
USD 0.10 ordinary | CFD | LONG | 26,975 | 44.7450 GBP |
USD 0.10 ordinary | CFD | LONG | 28,683 | 44.7450 GBP |
USD 0.10 ordinary | CFD | LONG | 176 | 44.7500 GBP |
USD 0.10 ordinary | CFD | LONG | 39 | 44.7500 GBP |
USD 0.10 ordinary | CFD | LONG | 150 | 44.7658 GBP |
USD 0.10 ordinary | CFD | LONG | 441 | 44.7677 GBP |
USD 0.10 ordinary | CFD | LONG | 21,096 | 44.7746 GBP |
USD 0.10 ordinary | CFD | LONG | 46,851 | 44.8104 GBP |
USD 0.10 ordinary | CFD | LONG | 27,828 | 44.8204 GBP |
USD 0.10 ordinary | CFD | LONG | 92,808 | 44.8551 GBP |
USD 0.10 ordinary | CFD | LONG | 31,000 | 44.8621 GBP |
USD 0.10 ordinary | CFD | LONG | 17,562 | 44.8623 GBP |
USD 0.10 ordinary | CFD | LONG | 21,771 | 44.8653 GBP |
USD 0.10 ordinary | CFD | LONG | 20,000 | 44.8726 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 44.8726 GBP |
USD 0.10 ordinary | CFD | LONG | 30,761 | 44.8729 GBP |
USD 0.10 ordinary | CFD | LONG | 19,793 | 44.8742 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 44.8788 GBP |
USD 0.10 ordinary | CFD | LONG | 55,000 | 44.8838 GBP |
USD 0.10 ordinary | CFD | LONG | 100 | 44.8850 GBP |
USD 0.10 ordinary | CFD | LONG | 4,746 | 44.8850 GBP |
USD 0.10 ordinary | CFD | LONG | 5,594 | 44.8871 GBP |
USD 0.10 ordinary | CFD | LONG | 42,406 | 44.8871 GBP |
USD 0.10 ordinary | CFD | LONG | 22,200 | 44.8887 GBP |
USD 0.10 ordinary | CFD | LONG | 55,658 | 44.8900 GBP |
USD 0.10 ordinary | CFD | LONG | 8,500 | 44.8909 GBP |
USD 0.10 ordinary | CFD | LONG | 846 | 44.8973 GBP |
USD 0.10 ordinary | CFD | LONG | 41 | 44.9000 GBP |
USD 0.10 ordinary | CFD | LONG | 1 | 44.9000 GBP |
USD 0.10 ordinary | CFD | LONG | 31 | 44.9000 GBP |
USD 0.10 ordinary | CFD | LONG | 7,300 | 44.9000 GBP |
USD 0.10 ordinary | CFD | LONG | 849 | 44.9000 GBP |
USD 0.10 ordinary | CFD | LONG | 26,034 | 44.9007 GBP |
USD 0.10 ordinary | CFD | LONG | 180,000 | 44.9024 GBP |
USD 0.10 ordinary | CFD | LONG | 30,000 | 44.9063 GBP |
USD 0.10 ordinary | CFD | SHORT | 95,187 | 44.4018 GBP |
USD 0.10 ordinary | CFD | SHORT | 849 | 44.6250 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,800 | 44.6849 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,400 | 44.6849 GBP |
USD 0.10 ordinary | CFD | SHORT | 422 | 44.7039 GBP |
USD 0.10 ordinary | CFD | SHORT | 100 | 44.7050 GBP |
USD 0.10 ordinary | CFD | SHORT | 88,296 | 44.7518 GBP |
USD 0.10 ordinary | CFD | SHORT | 54,739 | 44.8175 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,735 | 44.8430 GBP |
USD 0.10 ordinary | CFD | SHORT | 46,446 | 44.8542 GBP |
USD 0.10 ordinary | CFD | SHORT | 31,000 | 44.8556 GBP |
USD 0.10 ordinary | CFD | SHORT | 32,273 | 44.8572 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,642 | 44.8581 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,470 | 44.8651 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,000 | 44.8800 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,950 | 44.8831 GBP |
USD 0.10 ordinary | CFD | SHORT | 32,150 | 44.8831 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,746 | 44.8900 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,786 | 44.8900 GBP |
USD 0.10 ordinary | CFD | SHORT | 756 | 44.8900 GBP |
USD 0.10 ordinary | CFD | SHORT | 561 | 44.8900 GBP |
USD 0.10 ordinary | CFD | SHORT | 968 | 44.8900 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,305 | 44.8900 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,302 | 44.8900 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,007 | 44.8929 GBP |
USD 0.10 ordinary | CFD | SHORT | 158,585 | 44.8930 GBP |
USD 0.10 ordinary | CFD | SHORT | 353,312 | 44.8938 GBP |
USD 0.10 ordinary | CFD | SHORT | 472,137 | 44.8941 GBP |
USD 0.10 ordinary | CFD | SHORT | 111,277 | 44.8941 GBP |
USD 0.10 ordinary | CFD | SHORT | 292,777 | 44.8941 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,517 | 44.8950 GBP |
USD 0.10 ordinary | CFD | SHORT | 20 | 44.8950 GBP |
USD 0.10 ordinary | CFD | SHORT | 35,000 | 44.8954 GBP |
USD 0.10 ordinary | CFD | SHORT | 35,255 | 44.8965 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,000,000 | 44.8975 GBP |
USD 0.10 ordinary | CFD | SHORT | 100,000 | 44.8977 GBP |
USD 0.10 ordinary | CFD | SHORT | 17,063 | 44.8984 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,253 | 44.8984 GBP |
USD 0.10 ordinary | CFD | SHORT | 46,290 | 44.8984 GBP |
USD 0.10 ordinary | CFD | SHORT | 56,271 | 44.8984 GBP |
USD 0.10 ordinary | CFD | SHORT | 14,553 | 44.8984 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,570 | 44.8984 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 44.8994 GBP |
USD 0.10 ordinary | CFD | SHORT | 726 | 44.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 887 | 44.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,142 | 44.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 29,104 | 44.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 112,543 | 44.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 92,579 | 44.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,507 | 44.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 34,125 | 44.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 177 | 44.9014 GBP |
USD 0.10 ordinary | CFD | SHORT | 244 | 44.9014 GBP |
USD 0.10 ordinary | CFD | SHORT | 14,591 | 44.9024 GBP |
USD 0.10 ordinary | CFD | SHORT | 113,463 | 44.9034 GBP |
USD 0.10 ordinary | CFD | SHORT | 18,214 | 44.9034 GBP |
USD 0.10 ordinary | CFD | SHORT | 38,323 | 44.9034 GBP |
USD 0.10 ordinary | CFD | SHORT | 315 | 44.9064 GBP |
USD 0.10 ordinary | CFD | SHORT | 433 | 44.9064 GBP |
USD 0.10 ordinary | CFD | SHORT | 42,300 | 44.9075 GBP |
USD 0.10 ordinary | CFD | SHORT | 36,000 | 44.9089 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 44.9090 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,483 | 44.9094 GBP |
USD 0.10 ordinary | CFD | SHORT | 50,532 | 44.9094 GBP |
USD 0.10 ordinary | CFD | SHORT | 165,312 | 44.9094 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,811 | 44.9094 GBP |
USD 0.10 ordinary | CFD | SHORT | 113,438 | 44.9094 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,751 | 44.9094 GBP |
USD 0.10 ordinary | CFD | SHORT | 33,522 | 44.9108 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,478 | 44.9108 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 44.9112 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,000 | 44.9112 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 44.9124 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,122 | 44.9336 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,728 | 44.9336 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,726 | 44.9336 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,120 | 44.9336 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,383 | 44.9373 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,181 | 44.9373 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,182 | 44.9398 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,384 | 44.9398 GBP |
USD 0.10 ordinary | CFD | SHORT | 34,200 | 44.9412 GBP |
USD 0.10 ordinary | CFD | LONG | 54,881 | 777.1835 ZAR |
USD 0.10 ordinary | CFD | LONG | 1,089 | 777.4279 ZAR |
USD 0.10 ordinary | CFD | LONG | 14,197 | 777.4279 ZAR |
USD 0.10 ordinary | CFD | LONG | 100,000 | 780.0000 ZAR |
USD 0.10 ordinary | CFD | SHORT | 55,590 | 777.1193 ZAR |
USD 0.10 ordinary | CFD | SHORT | 14,197 | 777.4388 ZAR |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 782.1700 ZAR |
USD 0.10 ordinary | CFD | SHORT | 39,750 | 782.1700 ZAR |
USD 0.10 ordinary | CFD | SHORT | 100,000 | 782.3300 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 OCTOBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.