3 Oct 2016 17:11
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 29 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 145 | 131.6000 USD | 131.2000 USD |
ADRs | SALES | 5,145 | 131.6000 USD | 130.9800 USD |
Ordinary | PURCHASES | 885,228 | 119.5000 EUR | 116.6000 EUR |
Ordinary | SALES | 727,327 | 119.5000 EUR | 116.6000 EUR |
Ordinary | SALES | 13,000 | 1,829.2100 ZAR | 1,829.2100 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 155 | 131.1600 USD |
ADRs | CFD | LONG | 93 | 131.1600 USD |
ADRs | CFD | LONG | 836 | 131.1600 USD |
ADRs | CFD | LONG | 684 | 131.1600 USD |
ADRs | CFD | LONG | 759 | 131.1600 USD |
ADRs | CFD | SHORT | 1,850 | 131.1600 USD |
ADRs | CFD | SHORT | 400 | 131.2750 USD |
ADRs | CFD | SHORT | 605 | 132.2900 USD |
Ordinary | CFD | LONG | 25,657 | 116.6435 EUR |
Ordinary | CFD | LONG | 2,867 | 116.6500 EUR |
Ordinary | CFD | LONG | 3,504 | 116.6500 EUR |
Ordinary | CFD | LONG | 350 | 117.1780 EUR |
Ordinary | CFD | LONG | 218 | 117.4488 EUR |
Ordinary | CFD | LONG | 1,750 | 117.4714 EUR |
Ordinary | CFD | LONG | 1,234 | 117.6341 EUR |
Ordinary | CFD | LONG | 8,325 | 117.6625 EUR |
Ordinary | CFD | LONG | 1 | 117.7766 EUR |
Ordinary | CFD | LONG | 5 | 117.7766 EUR |
Ordinary | CFD | LONG | 12 | 117.7766 EUR |
Ordinary | CFD | LONG | 16 | 117.7768 EUR |
Ordinary | CFD | LONG | 202 | 117.7769 EUR |
Ordinary | CFD | LONG | 39 | 117.7769 EUR |
Ordinary | CFD | LONG | 403 | 117.7769 EUR |
Ordinary | CFD | LONG | 502 | 117.7769 EUR |
Ordinary | CFD | LONG | 192 | 117.7769 EUR |
Ordinary | CFD | LONG | 6,836 | 117.8982 EUR |
Ordinary | CFD | LONG | 81 | 117.9750 EUR |
Ordinary | CFD | LONG | 22,377 | 117.9810 EUR |
Ordinary | CFD | LONG | 4,762 | 118.2480 EUR |
Ordinary | CFD | LONG | 2,812 | 118.3119 EUR |
Ordinary | CFD | LONG | 69 | 118.3572 EUR |
Ordinary | CFD | LONG | 56,942 | 118.5131 EUR |
Ordinary | CFD | LONG | 3,640 | 119.0715 EUR |
Ordinary | CFD | SHORT | 1,669 | 116.6500 EUR |
Ordinary | CFD | SHORT | 13,248 | 116.6500 EUR |
Ordinary | CFD | SHORT | 11,068 | 116.6500 EUR |
Ordinary | CFD | SHORT | 12,127 | 116.6500 EUR |
Ordinary | CFD | SHORT | 11 | 116.8004 EUR |
Ordinary | CFD | SHORT | 34 | 116.8004 EUR |
Ordinary | CFD | SHORT | 771 | 117.0381 EUR |
Ordinary | CFD | SHORT | 43,300 | 117.3294 EUR |
Ordinary | CFD | SHORT | 46,852 | 117.3933 EUR |
Ordinary | CFD | SHORT | 7,370 | 117.3933 EUR |
Ordinary | CFD | SHORT | 8,609 | 117.5217 EUR |
Ordinary | CFD | SHORT | 48,836 | 117.6371 EUR |
Ordinary | CFD | SHORT | 162 | 117.6961 EUR |
Ordinary | CFD | SHORT | 77 | 117.6961 EUR |
Ordinary | CFD | SHORT | 201 | 117.6961 EUR |
Ordinary | CFD | SHORT | 1 | 117.8191 EUR |
Ordinary | CFD | SHORT | 1 | 117.8191 EUR |
Ordinary | CFD | SHORT | 32 | 117.8191 EUR |
Ordinary | CFD | SHORT | 1,636 | 117.8249 EUR |
Ordinary | CFD | SHORT | 1,116 | 117.8249 EUR |
Ordinary | CFD | SHORT | 54 | 117.8249 EUR |
Ordinary | CFD | SHORT | 59 | 117.8284 EUR |
Ordinary | CFD | SHORT | 54 | 117.8284 EUR |
Ordinary | CFD | SHORT | 12,209 | 117.8314 EUR |
Ordinary | CFD | SHORT | 88 | 117.8576 EUR |
Ordinary | CFD | SHORT | 58 | 117.9500 EUR |
Ordinary | CFD | SHORT | 123 | 117.9500 EUR |
Ordinary | CFD | SHORT | 5,397 | 117.9811 EUR |
Ordinary | CFD | SHORT | 850 | 117.9842 EUR |
Ordinary | CFD | SHORT | 1,282 | 117.9842 EUR |
Ordinary | CFD | SHORT | 42 | 117.9842 EUR |
Ordinary | CFD | SHORT | 333 | 118.0000 EUR |
Ordinary | CFD | SHORT | 46 | 118.0020 EUR |
Ordinary | CFD | SHORT | 96 | 118.0020 EUR |
Ordinary | CFD | SHORT | 121 | 118.0020 EUR |
Ordinary | CFD | SHORT | 1,000 | 118.0500 EUR |
Ordinary | CFD | SHORT | 23,385 | 118.0975 EUR |
Ordinary | CFD | SHORT | 3,628 | 118.1328 EUR |
Ordinary | CFD | SHORT | 1,209 | 118.1407 EUR |
Ordinary | CFD | SHORT | 2,594 | 118.1424 EUR |
Ordinary | CFD | SHORT | 3,879 | 118.1424 EUR |
Ordinary | CFD | SHORT | 126 | 118.1424 EUR |
Ordinary | CFD | SHORT | 114 | 118.1452 EUR |
Ordinary | CFD | SHORT | 54 | 118.1452 EUR |
Ordinary | CFD | SHORT | 142 | 118.1452 EUR |
Ordinary | CFD | SHORT | 485 | 118.3795 EUR |
Ordinary | CFD | SHORT | 1,543 | 118.3795 EUR |
Ordinary | CFD | SHORT | 208 | 118.3795 EUR |
Ordinary | CFD | SHORT | 1,875 | 118.3795 EUR |
Ordinary | CFD | SHORT | 570 | 118.3795 EUR |
Ordinary | CFD | SHORT | 319 | 118.3795 EUR |
Ordinary | CFD | SHORT | 1,143 | 118.4061 EUR |
Ordinary | CFD | SHORT | 1,418 | 118.4173 EUR |
Ordinary | CFD | SHORT | 61 | 118.4393 EUR |
Ordinary | CFD | SHORT | 257 | 118.4617 EUR |
Ordinary | CFD | SHORT | 541 | 118.4617 EUR |
Ordinary | CFD | SHORT | 674 | 118.4617 EUR |
Ordinary | CFD | SHORT | 200 | 118.7298 EUR |
Ordinary | CFD | SHORT | 161 | 118.7298 EUR |
Ordinary | CFD | SHORT | 77 | 118.7298 EUR |
Ordinary | CFD | SHORT | 14,630 | 118.8872 EUR |
Ordinary | CFD | SHORT | 2,756 | 1,831.3263 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 OCTOBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.