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Last checked at 
26 Aug 2020 07:56
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name | Graham Kerr | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Executive Officer and Managing Director | ||||
b) | Initial notification/Amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | South32 Limited | ||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument Identification code | Vesting of Rights under South32 Equity Incentive Plan (EIP) AU000000S320 | ||||
b) | Nature of the transaction | Vesting of rights under the South32 EIP | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 325725 Aggregated price: 0.00 Total Aggregated Price: 0.00 | ||||
e) | Date of the transaction | 21 August 2020 | ||||
f) | Place of the transaction | XASX | ||||
Notification of dealing forms
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name | Michael Fraser | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | Chief Operating Officer | ||||||
b) | Initial notification/Amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name | South32 Limited | ||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument Identification code | Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320 | ||||||
b) | Nature of the transaction | Vesting of rights under the South32 EIP | ||||||
c) | Price(s) and volume(s) |
| ||||||
d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 176645 Aggregated price: 0.00 Total Aggregated Price: 0.00 Aggregated volume: 79491 Aggregated price: 2.17 Total Aggregated Price: 172495.47 | ||||||
e) | Date of the transaction | 21 August 2020 | ||||||
f) | Place of the transaction | XASX | ||||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name | Jason Economidis | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Operating Officer | ||||
b) | Initial notification/Amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | South32 Limited | ||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument Identification code | Vesting of Rights under South32 Equity Incentive Plan (EIP) AU000000S320 | ||||
b) | Nature of the transaction | Vesting of rights under the South32 EIP | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 29262 Aggregated price: 0.00 Total Aggregated Price: 0.00 | ||||
e) | Date of the transaction | 21 August 2020 | ||||
f) | Place of the transaction | XASX | ||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name | Katherine Tovich | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Financial Officer | ||||
b) | Initial notification/Amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | South32 Limited | ||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument Identification code | Vesting of Rights under South32 Equity Incentive Plan (EIP) AU000000S320 | ||||
b) | Nature of the transaction | Vesting of rights under the South32 EIP | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 75275 Aggregated price: 0.00 Total Aggregated Price: 0.00 | ||||
e) | Date of the transaction | 21 August 2020 | ||||
f) | Place of the transaction | XASX | ||||
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