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5 Nov 2020 10:52
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | RWS HOLDINGS PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 04 November 2020 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO: |
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 1p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 1,853,994 | 0.67% | 196,480 | 0.07% | |
(2) | Cash-settled derivatives: | ||||
126,928 | 0.05% | 1,493,087 | 0.54% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| TOTAL: | 1,980,922 | 0.72% | 1,689,567 | 0.61% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
1p ordinary | Purchase | 1 | 6.7000 GBP |
1p ordinary | Purchase | 18 | 1,047.8016 GBP |
1p ordinary | Purchase | 82 | 6.0500 GBP |
1p ordinary | Purchase | 151 | 5.4932 GBP |
1p ordinary | Purchase | 360 | 5.4743 GBP |
1p ordinary | Purchase | 372 | 5.4425 GBP |
1p ordinary | Purchase | 476 | 5.3972 GBP |
1p ordinary | Purchase | 662 | 5.4426 GBP |
1p ordinary | Purchase | 1,154 | 6.1401 GBP |
1p ordinary | Purchase | 1,348 | 5.4725 GBP |
1p ordinary | Purchase | 1,397 | 6.1900 GBP |
1p ordinary | Purchase | 1,452 | 5.3906 GBP |
1p ordinary | Purchase | 1,525 | 5.6373 GBP |
1p ordinary | Purchase | 1,719 | 5.4559 GBP |
1p ordinary | Purchase | 1,938 | 5.3910 GBP |
1p ordinary | Purchase | 1,963 | 5.4383 GBP |
1p ordinary | Purchase | 2,192 | 5.4385 GBP |
1p ordinary | Purchase | 2,719 | 5.4681 GBP |
1p ordinary | Purchase | 6,278 | 6.1946 GBP |
1p ordinary | Purchase | 7,617 | 5.4839 GBP |
1p ordinary | Purchase | 16,772 | 6.2550 GBP |
1p ordinary | Purchase | 23,525 | 6.1994 GBP |
1p ordinary | Purchase | 43,516 | 5.3895 GBP |
1p ordinary | Purchase | 134,748 | 5.4220 GBP |
1p ordinary | Sale | 2 | 6.7000 GBP |
1p ordinary | Sale | 9 | 5.9511 GBP |
1p ordinary | Sale | 127 | 5.5193 GBP |
1p ordinary | Sale | 493 | 5.3956 GBP |
1p ordinary | Sale | 755 | 5.5080 GBP |
1p ordinary | Sale | 776 | 5.9690 GBP |
1p ordinary | Sale | 807 | 5.5039 GBP |
1p ordinary | Sale | 1,286 | 6.1903 GBP |
1p ordinary | Sale | 1,525 | 5.6376 GBP |
1p ordinary | Sale | 1,719 | 5.4561 GBP |
1p ordinary | Sale | 1,963 | 5.4386 GBP |
1p ordinary | Sale | 2,240 | 6.0861 GBP |
1p ordinary | Sale | 2,753 | 5.9866 GBP |
1p ordinary | Sale | 2,932 | 5.4196 GBP |
1p ordinary | Sale | 3,024 | 5.6390 GBP |
1p ordinary | Sale | 5,121 | 5.5240 GBP |
1p ordinary | Sale | 7,259 | 5.4917 GBP |
1p ordinary | Sale | 17,209 | 6.0343 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description |
| reference | unit |
security |
|
| securities |
|
1p ordinary | CFD | Long | 61 | 5.8795 GBP |
1p ordinary | SWAP | Long | 72 | 5.6700 GBP |
1p ordinary | CFD | Long | 776 | 5.9690 GBP |
1p ordinary | SWAP | Long | 991 | 5.9664 GBP |
1p ordinary | SWAP | Long | 1,287 | 5.9734 GBP |
1p ordinary | SWAP | Long | 1,651 | 5.9850 GBP |
1p ordinary | SWAP | Long | 7,667 | 6.0156 GBP |
1p ordinary | SWAP | Long | 10,362 | 6.0704 GBP |
1p ordinary | CFD | Long | 16,377 | TRANSFER |
1p ordinary | SWAP | Long | 123,477 | TRANSFER |
1p ordinary | SWAP | Short | 91 | 5.6701 GBP |
1p ordinary | SWAP | Short | 180 | 6.2000 GBP |
1p ordinary | CFD | Short | 3,615 | 6.2350 GBP |
1p ordinary | CFD | Short | 8,550 | 6.1904 GBP |
1p ordinary | SWAP | Short | 12,243 | 6.1941 GBP |
1p ordinary | CFD | Short | 408,125 | TRANSFER |
1p ordinary | SWAP | Short | 2,606,191 | TRANSFER |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 5 Nov 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20201105005507/en/
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