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Form 8.3 - RSA LN Equity 7-April-21 Decrease Traded Position

8 Apr 2021 13:05

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

NBC Global Finance Limited

LEI: 549300KWU8YQOYSK5Y64

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

National Bank of Canada

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

RSA Insurance Group plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

7 April 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

No

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

1P ORDINARY

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

12,051,448

1.16%

 

 

(2) Cash-settled derivatives:

 

18,164,646

1.75%

30,216,094

2.91%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

TOTAL:

30,216,094

2.91%

30,216,094

2.91%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

N/A

Details, including nature of the rights concerned and relevant percentages:

N/A

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

1P ORDINARY

Sale

2,000,000

6.826 GBP

1P ORDINARY

Sale

7,900,000

6.826 GBP

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

1P ORDINARY

TOTAL RETURN SWAP

DECREASING A SHORT POSITION

2,000,000

6.826 GBP

1P ORDINARY

TOTAL RETURN SWAP

DECREASING A SHORT POSITION

7,900,000

6.826 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

08 April 2021

Contact name:

Marco Marson

Telephone number*:

+353 87 9475109

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210408005494/en/

Copyright Business Wire 2021

Date   Source Headline
19th May 202110:46 amRNSForm 8.5 (EPT/RI)-RSA INSURANCE GROUP PLC
19th May 20218:07 amRNSForm 8.3 - RSA LN
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18th May 20218:38 amRNSForm 8.3 - RSA LN
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17th May 20213:15 pmPRNForm 8.3 - RSA Insurance Group Plc
17th May 20213:15 pmBUSForm 8.3 - RSA Insurance Group plc
17th May 20213:01 pmEQSForm 8.3 - The Vanguard Group, Inc.: RSA Insurance Group plc
17th May 20213:00 pmRNSForm 8.3 - RSA LN
17th May 20212:50 pmRNSForm 8.3 - RSA INSURANCE GROUP PLC
17th May 20212:31 pmPRNForm 8.3 - RSA Insurance Group plc
17th May 202111:35 amRNSForm 8.5 (EPT/RI)
17th May 202111:34 amRNSForm 8.3 - RSA Insurance Group
17th May 202111:26 amBUSFORM 8.5 (EPT/NON-RI) - RSA INSURANCE GROUP PLC
17th May 202111:23 amRNSForm 8.5 (EPT/RI)
17th May 20219:20 amRNSForm 8.5 (EPT/RI)-RSA INSURANCE GROUP PLC
17th May 20218:09 amRNSForm 8.3 - RSA LN
17th May 20217:21 amRNSForm 8.3 - RSA Insurance Group plc
14th May 20215:00 pmRNSHolding(s) in Company
14th May 20214:30 pmRNSHolding(s) in Company
14th May 20213:41 pmRNSForm 8.3 - RSA Insurance Group plc 14 May 2021
14th May 20213:30 pmRNSForm 8.3 - RSA LN
14th May 20213:20 pmRNSForm 8.3 - RSA Insurance Group plc
14th May 20213:15 pmPRNForm 8.3 - RSA Insurance Group Plc
14th May 20213:15 pmBUSForm 8.3 - RSA Insurance Group plc
14th May 20213:00 pmRNSForm 8.5 (EPT/RI)-Replacement of RSA INSURANCE GRP
14th May 20213:00 pmPRNForm 8.3 - RSA Insurance Group Plc
14th May 20212:53 pmEQSForm 8.3 - The Vanguard Group, Inc.: RSA Insurance Group plc
14th May 20212:51 pmRNSForm 8.3 - RSA Insurance Group Plc
14th May 202112:01 pmRNSForm 8.3 - RSA Insurance Group plc
14th May 202111:48 amBUSForm 8.5 (EPT/NON-RI) - RSA INSURANCE GROUP PLC
14th May 202111:33 amRNSForm 8.5 (EPT/RI)
14th May 202111:33 amRNSForm 8.5 (EPT/NON-RI)
14th May 202111:25 amRNSForm 8.5 (EPT/RI)

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