15 Jun 2016 13:13
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | RPC GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 14 June 2016 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BRITISH POLYTHENE INDUSTRIES PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,757,412 | 1.19% | 1,542,203 | 0.49% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,448,882 | 0.46% | 2,836,948 | 0.90% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,206,294 | 1.65% | 4,379,151 | 1.39% | |||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 12 | 8.1808 GBP | ||||
| ORD | Purchase | 14 | 8.1350 GBP | ||||
| ORD | Purchase | 15 | 8.1300 GBP | ||||
| ORD | Purchase | 28 | 8.1200 GBP | ||||
| ORD | Purchase | 42 | 8.0850 GBP | ||||
| ORD | Purchase | 157 | 8.0500 GBP | ||||
| ORD | Purchase | 206 | 8.1050 GBP | ||||
| ORD | Purchase | 244 | 8.0206 GBP | ||||
| ORD | Purchase | 396 | 8.1101 GBP | ||||
| ORD | Purchase | 450 | 8.0650 GBP | ||||
| ORD | Purchase | 510 | 8.0976 GBP | ||||
| ORD | Purchase | 570 | 8.0450 GBP | ||||
| ORD | Purchase | 600 | 8.1000 GBP | ||||
| ORD | Purchase | 601 | 8.1100 GBP | ||||
| ORD | Purchase | 791 | 8.0400 GBP | ||||
| ORD | Purchase | 1,016 | 8.0575 GBP | ||||
| ORD | Purchase | 1,233 | 8.0905 GBP | ||||
| ORD | Purchase | 1,672 | 8.2847 GBP | ||||
| ORD | Purchase | 2,504 | 8.0403 GBP | ||||
| ORD | Purchase | 2,676 | 8.0847 GBP | ||||
| ORD | Purchase | 2,865 | 8.0511 GBP | ||||
| ORD | Purchase | 4,737 | 8.0719 GBP | ||||
| ORD | Purchase | 5,762 | 8.0514 GBP | ||||
| ORD | Purchase | 7,834 | 8.1307 GBP | ||||
| ORD | Purchase | 12,473 | 8.0219 GBP | ||||
| ORD | Purchase | 15,077 | 8.0685 GBP | ||||
| ORD | Purchase | 21,030 | 8.0712 GBP | ||||
| ORD | Purchase | 22,660 | 8.0914 GBP | ||||
| ORD | Purchase | 100,115 | 8.0917 GBP | ||||
| ORD | Purchase | 224,000 | 8.1800 GBP | ||||
| ORD | Sale | 14 | 8.1350 GBP | ||||
| ORD | Sale | 15 | 8.1300 GBP | ||||
| ORD | Sale | 28 | 8.1200 GBP | ||||
| ORD | Sale | 35 | 8.0700 GBP | ||||
| ORD | Sale | 42 | 8.0850 GBP | ||||
| ORD | Sale | 206 | 8.1050 GBP | ||||
| ORD | Sale | 290 | 8.1075 GBP | ||||
| ORD | Sale | 415 | 8.0300 GBP | ||||
| ORD | Sale | 576 | 8.1037 GBP | ||||
| ORD | Sale | 601 | 8.1100 GBP | ||||
| ORD | Sale | 684 | 8.1178 GBP | ||||
| ORD | Sale | 938 | 8.0650 GBP | ||||
| ORD | Sale | 958 | 8.0864 GBP | ||||
| ORD | Sale | 989 | 8.0423 GBP | ||||
| ORD | Sale | 1,022 | 8.0450 GBP | ||||
| ORD | Sale | 1,135 | 8.0400 GBP | ||||
| ORD | Sale | 1,165 | 8.0500 GBP | ||||
| ORD | Sale | 1,340 | 8.1000 GBP | ||||
| ORD | Sale | 1,579 | 8.0399 GBP | ||||
| ORD | Sale | 2,213 | 8.0818 GBP | ||||
| ORD | Sale | 2,225 | 8.0533 GBP | ||||
| ORD | Sale | 2,987 | 8.0872 GBP | ||||
| ORD | Sale | 3,260 | 8.0729 GBP | ||||
| ORD | Sale | 3,766 | 8.1009 GBP | ||||
| ORD | Sale | 4,400 | 8.0739 GBP | ||||
| ORD | Sale | 4,667 | 8.0764 GBP | ||||
| ORD | Sale | 5,308 | 8.0432 GBP | ||||
| ORD | Sale | 6,085 | 8.0624 GBP | ||||
| ORD | Sale | 6,207 | 8.0491 GBP | ||||
| ORD | Sale | 6,713 | 8.0756 GBP | ||||
| ORD | Sale | 11,151 | 8.0269 GBP | ||||
| ORD | Sale | 11,958 | 8.0984 GBP | ||||
| ORD | Sale | 12,000 | 8.0200 GBP | ||||
| ORD | Sale | 16,987 | 8.0394 GBP | ||||
| ORD | Sale | 21,900 | 8.0707 GBP | ||||
| ORD | Sale | 128,792 | 8.0618 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 13 | 8.0992 GBP | |||||
| ORD | CFD | Long | 13 | 8.1238 GBP | |||||
| ORD | CFD | Long | 13 | 8.1292 GBP | |||||
| ORD | CFD | Long | 14 | 8.1092 GBP | |||||
| ORD | CFD | Long | 14 | 8.1142 GBP | |||||
| ORD | CFD | Long | 14 | 8.1342 GBP | |||||
| ORD | CFD | Long | 15 | 8.1293 GBP | |||||
| ORD | CFD | Long | 16 | 8.0987 GBP | |||||
| ORD | CFD | Long | 16 | 8.1187 GBP | |||||
| ORD | CFD | Long | 19 | 8.0989 GBP | |||||
| ORD | CFD | Long | 21 | 8.0938 GBP | |||||
| ORD | CFD | Long | 24 | 8.0991 GBP | |||||
| ORD | CFD | Long | 28 | 8.1189 GBP | |||||
| ORD | CFD | Long | 28 | 8.1192 GBP | |||||
| ORD | CFD | Long | 30 | 8.1193 GBP | |||||
| ORD | CFD | Long | 42 | 8.0840 GBP | |||||
| ORD | CFD | Long | 50 | 8.0192 GBP | |||||
| ORD | CFD | Long | 54 | 8.1190 GBP | |||||
| ORD | CFD | Long | 76 | 8.1140 GBP | |||||
| ORD | CFD | Long | 100 | 8.0593 GBP | |||||
| ORD | CFD | Long | 250 | 8.1146 GBP | |||||
| ORD | SWAP | Long | 340 | 8.1090 GBP | |||||
| ORD | CFD | Long | 2,139 | 8.0937 GBP | |||||
| ORD | CFD | Long | 2,213 | 8.0818 GBP | |||||
| ORD | CFD | Long | 2,400 | 8.0925 GBP | |||||
| ORD | CFD | Long | 4,400 | 8.0738 GBP | |||||
| ORD | SWAP | Long | 4,968 | 8.0387 GBP | |||||
| ORD | CFD | Long | 6,207 | 8.0491 GBP | |||||
| ORD | CFD | Long | 6,713 | 8.0756 GBP | |||||
| ORD | CFD | Long | 11,151 | 8.0269 GBP | |||||
| ORD | SWAP | Long | 11,837 | 8.0964 GBP | |||||
| ORD | SWAP | Long | 17,406 | 8.0402 GBP | |||||
| ORD | CFD | Long | 21,900 | 8.0707 GBP | |||||
| ORD | CFD | Long | 128,742 | 8.0618 GBP | |||||
| ORD | CFD | Short | 244 | 8.0206 GBP | |||||
| ORD | CFD | Short | 450 | 8.1809 GBP | |||||
| ORD | CFD | Short | 1,233 | 8.0904 GBP | |||||
| ORD | CFD | Short | 1,672 | 8.2847 GBP | |||||
| ORD | SWAP | Short | 2,400 | 8.0337 GBP | |||||
| ORD | SWAP | Short | 3,300 | 8.1005 GBP | |||||
| ORD | CFD | Short | 5,762 | 8.0515 GBP | |||||
| ORD | CFD | Short | 6,025 | 8.0461 GBP | |||||
| ORD | SWAP | Short | 9,440 | 8.0764 GBP | |||||
| ORD | CFD | Short | 12,473 | 8.0219 GBP | |||||
| ORD | CFD | Short | 6,365 | 8.0788 GBP | |||||
| ORD | SWAP | Short | 17,630 | 8.0984 GBP | |||||
| ORD | SWAP | Short | 75,571 | 8.0935 GBP | |||||
| ORD | CFD | Short | 40,348 | 8.0954 GBP | |||||
| ORD | CFD | Short | 224,012 | 8.1800 GBP | |||||
| ORD | SWAP Expires 14/09/2016 | Short | 224,012 | 8.1800 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 15 June 2016 | |
| Contact name: | Pinar Coktas | |
| Telephone number: | 020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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