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Pin to quick picksRoquefort Thera Regulatory News (ROQ)

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Holding(s) in Company

23 Aug 2021 12:56

RNS Number : 4960J
Roquefort Investments PLC
23 August 2021
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Roquefort Investments PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Wayne Gibson

City and country of registered office (if applicable)

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reachedvi:

23 August 2021

6. Date on which issuer notified (DD/MM/YYYY):

23 August 2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

3.74

3.74

1,380,000

Position of previous notification (if

applicable)

0

0

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

1,380,000

3.74%

SUBTOTAL 8. A

1,380,000

3.74%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

 

Place of completion

London

Date of completion

23 August 2021

 

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END
 
 
HOLUOVARASUWUAR
Date   Source Headline
15th Sep 202212:26 pmRNSNotice of Admission
13th Sep 202211:08 amRNSPublication of Prospectus
11th Aug 20227:00 amRNSPre-clinical Program & Transaction Update
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21st Mar 20229:34 amRNSInvestor Presentation
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8th Feb 202211:35 amRNSHolding(s) in Company
28th Jan 20227:00 amRNSHolding(s) in Company
19th Jan 202212:56 pmRNSDirector/PDMR Shareholding
19th Jan 20228:39 amRNSHolding(s) in Company
18th Jan 20222:00 pmRNSPrice Monitoring Extension
18th Jan 202211:51 amRNSHolding(s) in Company
17th Jan 20227:00 amRNSHolding(s) in Company
17th Jan 20227:00 amRNSPre-clinical Update
10th Jan 20228:00 amRNSPublication of New Research
31st Dec 20217:00 amRNSChange of Company Name
22nd Dec 20217:00 amRNSHolding(s) in Company
21st Dec 20219:06 amRNSSecond Price Monitoring Extn
21st Dec 20219:00 amRNSPrice Monitoring Extension
21st Dec 20217:00 amRNSAcquisition Completion, Admission & Voting Rights
16th Dec 20214:24 pmRNSPublication of Prospectus
13th Dec 20211:19 pmRNSResults of General Meeting
22nd Nov 20217:00 amRNSConditional Placing to Raise £3 Million
19th Nov 20217:00 amRNSCircular and Notice of General Meeting
18th Nov 20217:00 amRNSProposed Acquisition of Lyramid Pty Limited
12th Nov 20217:33 amRNSUpdate on Acquisition of Lyramid Limited
29th Oct 20212:01 pmRNSInterim Results to 30 June 2021
20th Oct 20217:00 amRNSBoard Changes
29th Sep 20217:34 amRNSReverse Takeover & Suspension of Trading
29th Sep 20217:30 amRNSSuspension - Roquefort Investments Plc
26th Aug 202112:42 pmRNSHolding(s) in Company

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