Last checked at 19 Nov 2015 15:31
For filings with the FCA include the annex | |
For filings with issuer exclude the annex | |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Rockhopper Exploration Plc |
2 Reason for the notification (please tick the appropriate box or boxes): | |
An acquisition or disposal of voting rights | X |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | |
3. Full name of person(s) subject to the notification obligation: iii |
Carlson Capital UK LLP |
4. Full name of shareholder(s) (if different from 3.):iv | |
5. Date of the transaction and date on which the threshold is crossed or reached: v |
18 November 2015 |
6. Date on which issuer notified: | 19 November 2015 |
7. Threshold(s) that is/are crossed or reached: vi, vii |
8.03% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares
if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | Direct xi | Indire ct xii | Direct | Indirect | |||
Common Stock GB00B0FVQX 23 |
22,620,048 |
22,620,048 |
23,820,048 |
23,820,048 |
8.03% | ||
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
23,820,048 | 8.03% |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
13. Additional information: | |
14. Contact name: |
Shahla F. Ali, Chief Compliance Officer |
15. Contact telephone number: |
+44 0207 5913450 or +1 212 994 8303 |