Rainbow Rare Earths Phalaborwa project shaping up to be one of the lowest cost producers globally. Watch the video here.

Less Ads, More Data, More Tools Register for FREE

Pin to quick picksRockhopper Regulatory News (RKH)

Share Price Information for Rockhopper (RKH)

London Stock Exchange
Share Price is delayed by 15 minutes
Get Live Data
Share Price: 14.90
Bid: 14.70
Ask: 15.00
Change: -0.05 (-0.33%)
Spread: 0.30 (2.041%)
Open: 15.20
High: 15.20
Low: 14.75
Prev. Close: 14.95
RKH Live PriceLast checked at -

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Holding(s) in Company

13 Jul 2017 16:48

RNS Number : 0358L
Rockhopper Exploration plc
13 July 2017
 



TR-1: Standard form for notification of major holdings

 

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Rockhopper Exploration Plc

GB00B0FVQX23

 

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

 

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

 

An acquisition or disposal of voting rights

X

 

An acquisition or disposal of financial instruments

X

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

 

Name

UBS Investment Bank

UBS Group AG

 

City and country of registered office (if applicable)

Zürich

Switzerland

 

4. Full name of shareholder(s) (if different from 3.)v

 

Name

UBS AG London Branch

 

City and country of registered office (if applicable)

London, United Kingdom

 

5. Date on which the threshold was crossed or reachedvi:

10 July 2017

 

6. Date on which issuer notified (DD/MM/YYYY):

12 July 2017

 

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

 

Resulting situation on the date on which threshold was crossed or reached

3.97%

1.73%

5.69%

456'964'958

 

Position of previous notification (if

applicable)

Below notifiable threshold

Below notifiable threshold

Below notifiable threshold

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0FVQX23

18,119,485

3.97%

SUBTOTAL 8. A

18,119,485

3.97%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to recall lent shares

Anytime

2,010,300

0.44%

SUBTOTAL 8. B 1

2,010,300

0.44%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

Equity Swaps

 

From 25.09.2017

to

13.09.2019

 

Cash

 

5,880,421

 

1.29%

SUBTOTAL 8.B.2

 

5,880,421

 

 

1.29%

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

UBS Group AG

UBS AG

UBS AG London Branch

3.96%

1.29%

5.25%

UBS Group AG

UBS AG

 

 

UBS Limited

 

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Place of completion

Opfikon, Switzerland

Date of completion

12.07.2017

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLEALXDFLLXEFF
Date   Source Headline
20th Jun 20147:00 amRNSPosting of Scheme Document
19th Jun 20143:45 pmRNSForm 8.3 - Rockhopper-Mediterranean
19th Jun 20143:45 pmRNSForm 8.3 - Mediterranean-Rockhopper
19th Jun 20143:44 pmRNSForm 8.3 - Rockhopper-Mediterranean
19th Jun 20143:42 pmRNSForm 8.3 - Mediterranean-Rockhopper
19th Jun 20143:41 pmRNSForm 8.3 - Rockhopper-Mediterranean
19th Jun 20143:40 pmRNSForm 8.3 - Mediterranean-Rockhopper
19th Jun 20143:39 pmRNSForm 8.3 - Rockhopper-Mediterranean
19th Jun 20143:38 pmRNSForm 8.3 - Mediterranean-Rockhopper
19th Jun 20143:34 pmRNSForm 8.3 - Rockhopper-Mediterranean
19th Jun 20143:33 pmRNSForm 8.3 - Mediterranean-Rockhopper
19th Jun 20141:01 pmRNSForm 8.3 - Rockhopper Exploration Plc
19th Jun 201412:00 pmRNSForm 8.5 (EPT/RI)
19th Jun 201411:43 amRNSForm 8.3 - Rockhopper-Mediterranean
19th Jun 201411:40 amRNSForm 8.3 - Mediterranean-Rockhopper
19th Jun 201411:27 amRNSForm 8.5 (EPT/RI)
19th Jun 20148:45 amRNSForm 8.5 (EPT/RI)
18th Jun 20142:31 pmRNSForm 8.5 (EPT/RI)
18th Jun 201411:20 amRNSForm 8.5 (EPT/RI)
18th Jun 201411:17 amRNSForm 8.5 (EPT/RI)
18th Jun 20149:57 amRNSForm 8.5 (EPT/RI)
18th Jun 20149:55 amRNSForm 8.5 (EPT/RI)
17th Jun 201411:46 amRNSForm 8.5 (EPT/RI)
17th Jun 201410:53 amRNSForm 8.5 (EPT/RI)
17th Jun 20148:24 amRNSForm 8.5 (EPT/RI)
16th Jun 201411:37 amRNSForm 8.5 (EPT/RI)
16th Jun 201410:54 amRNSForm 8.5 (EPT/RI)
16th Jun 201410:11 amRNSHolding(s) in Company
16th Jun 20149:55 amRNSForm 8.3 - [Rockhopper Exploration Plc
16th Jun 20149:03 amRNSForm 8.5 (EPT/RI)
13th Jun 201410:57 amRNSForm 8.5 (EPT/RI)
13th Jun 201410:34 amRNSForm 8.3 - Rockhopper Exploration Plc
13th Jun 201410:04 amRNSForm 8.5 (EPT/RI)
13th Jun 20148:33 amRNSForm 8.5 (EPT/RI)
12th Jun 201410:36 amRNSForm 8.5 (EPT/RI)
12th Jun 201410:32 amRNSForm 8.3 - Rockhopper Exploration Plc
12th Jun 201410:27 amRNSForm 8.5 (EPT/RI)
12th Jun 20148:37 amRNSForm 8.5 (EPT/RI)
11th Jun 201410:41 amRNSForm 8.3 - Rockhopper Exploration Plc
11th Jun 201410:40 amRNSForm 8.5 (EPT/RI)
11th Jun 201410:03 amRNSForm 8.5 (EPT/RI)
11th Jun 20148:52 amRNSForm 8.5 (EPT/RI)
10th Jun 20145:51 pmRNSRule 2.10 Announcement
10th Jun 201412:38 pmRNSForm 8.3 - Rockhopper
10th Jun 201411:09 amRNSForm 8.5 (EPT/RI)
10th Jun 201410:56 amRNSForm 8.3 - [Rockhopper Exploration Plc]
10th Jun 20149:43 amRNSForm 8.5 (EPT/RI)
10th Jun 20148:31 amRNSForm 8.5 (EPT/RI)
9th Jun 20145:19 pmRNSForm 8.3 - Rockhopper Exploration PLC
9th Jun 20142:04 pmRNSForm 8.3 - Rockhopper Exploration Plc

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.