10 Mar 2017 12:30
Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
10 March 2017
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Bold Baatar | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief executive, Energy & Minerals | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
5,703
£33.031 | ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
85,174
£23.352
| ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Alfredo Barrios | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief executive, Aluminium | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
14,230
£33.031 | ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
91,721
£23.352
| ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Jean-Sébastien Jacques | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief executive | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
22,163
£33.031 | ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
184,994
£23.352
| ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Vera Kirikova | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Human Resources Group executive | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
1,811
£33.031 | ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
66,803
£23.352
| ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Christopher Lynch | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief financial officer | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
21,725
£33.031 | ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
146,711
£23.352
| ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Simone Niven | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Corporate Relations Group executive | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
1,704
£33.031 | ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
66,803
£23.352
| ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Arnaud Soirat | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief executive, Copper & Diamonds | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
8,051
£33.031 | ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
85,174
£23.352
| ||||
e)
| Date of the transaction
| 2017-03-09 | ||||
f)
| Place of the transaction
| XLON |
Steve AllenCompany Secretary | |
Rio Tinto plc6 St James's Square London SW1Y 4AD United Kingdom
T +44 20 7781 2058Registered in England No. 719885 |