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Pin to quick picksRights &iss. Regulatory News (RIII)

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Rights and Issues Investment Trust PLC: HOL-Holding(s) in Company*

12 Oct 2022 18:16

Rights and Issues Investment Trust PLC (RIII) Rights and Issues Investment Trust PLC: HOL-Holding(s) in Company* 12-Oct-2022 / 18:15 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.


TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Rights & Issues Investment Trust plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

 

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

X

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

Simon Knott

City and country of registered office (if applicable)

 

4. Full name of shareholder(s) (if different from 3.)v

Name

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reachedvi:

3 October 2022

6. Date on which issuer notified (DD/MM/YYYY):

3 October 2022

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

7.73%

0%

7.73%

6,311,595

Position of previous notification (if

applicable)

6.03%

0%

6.03%

 

             

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Ordinary GBP 0.25

GB0007392078

 

488,111

0

7.73%

0%

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

488,111

7.73%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/ Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/ Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

                   

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

Of the 488,111 shares beneficially held by Simon Knott 3,000 are in the name of his spouse.

         

 

Place of completion

Chelmsford

Date of completion

12/10/2022

 


ISIN:GB0007392078
Category Code:HOL
TIDM:RIII
LEI Code:2138002AWAM93Z6BP574
OAM Categories: 3.1. Additional regulated information required to be disclosed under the laws of a Member State
Sequence No.:194168
EQS News ID:1462519
 
End of AnnouncementEQS News Service

UK Regulatory announcement transmitted by EQS Group AG. The issuer is solely responsible for the content of this announcement.

Date   Source Headline
21st Jun 202411:08 amRNSNet Asset Value(s)
21st Jun 20247:00 amRNS2024 AGM Voting Results Update Statement
20th Jun 202410:52 amRNSNet Asset Value(s)
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18th Jun 20244:47 pmRNSTransaction in Own Shares
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11th Jun 202410:46 amRNSNet Asset Value(s)
10th Jun 202410:12 amRNSNet Asset Value(s)
7th Jun 202410:20 amRNSNet Asset Value(s)
6th Jun 202411:07 amRNSNet Asset Value(s)
5th Jun 202410:24 amRNSNet Asset Value(s)
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3rd Jun 202412:41 pmRNSNet Asset Value(s)
3rd Jun 20249:17 amRNSTotal Voting Rights
31st May 20244:50 pmRNSTransaction in Own Shares
31st May 202410:30 amRNSNet Asset Value(s)
30th May 20244:54 pmRNSTransaction in Own Shares
30th May 20241:06 pmRNSNet Asset Value(s)
29th May 20244:55 pmRNSTransaction in Own Shares
29th May 202411:26 amRNSNet Asset Value(s)
28th May 202410:53 amRNSNet Asset Value(s)
24th May 20244:50 pmRNSTransaction in Own Shares
24th May 202412:44 pmRNSNet Asset Value(s)
23rd May 202411:32 amRNSNet Asset Value(s)
22nd May 202411:25 amRNSNet Asset Value(s)
21st May 202411:00 amRNSNet Asset Value(s)
20th May 202411:38 amRNSNet Asset Value(s)
17th May 202411:22 amRNSNet Asset Value(s)
16th May 202411:43 amRNSNet Asset Value(s)
15th May 202411:32 amRNSNet Asset Value(s)
14th May 202410:47 amRNSNet Asset Value(s)
13th May 202411:18 amRNSNet Asset Value(s)
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9th May 202411:29 amRNSNet Asset Value(s)
8th May 202411:31 amRNSNet Asset Value(s)
7th May 20241:08 pmRNSNet Asset Value(s)
3rd May 20244:53 pmRNSTransaction in Own Shares
3rd May 202411:19 amRNSNet Asset Value(s)
2nd May 202410:37 amRNSNet Asset Value(s)
1st May 202412:39 pmRNSNet Asset Value(s)
1st May 20247:00 amRNSTotal Voting Rights
30th Apr 20245:34 pmRNSTransaction in Own Shares
30th Apr 202410:27 amRNSNet Asset Value(s)
29th Apr 20244:47 pmRNSTransaction in Own Shares

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