18 Nov 2015 10:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 17 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 400 | 46.9000 EUR | 46.9000 EUR |
A ADSs | SALES | 400 | 46.9000 EUR | 46.9000 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,933,234 | 23.4450 EUR | 23.0200 EUR |
EUR 0.07 A ordinary | SALES | 3,091,488 | 23.4500 EUR | 23.0300 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,257,471 | 16.2900 GBP | 16.0250 GBP |
EUR 0.07 A ordinary | SALES | 1,637,720 | 16.2900 GBP | 16.0300 GBP |
EUR 0.07 A ordinary | SALES | 66,384 | 24.6074 USD | 24.6074 USD |
EUR 0.07 B ordinary | SALES | 31 | 23.4150 EUR | 23.4150 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,126,705 | 16.4400 GBP | 16.1300 GBP |
EUR 0.07 B ordinary | SALES | 1,572,592 | 16.4350 GBP | 15.8124 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 585 | 23.2166 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,845 | 23.2166 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 23.2600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,109 | 23.2613 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,812 | 23.2648 EUR |
EUR 0.07 A ordinary | CFD | LONG | 387 | 23.2648 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,834 | 23.2648 EUR |
EUR 0.07 A ordinary | CFD | LONG | 656,805 | 23.2867 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36,794 | 23.2972 EUR |
EUR 0.07 A ordinary | CFD | LONG | 125,235 | 23.2974 EUR |
EUR 0.07 A ordinary | CFD | LONG | 35 | 23.3020 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36 | 23.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 799 | 23.3257 EUR |
EUR 0.07 A ordinary | CFD | LONG | 325 | 23.3413 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,190 | 23.3547 EUR |
EUR 0.07 A ordinary | CFD | LONG | 113 | 23.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 660,275 | 23.2817 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,575 | 23.3008 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,369 | 23.3137 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,506 | 23.3200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,970 | 23.3212 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,540 | 23.3506 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 396 | 23.3589 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,215 | 23.3754 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,300 | 23.3950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 300 | 16.1550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 375 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,500 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 72,121 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 50,880 | 16.1836 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,500 | 16.1900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,128 | 16.2032 GBP |
EUR 0.07 A ordinary | CFD | LONG | 80 | 16.2038 GBP |
EUR 0.07 A ordinary | CFD | LONG | 100 | 16.2109 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,139 | 16.2144 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,240 | 16.2144 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,958 | 16.2144 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 16.0948 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 287 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,299 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,561 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,171 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,693 | 16.1944 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,304 | 16.1944 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,915 | 16.1944 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 878 | 16.1944 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 190,000 | 16.1956 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,500 | 16.1963 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 16.1963 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 70,346 | 16.1972 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,386 | 16.1981 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,500 | 16.2000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 16.2000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 180,000 | 16.2129 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 16.2480 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,751 | 16.3037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 861 | 16.3037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,281 | 16.3037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,614 | 16.3037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,962 | 16.3037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,408 | 16.3316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,178 | 16.3486 GBP |
EUR 0.07 B ordinary | CFD | LONG | 81,105 | 16.3504 GBP |
EUR 0.07 B ordinary | CFD | LONG | 108,895 | 16.3504 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,783 | 16.3510 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,217 | 16.3510 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,676 | 16.3513 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,324 | 16.3513 GBP |
EUR 0.07 B ordinary | CFD | LONG | 66,600 | 16.3549 GBP |
EUR 0.07 B ordinary | CFD | LONG | 95,382 | 16.3615 GBP |
EUR 0.07 B ordinary | CFD | LONG | 84,618 | 16.3615 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,325 | 16.3674 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,642 | 16.3693 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,402 | 16.3693 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,385 | 16.3693 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,136 | 16.3750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,766 | 16.3750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,786 | 16.3750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,454 | 16.3750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 85 | 16.1950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 689 | 16.3350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,500 | 16.3350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.3380 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,454 | 16.3396 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,820 | 16.3412 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,500 | 16.3500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 90 | 16.3503 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,685 | 16.3576 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 89,000 | 16.3581 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.3712 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 200 | 16.3750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 88,662 | 16.3800 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 38,400 | 25.5000 | A | 18/12/2015 | 0.1200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 7,100 | 25.5000 | A | 18/12/2015 | 0.1300 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 11,700 | 25.5000 | A | 18/12/2015 | 0.1400 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 42,200 | 25.0000 | A | 18/12/2015 | 0.1900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 44,600 | 25.0000 | A | 18/12/2015 | 0.1900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 12,700 | 25.0000 | A | 18/12/2015 | 0.2000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 9,400 | 25.0000 | A | 18/12/2015 | 0.2000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 800 | 25.0000 | A | 18/12/2015 | 0.2100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 10,500 | 25.0000 | A | 18/12/2015 | 0.2100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 18,800 | 25.0000 | A | 18/12/2015 | 0.2200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 13,100 | 24.5000 | A | 18/12/2015 | 0.2900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 4,300 | 24.5000 | A | 18/12/2015 | 0.3000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 9,000 | 24.5000 | A | 18/12/2015 | 0.3000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 3,800 | 24.5000 | A | 18/12/2015 | 0.3100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 8,700 | 24.5000 | A | 18/12/2015 | 0.3100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 300 | 24.5000 | A | 18/12/2015 | 0.3200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 10,300 | 24.5000 | A | 18/12/2015 | 0.3200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 600 | 24.5000 | A | 18/12/2015 | 0.3300 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 22,100 | 24.5000 | A | 18/12/2015 | 0.3400 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 7,600 | 24.5000 | A | 18/12/2015 | 0.3400 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 145,000 | 15.5000 | E | 15/01/2016 | 0.3676 GBP |
EUR 0.07 A ordinary | PUT | SALE | 70,000 | 16.0000 | E | 20/11/2015 | 0.0670 GBP |
EUR 0.07 A ordinary | PUT | SALE | 75,000 | 16.0000 | E | 20/11/2015 | 0.0670 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.